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NewLead Holdings Ltd. 
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  SEC # 1322587


        
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348  SEC Filings
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  from  5/16/05  to  1/2/20  (None in the Past Year)

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  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘REVOKED’ — SEC Order Revoking a Registration — Filed as:  Filer / Offerer 
 
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notifications of all
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Filings
involving  NewLead Holdings Ltd. 

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Forms
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, Documents
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& Exhibits
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 in  279 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
1/2/20 OLDREVOKEDSEC:  SEC Order Revoking a Registration  OLD 1
5/2/17 OLDNT 20-FUpdate:  Notices of Late Filings of Form 20-F Annual Reports — Form 12b-25  OLD 6
3/31/17 OLD6-KUpdate:  Current, Quarterly and Annual Reports by Foreign Issuers — Form 6-K  OLD  — Press Releases
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& Conference Calls
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 — Financial Reports
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205
10/25/16 OLDIRANNOTICEUpdate:  Notices of Iran/Syria Disclosures in Quarterly and Annual Reports  OLD 3
5/25/16 OLD20-FUpdate:  Annual and Annual-Transition Reports by Foreign Non-Canadian Issuers — Form 20-F  OLD  — Financial Reports
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15
7/3/14 OLDS-8Registration:  Registration Statement – Securities for an Employee Benefit Plan — Form S-8  OLD 1
1/24/14 OLDCORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC
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20
10/3/12 OLDRWRegistration:  Registration Withdrawal Request  OLD 1
4/23/12 OLDDRegistration:  Notice of an Exempt Offering of Securities — Form D  OLD 1
12/29/10 OLDF-1Registration:  Registration Statements by Certain Foreign Issuers — Form F-1  OLD 6
6/1/10 OLD424B3Registration:  Prospectuses – New Facts or Events  OLD 2
5/21/10 OLDEFFECTSEC:  SEC Notices of Effectiveness  OLD 2
5/20/10 OLDF-3Registration:  Registration Statements by Certain Foreign Issuers – Securities for Transactions — Form F-3  OLD 10
5/10/07 OLDARSUpdate:  Annual Reports to Security Holders  OLD 2
6/3/05 OLD424B1Registration:  Prospectus – Info Previously Omitted  OLD 1
6/3/05 OLDF-1MEFRegistration:  Registration Statement to Add Securities to a Prior Form F-1 Registration  OLD 1
6/1/05 OLD8-A12GRegistration:  Registration Statement for a Class of Securities — Form 8-A  OLD 1
5/31/05 OLD8-A12BRegistration:  Registration Statement for a Class of Securities — Form 8-A  OLD 1

Letters: 
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6/2/05 OLDCOVERComment-Response and Cover Letters to the SEC  [ a.k.a. CORRESP ]  OLD  — All Correspondence with the SEC2

General Exhibits: 
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5/25/16 OLDEX-13Annual and Quarterly Reports to Security Holders  OLD 26
5/25/16 OLDEX-4Instruments, Including Indentures, Defining the Rights of Security Holders  OLD 73
5/25/16 OLDEX-8Opinions of Counsel re: Tax Matters  OLD 16
5/25/16 OLDEX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD 56
7/3/14 OLDEX-23Consents of Experts and Counsel  OLD 18
7/3/14 OLDEX-10Material Contracts  OLD 46
7/3/14 OLDEX-5Opinions of Counsel re: Legality  OLD 16
1/27/10 OLDEX-3Articles of Incorporation/Organization and Bylaws  OLD 3
1/8/10 OLDEX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD 3
5/16/05 OLDEX-21Subsidiaries List  OLD 1

Additional Exhibits: 
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10/25/16 OLDEX-99  &  EX-99.*Miscellaneous Exhibits, such as Press Releases  OLD  — Press Releases
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& Conference Calls
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EX-99.*  Form-Specific Exhibits...  Form N-14:  1 Articles of Incorporation/Organization
118

Financials: 
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5/25/16 OLDEX-16Letters re: Changes in Accountants  OLD 3
5/25/16 OLDEX-12Statements re: Computations of Ratios  OLD 26
5/25/16 OLDXML  &  R#IDEA Financial Reports Info  OLD  — Financial Reports
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630
5/25/16 OLDEXCELIDEA Workbooks of Financial Reports Info  OLD  — Workbooks of Financial Reports
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9
5/25/16 OLDEX-101.*XBRL Data  (XBRL Files)  OLD 36
5/25/16 OLDZIPXBRL Zipped Folders
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  (Folders of XBRL Files)  OLD 
6
5/14/15 OLDEX-15Letters re: Unaudited Interim Financial Info  OLD 5

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10/25/16 OLDGRAPHICPhotos, Images and Graphs  OLD 1,163


Forms
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, Documents
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& Exhibits
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 in  69 Filings
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 Filed re:  Issuer / Subject Company


        

        
Latest Filing  Type    Category    Description        Documents
     
10/11/16 OLDSC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD 37
9/11/14 OLD25-NSETrading:  Notice by a Securities Exchange of the Removal from Listing and Registration of Matured, Redeemed or Retired Securities — Form 25  OLD 1
4/12/13 OLDSC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD 16

Letters: 
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3/24/14 OLDLETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC15

Additional Exhibits: 
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9/11/14 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD 17

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12/23/10 OLDGRAPHICPhotos, Images and Graphs  OLD 24


        

Filings History

Year    # of Filings
In descending order
2020 1
2017 2
2016 16
2015 21
2014 61
2013 31
2012 28
2011 23
2010 54
2009 34
2008 15
2007 17
2006 19
2005 26

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