SEC Info
uses JavaScript!
To view pages properly, enable JavaScript in your browser.
SEC Info
℠
Home
Search
My Interests
Help
Sign In
Please
Sign In
J.P. Morgan Securities LLC
NY
SEC # 1362244
30 Related Registrants:
Same IRS #: Bear Stearns & Co. Inc. — 2/14/95 — SEC # 732831
Same IRS #: Bear Stearns & Co. Inc./NY — 6/13/08 — SEC # 918134
Same Name: J.P. Morgan Securities LLC — 2/28/24 — SEC # 782124
Same Name: J.P. Morgan Securities LLC/FA — 4/24/24 — SEC # 1968582
More than a Year ago:
JPMorgan Chase & Co. — 10/30/17 — SEC # 19617
Bear Stearns Asset Backed Securities I LLC — 1/9/13 — SEC # 1283557
Bear Stearns Asset Management Inc. — 1/9/13 — SEC # 1062592
Bear Stearns Health Innoventures Management LLC — 1/9/13 — SEC # 1267144
BSCGP Inc. — 1/9/13 — SEC # 1012618
Constellation Growth Capital, LLC — 1/9/13 — SEC # 1504131
Constellation Ventures Management II, LLC — 1/9/13 — SEC # 1293522
EMC Mortgage LLC — 1/9/13 — SEC # 1560503
Highbridge Capital Management LLC — 1/9/13 — SEC # 919185
J P Morgan Acceptance Corp. I — 1/9/13 — SEC # 1085309
J.P. Morgan Institutional Investments, Inc. — 1/9/13 — SEC # 1523580
J.P. Morgan Partners, LLC — 1/9/13 — SEC # 1467134
J.P. Morgan Private Investments Inc. — 1/9/13 — SEC # 1503764
JF International Management Inc. — 1/9/13 — SEC # 1229296
JP Morgan Investment Management Inc. — 1/9/13 — SEC # 1173475
JPMorgan Distribution Services Inc. — 1/9/13 — SEC # 1342564
OEP Co-Investors Management II, Ltd. — 1/9/13 — SEC # 1466433
OEP Co-Investors Management III, Ltd. — 1/9/13 — SEC # 1466432
SACO I Inc. — 1/9/13 — SEC # 1560504
Security Capital Research & Management Inc. — 1/9/13 — SEC # 1068829
Sixty Wall Street GP Corp. — 1/9/13 — SEC # 1388846
Sixty Wall Street Management Co., LLC — 1/9/13 — SEC # 1397409
Structured Asset Mortgage Investments II Inc. — 1/9/13 — SEC # 1243106
J.P. Morgan Latin America Management Co., L.L.C. — 9/9/11 — SEC # 1467135
JPMorgan Asset Management (UK) Ltd. — 9/9/11 — SEC # 1362941
Technology Coinvestors Management, LLC — 9/9/11 — SEC # 1504120
Click to view...
Registrant
About
Filings
Files
Relationships
Names
Topics
Web
119 SEC Filings
from 5/15/06 to 2/12/24
(
2 Months Ago
)
List All Filings
or
Filer / Offerer
Owner / Insider
Issuer / Subject Company
Filing Agent
Most-Recent Filing:
‘13F-NT’ — Quarterly Holdings Notice by a Money Manager — Form 13F — for 12/31/23
—
Filed as:
Filer / Offerer
New-Filing E-Mail:
Send me
notifications of
all
Filings
involving
J.P. Morgan Securities LLC
in
the most-recent Filings.
all 119 Filings.
an “Entity” Search.
Show
Documents with “hits”
Documents searched
and
each “hit”.
the 1st “hit”.
↓
↑
Hints
Text Wildcards:
?
(any letter/digit)
,
*
(many)
.
Search Logic:
for Documents:
&
(
and
)
,
|
(or)
; for Text:
|
(
anywhere
)
,
"(&)"
(near)
.
Details...
Forms
, Documents
&
Exhibits
in
119 Filings
Filed as:
Filer / Offerer
or
Owner / Insider
Latest Filing
Type
Category
Description
Documents
2/12/24
13F-NT
Ownership:
Quarterly Holdings Notices by Money Managers
—
Form 13F
—
Assets Under Management
72
2/9/24
ABS-15G
ABS:
Asset-Backed Securities Securitizer Reports
—
Form ABS-15G
13
9/27/18
OLD
APP WD
Registration:
Withdrawal of an Application for an Exemption Order or Other Relief
OLD
1
5/9/18
OLD
40-APP
Registration:
Applications for Exemption Orders and Other Relief by Investment Companies
OLD
9
10/30/17
OLD
3
Ownership:
Initial Statements of Beneficial Ownership of Securities by Insiders
—
Form 3
OLD
5
8/23/17
OLD
4
Ownership:
Statements of Changes in Beneficial Ownership of Securities by Insiders
—
Form 4
OLD
10
11/9/16
OLD
SC 13G
Ownership:
Statements of Acquisitions of Beneficial Ownership by “Passive” Investors
—
Schedule 13G
OLD
2
9/9/11
OLD
APP ORDR
SEC:
Applications for SEC Exemption Orders – ‘40-APP’ SEC Orders
OLD
2
9/9/11
OLD
APP NTC
SEC:
Applications for SEC Exemption Orders – ‘40-APP’ SEC Notices
OLD
2
7/12/11
OLD
NO ACT
SEC:
SEC No-Action Letters re: Shareholder Proposals
OLD
2
2/13/08
OLD
FWP
Registration:
Prospectus – Free Writing
OLD
1
Graphics:
2/13/08
OLD
GRAPHIC
Photo, Image or Graph
OLD
1
History as a Money Manager:
Assets Under Management
·
Related Money Managers
3
Related Managers
who also Reported Holdings for this Manager
As Of
Quarter
(Ended)
Holdings
Form 13F
Assets
(Millions)
Reporting Manager
Manager with whom Investment Discretion is Shared
2/12/24
12/31/23
7,400
of
30,972
$82,249,298
NY
JPMorgan Chase & Co.
11/14/22
9/30/22
37
of
2,825
$62
SD
Dorsey & Whitney Trust Co. LLC
5/10/21
3/31/21
NA
of
228
NA
TX
Segment Wealth Management, LLC
No Forms
nor
Documents
Filed re:
Issuer / Subject Company
Filings History
Year
# of Filings
2024
2
2023
5
2022
5
2021
5
2020
5
2019
5
2018
7
2017
17
2016
10
2015
5
2014
5
2013
5
2012
6
2011
16
2010
4
2009
5
2008
5
2007
4
2006
3
↑
Top
Copyright © 2024
Fran Finnegan & Company LLC
– All Rights Reserved.
About
—
Privacy
—
Redactions
—
Help
— Thu., Apr. 25, 10:23:28.
4pm ET