First Trust Exchange-Traded Fund 

IL

  SEC # 1329377

        

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1,787  SEC Filings   from  6/10/05  to  4/5/24  (3 Weeks Ago)

List All Filings	or	Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent
Most-Recent Filing:		‘485BXT’ — Post-Effective Amendment of a Form N-1 or N-1A Registration to Designate a New Effective Date — Filed as:  Filer / Offerer
New-Filing E-Mail:			Send me notifications of all Filings involving  First Trust Exchange-Traded Fund

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Forms , Documents & Exhibits  in  1,674 Filings  Filed as:  Filer / Offerer  or  Owner / Insider

        

Latest Filing			Type		Category	Description		Documents
4/5/24			485BXT		Registration:		Post-Effective Amendments of Form N-1 and N-1A Registrations to Designate New Effective Dates	60
3/15/24			497		Registration:		Definitive Materials — Financial Reports	198
3/14/24			497K		Registration:		Prospectuses – Certain Open-End Investment Companies – Summary	450
3/13/24			N-CEN		Update:		Annual Reports by Investment Companies — Form N-CEN	6
3/13/24			24F-2NT		Update:		Annual Notices of Securities Sold by Investment Companies — Form 24F-2	19
3/11/24			N-CSR		Update:		Annual Certified Shareholder Reports by Investment Companies — Form N-CSR	20
2/23/24			NPORT-P		Update:		Monthly Portfolio Investments Reports (Released Quarterly) by Investment Companies — Form N-PORT	419
2/8/24			AW		Registration:		Amendment Withdrawal Requests	8
2/1/24			40-17G		Update:		Fidelity Bonds for Investment Companies	62
12/14/23			485APOS		Registration:		Post-Effective Amendments of Form N-1 and N-1A Registrations	46
11/28/23			NPORT-EX		Update:		Portfolio Holdings Schedules by Investment Companies — Form N-PORT	199
9/8/23			N-CSRS		Update:		Semi-Annual Certified Shareholder Reports by Investment Companies — Form N-CSR	18
8/22/23			CERT		Trading:		Certifications by Securities Exchanges Approving Listings — Form CERT	11
8/21/23			8-A12B		Registration:		Registration Statements for Certain Classes of Securities — Form 8-A	70
8/17/23			485BPOS		Registration:		Post-Effective Amendments of Form N-1 and N-1A Registrations — Financial Reports	59
8/16/23			N-PX		Proxy:		Annual Proxy Voting Reports by Investment Companies — Form N-PX	18
5/1/23			497J		Registration:		Certifications of No Change in Definitive Materials	21
3/2/21	OLD		CORRESP		Comment:		Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC	27
7/23/20	OLD		EFFECT		SEC:		SEC Notices of Effectiveness  OLD	11
7/20/20	OLD		N-14		Registration:		Registration Statements by Open-End Investment Companies and Business Development Companies (BDCs) – Securities for Mergers — Form N-14  OLD	15
4/6/20	OLD		40-APP		Registration:		Applications for Exemption Orders and Other Relief by Investment Companies  OLD	29
11/28/18	OLD		N-Q		Update:		Quarterly Portfolio Holdings Schedules by Investment Companies — Form N-Q  OLD	27
9/18/18	OLD		CERTCBO		Trading:		Certification by the Cboe Global Markets Approving a Listing — Form CERT  OLD	1
2/26/18	OLD		NSAR-B		Update:		Annual Reports by Investment Companies — Form N-SAR  OLD	13
10/19/17	OLD		CERTNYS		Trading:		Certification by the NYSE Approving a Listing — Form CERT  OLD	1
10/19/17	OLD		CERTNAS		Trading:		Certifications by the Nasdaq Stock Market Approving Listings — Form CERT  OLD	4
8/29/17	OLD		NSAR-A		Update:		Semi-Annual Reports by Investment Companies — Form N-SAR  OLD	12
8/8/17	OLD		25		Trading:		Notices by Issuers of the Removals from Listing and Registration on Securities Exchanges of Matured, Redeemed and Retired Securities — Form 25  OLD	4
6/13/17	OLD		8-K		Update:		Current Report — Form 8-K  OLD  — Press Releases & Conference Calls	1
					8-K Items:
6/13/17	OLD		Events:			•	Other Events — Item 8.01  OLD	1
10/17/14	OLD		DEF 14A		Proxy:		Definitive Proxy Statements — Schedule 14A  OLD	2
9/24/14	OLD		PRE 14A		Proxy:		Preliminary Proxy Statements — Schedule 14A  OLD	2
9/17/14	OLD		DEFA14A		Proxy:		Definitive Additional Proxy Soliciting Materials — Schedule 14A  OLD	2
7/23/13	OLD		APP ORDR		SEC:		Applications for SEC Exemption Orders – ‘40-APP’ SEC Orders  OLD	3
7/22/13	OLD		APP NTC		SEC:		Applications for SEC Exemption Orders – ‘40-APP’ SEC Notices  OLD	3
1/8/13	OLD		APP WD		Registration:		Withdrawals of Applications for Exemption Orders and Other Relief  OLD	2
9/5/12	OLD		CERTARCA		Trading:		Certification by the NYSE Archipelago Approving a Listing — Form CERT  OLD	1
11/3/08	OLD		RW WD		Registration:		Withdrawal of a Registration Withdrawal Request  OLD	1
10/30/08	OLD		RW		Registration:		Registration Withdrawal Requests  OLD	2
6/19/07	OLD		CERTAMX		Trading:		Certifications by the American Stock Exchange Approving Listings — Form CERT  OLD	8
6/15/07	OLD		425		Registration:		Prospectuses and Communications – Mergers  OLD	11
5/9/07	OLD		CERTPAC		Trading:		Certification by the Pacific Coast Stock Exchange Approving a Listing — Form CERT  OLD	1
5/1/07	OLD		40-6C		Registration:		Applications for Exemptions and Other Relief by Investment Companies  OLD	2
9/7/06	OLD		N-14AE		Registration:		Registration Statements by Open-End Investment Companies – Securities for Mergers (Automatic Effectiveness) — Form N-14  OLD	4
6/10/05	OLD		N-1A		Registration:		Registration Statement by an Open-End Investment Company — Form N-1A  OLD	1
6/10/05	OLD		N-8A		Registration:		Notice of Registration by an Investment Company — Form N-8A  OLD	1
					Letters:
9/9/20	OLD		COVER		Comment-Response and Cover Letters to the SEC  [ a.k.a. CORRESP ]  OLD  — All Correspondence with the SEC			15
					Form-Specific Documents:
11/28/23			NPORT-EX		Portfolio Holdings Schedules — Form N-PORT			199
					General Exhibits:
7/20/20	OLD		EX-14		Codes of Ethics  OLD			12
					Additional Exhibits:
3/11/24			EX-99  &  EX-99.*		Miscellaneous Exhibits, such as Press Releases — Press Releases & Conference Calls — EX-99.*  Form-Specific Exhibits...  Form N-1A:  6 Articles of Incorporation/Organization;  1 Bylaws;  5 Codes of Ethics;  9 Custodian Agreements;  23 Distribution Plans — Rule 12b-1 – ICA’40;  6 Instruments Defining the Rights of Security Holders;  31 Investment Advisor Contracts;  19 Opinions of Counsel re: Legality;  24 Other Material Contracts;  20 Other Opinions;  10 Underwriter Contracts — Form N-6:  1 Participation Agreement — Form N-CSR:  63 Certifications — §302 – SOA’02;  38 Certifications — §906 – SOA’02;  17 Codes of Ethics — Form N-SAR:  13 Accountants’ Reports re: Internal Controls;  2 Matters Submitted to Votes of Security Holders;  1 Merger Info;  3 Other Disclosures;  1 Policies re: Security Investments  (293 total)			704
					Investment Company Exhibits:
3/13/24			INTERNAL CONTROL RPT		Accountants’ Reports re: Internal Controls			9
					Financials:
3/14/24			XML  &  R#		IDEA Financial Reports Info — Financial Reports			823
3/14/24			EX-101.*		XBRL Data  (XBRL Files)			379
3/14/24			JSON		XBRL Instances as JavaScript Object Notation Data  (JSON Files)			40
3/14/24			ZIP		XBRL Zipped Folders   (Folders of XBRL Files)			73
3/1/22	OLD		EXCEL		IDEA Workbooks of Financial Reports Info  OLD  — Workbooks of Financial Reports			35
4/30/20	OLD		EX-16		Letters re: Changes in Accountants  OLD			2
4/30/20	OLD		EX-11		Statements re: Computations of Earnings Per Share  OLD			2
4/30/20	OLD		EX-12		Statements re: Computations of Ratios  OLD			2
					Graphics:
4/5/24			GRAPHIC		Photos, Images and Graphs			1,487

Funds / Series  and their  Classes / Contracts

Forms , Documents & Exhibits  in  113 Filings  Filed re:  Issuer / Subject Company

        

        

Latest Filing			Type		Category	Description		Documents
2/12/24			SC 13G		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G	106
1/20/23	OLD		25-NSE		Trading:		Notices by Securities Exchanges of the Removals from Listing and Registration of Matured, Redeemed and Retired Securities — Form 25  OLD	6
					Letters:
6/26/09	OLD		LETTER		Comment or Other Letter from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC			1
					Additional Exhibits:
1/19/24			EX-99		Miscellaneous Exhibits, such as Press Releases			63

        

Filings History

Year		# of Filings
2024		51
2023		206
2022		213
2021		179
2020		208
2019		72
2018		56
2017		68
2016		99
2015		67
2014		54
2013		72
2012		73
2011		41
2010		51
2009		41
2008		68
2007		65
2006		94
2005		9