Highbury Financial Inc. 

CO

  SEC # 1335249

        

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366  SEC Filings   from  8/5/05  to  4/16/10  (None in the Past Year)

List All Filings	or	Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent
Most-Recent Filing:		‘4’ — Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 — for 4/15/10 — Filed re:  Issuer / Subject Company — Filed by:  Weil John D
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Forms , Documents & Exhibits  in  157 Filings  Filed as:  Filer / Offerer  or  Owner / Insider

        

Latest Filing			Type		Category	Description		Documents
4/15/10	OLD		15-12G		Registration:		Certifications of Terminations of Registration of Classes of Securities — Form 15  OLD	2
4/15/10	OLD		8-K		Update:		Current Reports — Form 8-K  OLD  — Press Releases & Conference Calls	68
					8-K Items:
12/21/09	OLD		Business & Operations:			•	Entry into a Material Definitive Agreement — Item 1.01  OLD  — ↓‘EX-10’	16
12/14/09	OLD		"			•	Termination of a Material Definitive Agreement — Item 1.02  OLD  — ↓‘EX-10’	1
4/15/10	OLD		Financial Info:			•	Completion of Acquisition or Disposition of Assets — Item 2.01  OLD	2
11/24/09	OLD		"			•	Results of Operations and Financial Condition — Item 2.02  OLD	14
10/8/09	OLD		"			•	Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ↓‘EX-10’	4
2/14/08	OLD		"			•	Material Impairments — Item 2.06  OLD	1
4/15/10	OLD		Securities & Trading:			•	Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01  OLD	1
8/11/09	OLD		"			•	Unregistered Sales of Equity Securities — Item 3.02  OLD  — ↓‘EX-1’	1
4/15/10	OLD		"			•	Material Modifications to Rights of Security Holders — Item 3.03  OLD  — ↓‘EX-4’	7
1/28/08	OLD		Accountants & Accounting:			•	Changes in Registrant’s Certifying Accountant — Item 4.01  OLD	1
12/22/06	OLD		"			•	Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review — Item 4.02  OLD	2
4/15/10	OLD		Governance & Management:			•	Changes in Control of Registrant — Item 5.01  OLD	1
12/14/09	OLD		"			•	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  OLD  — List of Directors & Officers	9
8/11/09	OLD		"			•	Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ↓‘EX-3’	3
12/6/06	OLD		"			•	Change in Shell Company Status — Item 5.06  OLD	1
3/29/10	OLD		"			•	Submission of Matters to a Vote of Security Holders — Item 5.07  OLD	1
12/14/09	OLD		Disclosures:			•	Regulation FD Disclosure — Item 7.01  OLD  — ↓‘EX-99’	21
4/14/10	OLD		Events:			•	Other Events — Item 8.01  OLD	27
4/15/10	OLD		Financials:			•	Financial Statements and Exhibits — Item 9.01  OLD	64
3/26/10	OLD		10-K		Update:		Annual Reports — Form 10-K  OLD	5
3/17/10	OLD		EFFECT		SEC:		SEC Notices of Effectiveness  OLD	4
3/15/10	OLD		POS AM		Registration:		Post-Effective Amendments of Registration Statements  OLD	4
12/21/09	OLD		DEFA14A		Proxy:		Definitive Additional Proxy Soliciting Materials — Schedule 14A  OLD	7
12/14/09	OLD		425		Registration:		Prospectus or Communication – Merger  OLD	1
12/2/09	OLD		ARS		Update:		Annual Report to Security Holders  OLD	1
11/24/09	OLD		DEFC14A		Proxy:		Definitive Proxy Statement – Contested Solicitation — Schedule 14A  OLD	1
11/16/09	OLD		10-Q		Update:		Quarterly Reports — Form 10-Q  OLD	9
11/10/09	OLD		PRER14A		Proxy:		Preliminary Revised Proxy Soliciting Materials — Schedule 14A  OLD	6
10/21/09	OLD		PREC14A		Proxy:		Preliminary Proxy Statements – Contested Solicitations — Schedule 14A  OLD	2
10/9/09	OLD		PRE 14A		Proxy:		Preliminary Proxy Statements — Schedule 14A  OLD	4
9/25/09	OLD		D		Registration:		Notices of Exempt Offerings of Securities — Form D  OLD	2
8/11/09	OLD		8-A12G		Registration:		Registration Statements for Certain Classes of Securities — Form 8-A  OLD	2
10/27/08	OLD		DEFR14A		Proxy:		Definitive Revised Proxy Soliciting Materials — Schedule 14A  OLD	2
10/24/08	OLD		DEF 14A		Proxy:		Definitive Proxy Statements — Schedule 14A  OLD	3
5/17/07	OLD		424B3		Registration:		Prospectuses – New Facts or Events  OLD	3
12/22/06	OLD		10QSB		Update:		Quarterly and Quarterly-Transition Reports by Small Businesses (Optional Form) — Form 10-QSB  OLD	9
12/22/06	OLD		10KSB		Update:		Annual and Annual-Transition Reports by Small Businesses (Optional Form) — Form 10-KSB  OLD	3
11/2/06	OLD		CORRESP		Comment:		Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC	22
1/25/06	OLD		424B4		Registration:		Prospectus – Info Previously Omitted & New Facts or Events  OLD	1
1/20/06	OLD		S-1		Registration:		Registration Statements (General Form) — Form S-1  OLD	9
					General Exhibits:
3/26/10	OLD		EX-10		Material Contracts  OLD			115
3/26/10	OLD		EX-21		Subsidiaries Lists  OLD			3
8/11/09	OLD		EX-4		Instruments, Including Indentures, Defining the Rights of Security Holders  OLD			12
8/11/09	OLD		EX-3		Articles of Incorporation/Organization and Bylaws  OLD			14
3/4/09	OLD		EX-23		Consents of Experts and Counsel  OLD			17
4/10/06	OLD		EX-14		Code of Ethics  OLD			1
1/20/06	OLD		EX-5		Opinions of Counsel re: Legality  OLD			3
1/20/06	OLD		EX-1		Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD			3
					Additional Exhibits:
4/14/10	OLD		EX-99		Miscellaneous Exhibits, such as Press Releases  OLD  — Press Releases & Conference Calls			101
					Financials:
3/26/10	OLD		EX-31		Certifications — §302 – SOA’02  OLD			50
3/26/10	OLD		EX-32		Certifications — §906 – SOA’02  OLD			25
					Graphics:
4/14/10	OLD		GRAPHIC		Photos, Images and Graphs  OLD			791

Forms , Documents & Exhibits  in  213 Filings  Filed re:  Issuer / Subject Company

        

        

Latest Filing			Type		Category	Description		Documents
4/16/10	OLD		4		Ownership:		Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD	67
2/16/10	OLD		SC 13G		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD	54
1/28/10	OLD		425		Registration:		Prospectuses and Communications – Mergers  OLD	5
12/24/09	OLD		SC 13D		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD	38
12/10/09	OLD		DFAN14A		Proxy:		Definitive Additional Non-Management Proxy Soliciting Material — Schedule 14A  OLD	1
11/25/09	OLD		DEFN14A		Proxy:		Definitive Non-Management Proxy Statement — Schedule 14A  OLD	1
11/24/09	OLD		DEFC14A		Proxy:		Definitive Proxy Statement – Contested Solicitation — Schedule 14A  OLD	1
10/30/09	OLD		PRRN14A		Proxy:		Preliminary Revised Non-Management Proxy Soliciting Materials – Contested Solicitations and Other Situations — Schedule 14A  OLD	2
10/21/09	OLD		PREC14A		Proxy:		Preliminary Proxy Statements – Contested Solicitations — Schedule 14A  OLD	3
8/18/09	OLD		3		Ownership:		Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD	32
2/27/07	OLD		5		Ownership:		Annual Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 5  OLD	1
					Letters:
11/2/06	OLD		LETTER		Comment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC			8
					General Exhibits:
12/22/09	OLD		EX-2		Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD			2
12/15/09	OLD		EX-3		Articles of Incorporation/Organization or Bylaws  OLD			1
9/14/09	OLD		EX-10		Material Contract  OLD			1
					Additional Exhibits:
12/16/09	OLD		EX-99		Miscellaneous Exhibits, such as Press Releases  OLD			17
					Graphics:
1/28/10	OLD		GRAPHIC		Photos, Images and Graphs  OLD			31

        

Filings History

Year		# of Filings
2010		25
2009		134
2008		53
2007		62
2006		78
2005		14