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BlackRock Capital Investment Corp. 
 NY
  SEC # 1326003


        
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911  SEC Filings
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  from  5/24/05  to  3/27/24  (5 Weeks Ago)

  List All Filings  or
  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘15-12G’ — Certification of a Termination of Registration of a Class of Securities — Form 15 — Filed as:  Filer / Offerer 
 
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notifications of all
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Filings
involving  BlackRock Capital Investment Corp. 

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Forms
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, Documents
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& Exhibits
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 in  517 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
3/27/2415-12GRegistration:  Certification of a Termination of Registration of a Class of Securities — Form 151
3/18/24N-54CRegistration:  Notice of a Withdrawal from Registration by a Business Development Company (BDC) — Form N-54C1
3/18/248-KUpdate:  Current Reports — Form 8-K — Press Releases
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& Conference Calls
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 — Financial Reports
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200

8-K Items: 
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3/13/24
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  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01 — ‘EX-10’
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27
3/9/15 OLD"Termination of a Material Definitive Agreement — Item 1.02  OLD  — ‘EX-10’
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1
3/18/24
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  Financial Info: 
Completion of Acquisition or Disposition of Assets — Item 2.01 — ‘EX-2’
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2
3/5/24"Results of Operations and Financial Condition — Item 2.02 — Financial Reports
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68
3/13/24"Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03 — ‘EX-10’
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12
3/18/24
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  Securities & Trading: 
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.011
2/19/13 OLD"Unregistered Sales of Equity Securities — Item 3.02  OLD  — ‘EX-1’
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2
3/18/24"Material Modifications to Rights of Security Holders — Item 3.03 — ‘EX-4’
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1
3/18/24
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  Governance & Management: 
Changes in Control of Registrant — Item 5.011
3/18/24"Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02 — List of Directors & Officers
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19
4/30/18 OLD"Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ‘EX-3’
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6
11/9/09 OLD"Amendments to the Registrant’s Code of Ethics, or Waiver of a Provision of the Code of Ethics — Item 5.05  OLD  — ‘EX-14’
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1
3/7/24"Submission of Matters to a Vote of Security Holders — Item 5.0722
3/18/24
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  Disclosures: 
Regulation FD Disclosure — Item 7.01 — ‘EX-99’
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114
3/12/24
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  Events: 
Other Events — Item 8.0131
3/18/24
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  Financials: 
Financial Statements and Exhibits — Item 9.01 — Financial Reports
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124

3/13/24425Registration:  Prospectuses and Communications – Mergers17
3/6/24DEFA14AProxy:  Definitive Additional Proxy Soliciting Materials — Schedule 14A37
3/5/2410-KUpdate:  Annual Reports — Form 10-K — Financial Reports
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21
1/11/24DEFM14AProxy:  Definitive Proxy Statement – Merger or Acquisition — Schedule 14A1
12/11/2340-APPRegistration:  Applications for Exemption Orders and Other Relief by Investment Companies17
11/8/2340-17GUpdate:  Fidelity Bonds for Investment Companies19
11/8/2310-QUpdate:  Quarterly Reports — Form 10-Q — Financial Reports
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56
3/15/23 OLDDEF 14AProxy:  Definitive Proxy Statements — Schedule 14A  OLD  — Financial Reports
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30
3/2/23 OLDPRE 14AProxy:  Preliminary Proxy Statements — Schedule 14A  OLD  — Financial Reports
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20
5/20/22 OLDEFFECTSEC:  SEC Notices of Effectiveness  OLD 12
5/19/22 OLDN-2Registration:  Registration Statements by Closed-End Investment Companies — Form N-2  OLD 22
4/21/22 OLDAPP ORDRSEC:  Applications for SEC Exemption Orders – ‘40-APP’ SEC Orders  OLD 2
3/29/19 OLDCORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC
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21
6/22/18 OLDPOS 8CRegistration:  Post-Effective Amendments of Registration Statements by Certain Investment Companies  OLD 9
3/20/18 OLDDEFR14AProxy:  Definitive Revised Proxy Soliciting Material — Schedule 14A  OLD 1
12/20/17 OLDAPP NTCSEC:  Application for an SEC Exemption Order – ‘40-APP’ SEC Notice  OLD 1
9/26/17 OLDSC TO-IOwnership:  Tender-Offer Statements by Issuers — Schedule TO  OLD 2
6/13/17 OLDPOS EXRegistration:  Post-Effective Amendments of Registration Statements – Additional Exhibits  OLD 2
6/9/17 OLD497Registration:  Definitive Materials  OLD 7
6/8/17 OLD497ADUpdate:  Advertising by Certain Investment Companies  OLD 10
3/16/17 OLDN-23C-2Ownership:  Notice of an Intention to Call or Redeem Its Own Securities by a Closed-End Investment Company  OLD 1
3/8/11 OLD3Ownership:  Initial Statement of Beneficial Ownership of Securities by an Insider — Form 3  OLD 1
3/8/11 OLDSC 13DOwnership:  Statement of Acquisition of Beneficial Ownership by an “Active” Investor — Schedule 13D  OLD 1
3/31/08 OLDPRER14AProxy:  Preliminary Revised Proxy Soliciting Material — Schedule 14A  OLD 1
6/27/07 OLDCERTNASTrading:  Certification by the Nasdaq Stock Market Approving a Listing — Form CERT  OLD 1
6/25/07 OLD8-A12BRegistration:  Registration Statement for a Class of Securities — Form 8-A  OLD 1
3/23/07 OLD40-17F2Update:  Certificates of Accounting of Securities in the Custody of Investment Companies — Form N-17f-2  OLD 5
8/11/05 OLDREGDEXRegistration:  Notice of an Exempt Offering of Securities — Form D  OLD 1
7/22/05 OLDN-54AUpdate:  Notice of Election by a Business Development Company (BDC) — Form N-54A  OLD 1
7/21/05 OLD10-12GRegistration:  Registration Statements — Form 10  OLD 3

Letters: 
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3/6/19 OLDCOVERComment-Response and Cover Letters to the SEC  [ a.k.a. CORRESP ]  OLD  — All Correspondence with the SEC6

General Exhibits: 
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3/13/24EX-10Material Contracts44
3/5/24EX-97Clawback Policy re: Recovery of Erroneously Awarded Compensation1
3/5/24EX-14Codes of Ethics14
3/5/24EX-19Report Furnished to Security Holders1
3/5/24EX-21Subsidiaries Lists19
1/10/24EX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions5
3/1/23 OLDEX-23Consents of Experts and Counsel  OLD 3
3/10/22 OLDEX-FILING FEESFiling Fees  OLD 1
5/6/20 OLDEX-4Instruments, Including Indentures, Defining the Rights of Security Holders  OLD 7
5/29/19 OLDEX-3Articles of Incorporation/Organization and Bylaws  OLD 19
5/29/19 OLDEX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD 2
6/13/17 OLDEX-5Opinion of Counsel re: Legality  OLD 1

Additional Exhibits: 
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3/18/24EX-99Miscellaneous Exhibits, such as Press Releases — Press Releases
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& Conference Calls
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239

Financials: 
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3/18/24XML  &  R#IDEA Financial Reports Info — Financial Reports
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464
3/18/24EXCELIDEA Workbooks of Financial Reports Info — Workbooks of Financial Reports
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29
3/18/24EX-101.*XBRL Data  (XBRL Files)102
3/18/24JSONXBRL Instances as JavaScript Object Notation Data  (JSON Files)32
3/18/24ZIPXBRL Zipped Folders
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  (Folders of XBRL Files)
32
3/5/24EX-31Certifications — §302 – SOA’02154
3/5/24EX-32Certifications — §906 – SOA’0277
3/29/06 OLDEX-11Statement re: the Computation of Earnings Per Share  OLD 1

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3/13/24GRAPHICPhotos, Images and Graphs599


Forms
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, Documents
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& Exhibits
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 in  412 Filings
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 Filed re:  Issuer / Subject Company


        
New Filing!  List all Money Managers that own this Security Issuer:  CUSIP 092533
 

        
Latest Filing  Type    Category    Description        Documents
     
3/20/244Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4324
3/18/2425-NSETrading:  Notice by a Securities Exchange of the Removal from Listing and Registration of Matured, Redeemed or Retired Securities — Form 251
3/7/24425Registration:  Prospectuses and Communications – Mergers16
2/13/24SC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G34
5/3/22 OLD3Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD 28
2/7/18 OLD5Ownership:  Annual Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 5  OLD 1
9/26/17 OLDSC TO-IOwnership:  Tender-Offer Statements by Issuers — Schedule TO  OLD 2
3/23/07 OLD40-17F2Update:  Certificates of Accounting of Securities in the Custody of Investment Companies — Form N-17f-2  OLD 5

Letters: 
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5/10/13 OLDLETTERComment or Other Letter from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC1

General Exhibits: 
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1/10/24EX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions3
9/6/23EX-10Material Contracts2
5/3/22 OLDEX-24Powers of Attorney  OLD 17

Additional Exhibits: 
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3/18/24EX-99Miscellaneous Exhibits, such as Press Releases13

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3/5/24GRAPHICPhotos, Images and Graphs60


        

Filings History

Year    # of Filings
In descending order
2024 40
2023 33
2022 36
2021 21
2020 50
2019 37
2018 41
2017 67
2016 35
2015 30
2014 39
2013 115
2012 97
2011 39
2010 46
2009 47
2008 54
2007 50
2006 12
2005 22

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