Founders Financial Securities LLC 

MD

  SEC # 1342396

        

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68  SEC Filings   from  3/15/07  to  4/17/24  (2 Weeks Ago)

List All Filings	or	Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent
Most-Recent Filing:		‘13F-HR’ — Quarterly Holdings and Combination Report by a Money Manager — Form 13F — for 3/31/24 — Filed as:  Filer / Offerer
New-Filing E-Mail:			Send me notifications of all Filings involving  Founders Financial Securities LLC

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Forms , Documents & Exhibits  in  68 Filings  Filed as:  Filer / Offerer  or  Owner / Insider

        

Latest Filing			Type		Category	Description		Documents
4/17/24			13F-HR		Ownership:		Quarterly Holdings and Combination Reports by Money Managers — Form 13F    — Assets Under Management	44
4/16/24			X-17A-5		Update:		Annual Financial Reports [ a.k.a. FOCUS Reports ] by Brokers and Dealers — Form X-17A-5	19
6/19/14	OLD		FOCUSN		Update:		Annual Audit Reports on Financial Reports [ a.k.a. FOCUS Reports ] by Brokers and Dealers  OLD	5
					Form-Specific Documents:
4/17/24			INFO-TABLE		Portfolio Securities Holdings – Info Tables — Form 13F    — Assets Under Management			44
					Broker-Dealer Reports:
4/16/24			FULL		Annual Financial Reports (Full)			5

History as a Money Manager:  Assets Under Management  ·  Related Money Managers

No Forms  nor  Documents  Filed re:  Issuer / Subject Company

        

        

Filings History

Year		# of Filings
2024		3
2023		5
2022		5
2021		5
2020		5
2019		6
2018		6
2017		5
2016		5
2015		5
2014		7
2013		2
2012		2
2011		2
2010		2
2009		1
2008		1
2007		1