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Stephens Investment Management, LLC 
 CA
  SEC # 1349475


        
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155  SEC Filings
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  from  1/13/06  to  2/14/18  (None in the Past Year)

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Most-Recent Filing:    ‘SC 13G/A’ — Amendment to Statement of Acquisition of Beneficial Ownership by a “Passive” Investor — Schedule 13G — Filed as:  Offerer / Owner — Re:  EMX Royalty Corp. 
 
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involving  Stephens Investment Management, LLC 

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Forms
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, Documents
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& Exhibits
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 in  155 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
2/14/18 OLDSC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD 109
11/13/09 OLD13F-HROwnership:  Quarterly Holdings and Combination Reports by Money Managers — Form 13F  OLD 19
10/1/09 OLD4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD 21
11/5/08 OLD3Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD 5
4/2/07 OLDSC 13DOwnership:  Statement of Acquisition of Beneficial Ownership by an “Active” Investor — Schedule 13D  OLD 1


No Forms
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 nor  Documents
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 Filed re:  Issuer / Subject Company


        

        

Filings History

Year    # of Filings
In descending order
2018 1
2017 2
2016 2
2015 1
2014 3
2013 3
2012 6
2011 10
2010 16
2009 34
2008 30
2007 36
2006 11

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