Denos Kenneth I 

UT

  SEC # 1322410

        

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112  SEC Filings   from  3/31/05  to  11/17/23  (6 Months Ago)

List All Filings	or	Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent
Most-Recent Filing:		‘40-17F2’ — Certificate of Accounting of Securities in the Custody of an Investment Company — Form N-17f-2 — Filed as:  Offerer / Owner — Re:  Equus Total Return, Inc.
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Forms , Documents & Exhibits  in  31 Filings  Filed as:  Filer / Offerer  or  Owner / Insider

        

Latest Filing			Type		Category	Description		Documents
11/17/23			40-17F2		Update:		Certificates of Accounting of Securities in the Custody of Investment Companies — Form N-17f-2	2
2/9/23	OLD		4		Ownership:		Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD	19
12/19/22	OLD		3		Ownership:		Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD	8
5/6/11	OLD		SC 13G		Ownership:		Statement of Acquisition of Beneficial Ownership by a “Passive” Investor — Schedule 13G  OLD	1
3/31/05	OLD		5		Ownership:		Annual Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 5  OLD	1
					Additional Exhibits:
7/11/05	OLD		EX-99		Miscellaneous Exhibit  OLD			1
					Graphics:
11/17/23			GRAPHIC		Photos, Images and Graphs			2

No Forms  nor  Documents  Filed re:  Issuer / Subject Company

        

        

Filings History

Year		# of Filings
2023		2
2022		6
2021		64
2020		15
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2017		1
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2015		2
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2012		1
2011		2
2010		2
2009		4
2008		1
2007		8
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2005		4