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B. Riley & Co., LLC 
 CA
  SEC # 1337002


        
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70  SEC Filings
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  from  9/2/05  to  2/21/17  (None in the Past Year)

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  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘SC 13G/A’ — Amendment to Statement of Acquisition of Beneficial Ownership by a “Passive” Investor — Schedule 13G — Filed as:  Offerer / Owner — Re:  XTI Aerospace, Inc. [ formerly Inpixon ] 
 
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notifications of all
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Filings
involving  B. Riley & Co., LLC 

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Forms
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, Documents
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& Exhibits
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 in  70 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
2/21/17 OLDSC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD 4
7/1/16 OLD4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD 8
5/16/16 OLD3Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD 9
11/16/15 OLDSC 13DOwnership:  Statement of Acquisition of Beneficial Ownership by an “Active” Investor — Schedule 13D  OLD 1
10/1/07 OLD144Ownership:  Notices of Proposed Sales of Securities by Insiders — Form 144  OLD 30
10/14/05 OLDDFAN14AProxy:  Definitive Additional Non-Management Proxy Soliciting Materials — Schedule 14A  OLD 10
10/7/05 OLDDFRN14AProxy:  Definitive Revised Non-Management Proxy Statement — Schedule 14A  OLD 1
9/19/05 OLDDEFC14AProxy:  Definitive Proxy Statements – Contested Solicitations — Schedule 14A  OLD 2
9/15/05 OLDPRRN14AProxy:  Preliminary Revised Non-Management Proxy Soliciting Materials – Contested Solicitations and Other Situations — Schedule 14A  OLD 3
9/13/05 OLDCORRESPComment:  Comment-Response or Other Letter to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC
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1
9/8/05 OLDPREC14AProxy:  Preliminary Proxy Statements – Contested Solicitations — Schedule 14A  OLD 2

Additional Exhibits: 
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11/16/15 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD 4

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11/16/15 OLDGRAPHICPhotos, Images and Graphs  OLD 39


No Forms
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 nor  Documents
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 Filed re:  Issuer / Subject Company


        

        

Filings History

Year    # of Filings
In descending order
2017 1
2016 3
2015 8
2014 4
2010 4
2007 9
2006 23
2005 18

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