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Ascent Solar Technologies, Inc. 
 CO
  SEC # 1350102


        
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1,109  SEC Filings
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  from  1/23/06  to  4/18/24  (Last Week)

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  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘8-K’ — Current Report — Form 8-K — Filed as:  Filer / Offerer 
 
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notifications of all
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Filings
involving  Ascent Solar Technologies, Inc. 

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Forms
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, Documents
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& Exhibits
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 in  599 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
4/18/24 New Document this Past Month!8-KUpdate:  Current Reports — Form 8-K  New Document this Past Month!  — Press Releases
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& Conference Calls
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 — Financial Reports
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261

8-K Items: 
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4/18/24 New Document this Past Month!
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  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01  New Document this Past Month!  — ‘EX-10’
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128
6/17/19 OLD"Termination of a Material Definitive Agreement — Item 1.02  OLD  — ‘EX-10’
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5
12/4/20 OLD
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  Financial Info: 
Completion of Acquisition or Disposition of Assets — Item 2.01  OLD  — ‘EX-2’
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3
8/12/22 OLD"Results of Operations and Financial Condition — Item 2.02  OLD  — Financial Reports
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15
12/4/23"Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03 — ‘EX-10’
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69
4/6/11 OLD"Cost Associated with Exit or Disposal Activities — Item 2.05  OLD  — ‘EX-2’
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1
3/11/24
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  Securities & Trading: 
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.0125
6/30/23"Unregistered Sales of Equity Securities — Item 3.02 — ‘EX-1’
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100
9/15/23"Material Modifications to Rights of Security Holders — Item 3.03 — ‘EX-4’
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15
12/20/17 OLD
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  Accountants & Accounting: 
Changes in Registrant’s Certifying Accountant — Item 4.01  OLD  — ‘EX-16’
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2
2/8/22 OLD
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  Governance & Management: 
Changes in Control of Registrant — Item 5.01  OLD 3
12/15/23"Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02 — List of Directors & Officers
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36
9/15/23"Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03 — ‘EX-3’
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18
12/15/23"Submission of Matters to a Vote of Security Holders — Item 5.0718
12/6/23
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  Disclosures: 
Regulation FD Disclosure — Item 7.01 — ‘EX-99’
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21
10/11/23
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  Events: 
Other Events — Item 8.0138
4/18/24 New Document this Past Month!
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  Financials: 
Financial Statements and Exhibits — Item 9.01  New Document this Past Month!  — Financial Reports
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207

4/12/24 New Document this Past Month!424B4Registration:  Prospectuses – Info Previously Omitted & New Facts or Events  New Document this Past Month! 5
4/10/24 New Document this Past Month!EFFECTSEC:  SEC Notices of Effectiveness  New Document this Past Month! 24
4/9/24 New Document this Past Month!S-1Registration:  Registration Statements (General Form) — Form S-1  New Document this Past Month!  — Financial Reports
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19
3/29/24 New Document this Past Month!S-8Registration:  Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  New Document this Past Month! 9
2/21/2410-KUpdate:  Annual Reports — Form 10-K — Financial Reports
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21
12/6/23DEFA14AProxy:  Definitive Additional Proxy Soliciting Materials — Schedule 14A6
11/14/2310-QUpdate:  Quarterly Reports — Form 10-Q — Financial Reports
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49
10/23/23DEF 14AProxy:  Definitive Proxy Statements — Schedule 14A20
10/13/23PRE 14AProxy:  Preliminary Proxy Statements — Schedule 14A15
9/25/23CORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ] — All Correspondence with the SEC
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19
9/15/23FWPRegistration:  Prospectuses – Free Writing5
7/28/23DEF 14CProxy:  Definitive Proxy Info Statements — Schedule 14C4
7/18/23PRE 14CProxy:  Preliminary Proxy Info Statements — Schedule 14C4
7/13/23DRegistration:  Notices of Exempt Offerings of Securities — Form D23
2/7/23 OLDRWRegistration:  Registration Withdrawal Requests  OLD 6
12/19/22 OLD424B5Registration:  Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events  OLD 10
11/8/22 OLD424B3Registration:  Prospectuses – New Facts or Events  OLD 24
11/3/22 OLDS-3Registration:  Registration Statements – Securities for Transactions — Form S-3  OLD 25
8/23/22 OLDCERTTrading:  Certifications by Securities Exchanges Approving Listings — Form CERT  OLD 3
8/16/22 OLD8-A12BRegistration:  Registration Statements for Certain Classes of Securities — Form 8-A  OLD 4
4/5/22 OLDPOS EXRegistration:  Post-Effective Amendment of a Registration Statement – Additional Exhibits  OLD 1
5/17/21 OLDNT 10-QUpdate:  Notices of Late Filings of Form 10-Q Quarterly Reports — Form 12b-25  OLD 7
4/4/19 OLDNT 10-KUpdate:  Notices of Late Filings of Form 10-K Annual Reports — Form 12b-25  OLD 4
2/1/19 OLDSC 13DOwnership:  Statement of Acquisition of Beneficial Ownership by an “Active” Investor — Schedule 13D  OLD 1
2/16/17 OLDPRER14AProxy:  Preliminary Revised Proxy Soliciting Materials — Schedule 14A  OLD 2
2/24/12 OLD424B2Registration:  Prospectuses – Primary Offerings and Shelf Securities  OLD 3
12/13/11 OLDCT ORDERSEC:  SEC Confidential Treatment Orders  OLD 2
5/19/08 OLD424B1Registration:  Prospectus – Info Previously Omitted  OLD 1
5/16/08 OLDS-3MEFRegistration:  Registration Statement to Add Securities to a Prior Form S-3 Registration  OLD 1
4/23/08 OLDREGDEXRegistration:  Notices of Exempt Offerings of Securities — Form D  OLD 3
11/13/07 OLD10QSBUpdate:  Quarterly and Quarterly-Transition Reports by Small Businesses (Optional Form) — Form 10-QSB  OLD 5
10/18/07 OLDPOS AMRegistration:  Post-Effective Amendments of Registration Statements  OLD 4
8/20/07 OLD25Trading:  Notices by Issuers of the Removals from Listing and Registration on Securities Exchanges of Matured, Redeemed and Retired Securities — Form 25  OLD 2
3/30/07 OLD10KSBUpdate:  Annual or Annual-Transition Report by a Small Business — Form 10-KSB  OLD 1
9/18/06 OLDSB-2Registration:  Registration Statements by Small-Business Issuers (Optional Form) — Form SB-2  OLD 9
8/9/06 OLDCERTNASTrading:  Certification by the Nasdaq Stock Market Approving a Listing — Form CERT  OLD 1
7/13/06 OLDCERTBSETrading:  Certification by the Boston Stock Exchange Approving a Listing — Form CERT  OLD 1

General Exhibits: 
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4/18/24 New Exhibit this Past Month!EX-10Material Contracts  New Exhibit this Past Month! 276
4/9/24 New Exhibit this Past Month!EX-23Consents of Experts and Counsel  New Exhibit this Past Month! 79
4/9/24 New Exhibit this Past Month!EX-4Instruments, Including Indentures, Defining the Rights of Security Holders  New Exhibit this Past Month! 38
4/9/24 New Exhibit this Past Month!EX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)  New Exhibit this Past Month! 13
4/5/24 New Exhibit this Past Month!EX-FILING FEESFiling Fees  New Exhibit this Past Month! 12
4/5/24 New Exhibit this Past Month!EX-5Opinions of Counsel re: Legality  New Exhibit this Past Month! 52
2/21/24EX-97Clawback Policy re: Recovery of Erroneously Awarded Compensation1
9/15/23EX-3Articles of Incorporation/Organization and Bylaws31
4/21/23 OLDEX-2Plan of Acquisition, Reorganization, Arrangement, Liquidation or Succession  OLD 1
2/2/22 OLDEX-24Powers of Attorney  OLD 3
3/30/07 OLDEX-14Code of Ethics  OLD 1

Additional Exhibits: 
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12/6/23EX-99Miscellaneous Exhibits, such as Press Releases — Press Releases
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& Conference Calls
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104

Financials: 
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4/18/24 New Report this Past Month!XML  &  R#IDEA Financial Reports Info  New Report this Past Month!  — Financial Reports
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4,097
4/18/24 New Workbook this Past Month!EXCELIDEA Workbooks of Financial Reports Info  New Workbook this Past Month!  — Workbooks of Financial Reports
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113
4/18/24 New Exhibit this Past Month!EX-101.*XBRL Data  (XBRL Files)  New Exhibit this Past Month! 474
4/18/24 New Exhibit this Past Month!JSONXBRL Instances as JavaScript Object Notation Data  (JSON Files)  New Exhibit this Past Month! 72
4/18/24 New Folder this Past Month!ZIPXBRL Zipped Folders
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  (Folders of XBRL Files)  New Folder this Past Month! 
106
2/21/24EX-31Certifications — §302 – SOA’02152
2/21/24EX-32Certifications — §906 – SOA’02146
3/29/18 OLDEX-16Letters re: Changes in Accountants  OLD 2

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4/18/24 New Graphic this Past Month!GRAPHICPhotos, Images and Graphs  New Graphic this Past Month! 602


Forms
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, Documents
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& Exhibits
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 in  514 Filings
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 Filed re:  Issuer / Subject Company


        
New Filing!  List all Money Managers that own this Security Issuer:  CUSIP 043635
 

        
Latest Filing  Type    Category    Description        Documents
     
3/12/244Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4350
9/15/23FWPRegistration:  Prospectuses – Free Writing5
5/12/233Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 354
4/17/23 OLDSC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD 39
3/23/23 OLDSC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD 42
5/19/16 OLD25-NSETrading:  Notices by Securities Exchanges of the Removals from Listing and Registration of Matured, Redeemed and Retired Securities — Form 25  OLD 5
9/28/07 OLD5Ownership:  Annual Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 5  OLD 1

Letters: 
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9/5/23LETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ] — All Correspondence with the SEC18
9/5/23TEXT-EXTRACTComment and Other Letters from the SEC – PDFs’ Text  [ a.k.a. LETTER ]4

General Exhibits: 
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4/17/23 OLDEX-24Powers of Attorney  OLD 37
9/10/08 OLDEX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD 2

Additional Exhibits: 
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4/17/23 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD 38

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9/15/23GRAPHICPhotos, Images and Graphs33


        

Filings History

Year    # of Filings
In descending order
2024 20
2023 70
2022 65
2021 40
2020 14
2019 31
2018 28
2017 59
2016 53
2015 77
2014 59
2013 43
2012 45
2011 61
2010 60
2009 77
2008 104
2007 154
2006 49

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