Statera Biopharma, Inc. 

CO

  SEC # 1318641

        

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765  SEC Filings   from  2/23/05  to  3/3/23  (None in the Past Year)

List All Filings	or	Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent
Most-Recent Filing:		‘25-NSE’ — Notice by a Securities Exchange of the Removal from Listing and Registration of Matured, Redeemed or Retired Securities — Form 25 — Filed re:  Issuer / Subject Company — Filed by:  Nasdaq Stock Market LLC [ formerly The Nasdaq Stock Market LLC ]
New-Filing E-Mail:			Send me notifications of all Filings involving  Statera Biopharma, Inc.

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Forms , Documents & Exhibits  in  477 Filings  Filed as:  Filer / Offerer  or  Owner / Insider

        

Latest Filing			Type		Category	Description		Documents
2/28/23	OLD		DEFR14A		Proxy:		Definitive Revised Proxy Soliciting Material — Schedule 14A  OLD	1
2/27/23	OLD		DEF 14A		Proxy:		Definitive Proxy Statements — Schedule 14A  OLD	18
2/15/23	OLD		PRE 14A		Proxy:		Preliminary Proxy Statements — Schedule 14A  OLD	9
2/1/23	OLD		8-K		Update:		Current Reports — Form 8-K  OLD  — Press Releases & Conference Calls  — Financial Reports	197
					8-K Items:
11/15/22	OLD		Business & Operations:			•	Entry into a Material Definitive Agreement — Item 1.01  OLD  — ↓‘EX-10’	54
12/24/15	OLD		"			•	Termination of a Material Definitive Agreement — Item 1.02  OLD  — ↓‘EX-10’	1
7/28/21	OLD		Financial Info:			•	Completion of Acquisition or Disposition of Assets — Item 2.01  OLD  — ↓‘EX-2’	4
3/8/22	OLD		"			•	Results of Operations and Financial Condition — Item 2.02  OLD  — Financial Reports	35
11/15/22	OLD		"			•	Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ↓‘EX-10’	5
5/27/22	OLD		"			•	Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement — Item 2.04  OLD  — ↓‘EX-10’	2
1/20/23	OLD		Securities & Trading:			•	Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01  OLD	20
11/15/22	OLD		"			•	Unregistered Sales of Equity Securities — Item 3.02  OLD  — ↓‘EX-1’	19
2/1/23	OLD		"			•	Material Modifications to Rights of Security Holders — Item 3.03  OLD  — ↓‘EX-4’	5
9/22/22	OLD		Accountants & Accounting:			•	Changes in Registrant’s Certifying Accountant — Item 4.01  OLD  — ↓‘EX-16’	4
7/28/21	OLD		Governance & Management:			•	Changes in Control of Registrant — Item 5.01  OLD	3
9/8/22	OLD		"			•	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  OLD  — ↓‘EX-17’  — List of Directors & Officers	48
2/1/23	OLD		"			•	Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ↓‘EX-3’	12
2/20/15	OLD		"			•	Amendments to the Registrant’s Code of Ethics, or Waiver of a Provision of the Code of Ethics — Item 5.05  OLD  — ↓‘EX-14’	3
11/12/21	OLD		"			•	Submission of Matters to a Vote of Security Holders — Item 5.07  OLD	15
10/24/22	OLD		Disclosures:			•	Regulation FD Disclosure — Item 7.01  OLD  — ↓‘EX-99’	16
10/27/22	OLD		Events:			•	Other Events — Item 8.01  OLD	59
2/1/23	OLD		Financials:			•	Financial Statements and Exhibits — Item 9.01  OLD  — Financial Reports	149
2/1/23	OLD		8-A12G		Registration:		Registration Statement for a Class of Securities — Form 8-A  OLD	1
11/14/22	OLD		10-Q		Update:		Quarterly Reports — Form 10-Q  OLD  — Financial Reports	46
11/4/22	OLD		D		Registration:		Notices of Exempt Offerings of Securities — Form D  OLD	7
10/5/22	OLD		10-K		Update:		Annual Reports — Form 10-K  OLD  — Financial Reports	17
3/31/22	OLD		NT 10-K		Update:		Notices of Late Filings of Form 10-K Annual Reports — Form 12b-25  OLD	2
3/23/22	OLD		424B5		Registration:		Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events  OLD	13
6/17/21	OLD		425		Registration:		Prospectuses and Communications – Mergers  OLD	6
6/11/21	OLD		EFFECT		SEC:		SEC Notices of Effectiveness  OLD	12
6/10/21	OLD		424B3		Registration:		Prospectuses – New Facts or Events  OLD	45
6/8/21	OLD		CORRESP		Comment:		Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC	34
6/4/21	OLD		S-4		Registration:		Registration Statements – Securities for Mergers — Form S-4  OLD  — Financial Reports	3
11/6/20	OLD		DEFA14A		Proxy:		Definitive Additional Proxy Soliciting Materials — Schedule 14A  OLD	5
5/21/20	OLD		S-3		Registration:		Registration Statements – Securities for Transactions — Form S-3  OLD	13
6/19/18	OLD		S-8		Registration:		Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  OLD	6
11/17/17	OLD		CT ORDER		SEC:		SEC Confidential Treatment Orders  OLD	4
11/4/15	OLD		RW		Registration:		Registration Withdrawal Request  OLD	1
5/11/15	OLD		FWP		Registration:		Prospectuses – Free Writing  OLD	4
5/11/15	OLD		S-1		Registration:		Registration Statements (General Form) — Form S-1  OLD	2
6/6/13	OLD		ARS		Update:		Annual Reports to Security Holders  OLD	5
10/26/09	OLD		424B4		Registration:		Prospectuses – Info Previously Omitted & New Facts or Events  OLD	3
5/26/09	OLD		25		Trading:		Notice by an Issuer of the Removal from Listing and Registration on a Securities Exchange of Matured, Redeemed or Retired Securities — Form 25  OLD	1
3/10/09	OLD		REGDEX		Registration:		Notices of Exempt Offerings of Securities — Form D  OLD	4
12/6/07	OLD		SB-2		Registration:		Registration Statements by Small-Business Issuers (Optional Form) — Form SB-2  OLD	12
11/13/07	OLD		10QSB		Update:		Quarterly and Quarterly-Transition Reports by Small Businesses (Optional Form) — Form 10-QSB  OLD	5
4/19/07	OLD		POS AM		Registration:		Post-Effective Amendments of Registration Statements  OLD	2
3/29/07	OLD		10KSB		Update:		Annual or Annual-Transition Report by a Small Business — Form 10-KSB  OLD	1
7/20/06	OLD		CERTBSE		Trading:		Certification by the Boston Stock Exchange Approving a Listing — Form CERT  OLD	1
7/19/06	OLD		8-A12B		Registration:		Registration Statement for a Class of Securities — Form 8-A  OLD	1
					General Exhibits:
2/1/23	OLD		EX-3		Articles of Incorporation/Organization and Bylaws  OLD			25
11/15/22	OLD		EX-4		Instruments, Including Indentures, Defining the Rights of Security Holders  OLD			31
11/15/22	OLD		EX-10		Material Contracts  OLD			168
10/5/22	OLD		EX-23		Consents of Experts and Counsel  OLD			58
10/5/22	OLD		EX-21		Subsidiaries Lists  OLD			7
5/27/22	OLD		EX-1		Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD			6
3/31/22	OLD		EX-17		Correspondence re: Departures of Directors  OLD			4
3/24/22	OLD		EX-5		Opinions of Counsel re: Legality  OLD			30
5/7/21	OLD		EX-8		Opinion of Counsel re: Tax Matters  OLD			1
10/19/20	OLD		EX-2		Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD			4
2/20/15	OLD		EX-14		Codes of Ethics  OLD			3
					Additional Exhibits:
10/24/22	OLD		EX-99		Miscellaneous Exhibits, such as Press Releases  OLD  — Press Releases & Conference Calls			130
					Financials:
2/1/23	OLD		XML  &  R#		IDEA Financial Reports Info  OLD  — Financial Reports			2,260
2/1/23	OLD		EXCEL		IDEA Workbooks of Financial Reports Info  OLD  — Workbooks of Financial Reports			93
2/1/23	OLD		EX-101.*		XBRL Data  (XBRL Files)  OLD			436
2/1/23	OLD		JSON		XBRL Instances as JavaScript Object Notation Data  (JSON Files)  OLD			43
2/1/23	OLD		ZIP		XBRL Zipped Folders   (Folders of XBRL Files)  OLD			86
11/14/22	OLD		EX-31		Certifications — §302 – SOA’02  OLD			119
11/14/22	OLD		EX-32		Certifications — §906 – SOA’02  OLD			66
4/15/22	OLD		EX-16		Letters re: Changes in Accountants  OLD			3
12/10/13	OLD		EX-12		Statement re: the Computation of Ratios  OLD			1
					Graphics:
2/28/23	OLD		GRAPHIC		Photos, Images and Graphs  OLD			1,202

Forms , Documents & Exhibits  in  298 Filings  Filed re:  Issuer / Subject Company

        

List all Money Managers that own this Security Issuer:  CUSIP 857561

        

Latest Filing			Type		Category	Description		Documents
3/3/23	OLD		25-NSE		Trading:		Notice by a Securities Exchange of the Removal from Listing and Registration of Matured, Redeemed or Retired Securities — Form 25  OLD	1
3/21/22	OLD		3		Ownership:		Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD	46
2/14/22	OLD		SC 13G		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD	41
10/28/21	OLD		4		Ownership:		Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD	173
6/17/21	OLD		425		Registration:		Prospectuses and Communications – Mergers  OLD	6
7/21/15	OLD		SC 13D		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD	2
5/11/15	OLD		FWP		Registration:		Prospectuses – Free Writing  OLD	4
2/17/15	OLD		5		Ownership:		Annual Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 5  OLD	4
					Letters:
5/24/21	OLD		LETTER		Comment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC			24
5/24/21	OLD		TEXT-EXTRACT		Comment and Other Letters from the SEC – PDFs’ Text  [ a.k.a. LETTER ]  OLD			3
					General Exhibits:
8/4/21	OLD		EX-24		Powers of Attorney  OLD			22
10/19/20	OLD		EX-10		Material Contract  OLD			1
10/19/20	OLD		EX-2		Plan of Acquisition, Reorganization, Arrangement, Liquidation or Succession  OLD			1
2/14/11	OLD		EX-1		Underwriting Agreement or Conflict Minerals Report  (or mislabeled “1st Exhibit”)  OLD			1
					Additional Exhibits:
3/3/23	OLD		EX-99		Miscellaneous Exhibits, such as Press Releases  OLD			5
					Graphics:
6/17/21	OLD		GRAPHIC		Photos, Images and Graphs  OLD			100

        

Filings History

Year		# of Filings
2023		7
2022		38
2021		58
2020		32
2019		18
2018		20
2017		16
2016		32
2015		72
2014		43
2013		54
2012		43
2011		47
2010		77
2009		62
2008		41
2007		62
2006		42
2005		1