Henderson Global Investors (North America) Inc.    SEC # 1315811

        

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60  SEC Filings   from  2/14/05  to  11/8/18  (None in the Past Year)

List All Filings	or	Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent
Most-Recent Filing:		‘13F-NT’ — Quarterly Holdings Notice by a Money Manager — Form 13F — for 9/30/18 — Filed as:  Filer / Offerer
New-Filing E-Mail:			Send me notifications of all Filings involving  Henderson Global Investors (North America) Inc.

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Forms , Documents & Exhibits  in  60 Filings  Filed as:  Filer / Offerer  or  Owner / Insider

        

Latest Filing			Type		Category	Description		Documents
11/8/18	OLD		13F-NT		Ownership:		Quarterly Holdings Notices by Money Managers — Form 13F  OLD  — Assets Under Management	54
5/11/18	OLD		5		Ownership:		Annual Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 5  OLD	1
9/23/15	OLD		3		Ownership:		Initial Statement of Beneficial Ownership of Securities by an Insider — Form 3  OLD	1
2/28/12	OLD		APP ORDR		SEC:		Application for an SEC Exemption Order – ‘40-APP’ SEC Order  OLD	1
2/2/12	OLD		APP NTC		SEC:		Application for an SEC Exemption Order – ‘40-APP’ SEC Notice  OLD	1
12/21/11	OLD		40-APP		Registration:		Applications for Exemption Orders and Other Relief by Investment Companies  OLD	2
					General Exhibits:
5/11/18	OLD		EX-24		Powers of Attorney  OLD			2
					Graphics:
12/21/11	OLD		GRAPHIC		Photos, Images and Graphs  OLD			4

History as a Money Manager:  Assets Under Management  ·  Related Money Managers

As Of			Quarter (Ended)		Holdings Form 13F				Assets (Millions)		Reporting Manager Manager with whom Investment Discretion is Shared
11/9/18			9/30/18		627	of	1,453		$139,106			Janus Henderson Group plc

No Forms  nor  Documents  Filed re:  Issuer / Subject Company

        

        

Filings History

Year		# of Filings
2018		5
2017		4
2016		4
2015		5
2014		4
2013		4
2012		6
2011		6
2010		4
2009		4
2008		4
2007		4
2006		5
2005		1