SEC Info
uses JavaScript!
To view pages properly, enable JavaScript in your browser.
SEC Info
℠
Home
Search
My Interests
Help
Sign In
Please
Sign In
B. Riley & Co., LLC
CA
SEC # 1337002
13 Related Registrants:
Same Name: B. Riley & Co., LLC — 4/9/18 — SEC # 1007495
More than a Year ago:
B. Riley Financial, Inc. — 2/21/17 — SEC # 1464790
B. Riley Capital Management, LLC — 7/1/16 — SEC # 1658704
BRC Partners Opportunity Fund, LP — 7/1/16 — SEC # 1642765
Riley Bryant R — 7/1/16 — SEC # 1207269
World Funds Trust — 7/1/16 — SEC # 1396092
B. Riley & Co., LLC 401(k) Profit Sharing Plan — 12/11/15 — SEC # 1660819
Robert Antin Children Irrevocable Trust dtd 1/1/01 — 12/11/15 — SEC # 1660821
Riley Investment Management LLC — 2/11/15 — SEC # 1345523
Riley Investment Partners LP — 2/11/15 — SEC # 1123770
Equitec Proprietary Markets, LLC — 7/3/14 — SEC # 1143261
Miller Lloyd I III — 9/3/10 — SEC # 949119
Telecom Global, Inc. — 9/3/10 — SEC # 1500663
Click to view...
Registrant
About
Filings
Files
Relationships
Names
Topics
Web
70 SEC Filings
from 9/2/05 to 2/21/17
(
None in the Past Year
)
List All Filings
or
Filer / Offerer
Owner / Insider
Issuer / Subject Company
Filing Agent
Most-Recent Filing:
‘SC 13G/A’ — Amendment to Statement of Acquisition of Beneficial Ownership by a “Passive” Investor — Schedule 13G
—
Filed as:
Offerer / Owner
—
Re:
XTI Aerospace, Inc.
[ formerly Inpixon ]
New-Filing E-Mail:
Send me
notifications of
all
Filings
involving
B. Riley & Co., LLC
in
the most-recent Filings.
all 70 Filings.
an “Entity” Search.
Show
Documents with “hits”
Documents searched
and
each “hit”.
the 1st “hit”.
↓
↑
Hints
Text Wildcards:
?
(any letter/digit)
,
*
(many)
.
Search Logic:
for Documents:
&
(
and
)
,
|
(or)
; for Text:
|
(
anywhere
)
,
"(&)"
(near)
.
Details...
Forms
, Documents
&
Exhibits
in
70 Filings
Filed as:
Filer / Offerer
or
Owner / Insider
Latest Filing
Type
Category
Description
Documents
2/21/17
OLD
SC 13G
Ownership:
Statements of Acquisitions of Beneficial Ownership by “Passive” Investors
—
Schedule 13G
OLD
4
7/1/16
OLD
4
Ownership:
Statements of Changes in Beneficial Ownership of Securities by Insiders
—
Form 4
OLD
8
5/16/16
OLD
3
Ownership:
Initial Statements of Beneficial Ownership of Securities by Insiders
—
Form 3
OLD
9
11/16/15
OLD
SC 13D
Ownership:
Statement of Acquisition of Beneficial Ownership by an “Active” Investor
—
Schedule 13D
OLD
1
10/1/07
OLD
144
Ownership:
Notices of Proposed Sales of Securities by Insiders
—
Form 144
OLD
30
10/14/05
OLD
DFAN14A
Proxy:
Definitive Additional Non-Management Proxy Soliciting Materials
—
Schedule 14A
OLD
10
10/7/05
OLD
DFRN14A
Proxy:
Definitive Revised Non-Management Proxy Statement
—
Schedule 14A
OLD
1
9/19/05
OLD
DEFC14A
Proxy:
Definitive Proxy Statements – Contested Solicitations
—
Schedule 14A
OLD
2
9/15/05
OLD
PRRN14A
Proxy:
Preliminary Revised Non-Management Proxy Soliciting Materials – Contested Solicitations and Other Situations
—
Schedule 14A
OLD
3
9/13/05
OLD
CORRESP
Comment:
Comment-Response or Other Letter to the SEC
[ a.k.a. COVER ]
OLD
—
All Correspondence with the SEC
1
9/8/05
OLD
PREC14A
Proxy:
Preliminary Proxy Statements – Contested Solicitations
—
Schedule 14A
OLD
2
Additional Exhibits:
11/16/15
OLD
EX-99
Miscellaneous Exhibits, such as Press Releases
OLD
4
Graphics:
11/16/15
OLD
GRAPHIC
Photos, Images and Graphs
OLD
39
No Forms
nor
Documents
Filed re:
Issuer / Subject Company
Filings History
Year
# of Filings
2017
1
2016
3
2015
8
2014
4
⇑
2010
4
⇑
2007
9
2006
23
2005
18
↑
Top
Copyright © 2024
Fran Finnegan & Company LLC
– All Rights Reserved.
About
—
Privacy
—
Redactions
—
Help
— Mon., May 13, 10:30:14.
5pm ET