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List All Filings | or | ||
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Most-Recent Filing: | ‘N-8F ORDR’ — Application for an SEC Deregistration Order – ‘N-8F’ SEC Order — | ||
New-Filing E-Mail: |
Latest Filing | Type | Category | Description | Documents | ||||||||
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3/21/19 | OLD | N-8F ORDR | SEC: | Application for an SEC Deregistration Order – ‘N-8F’ SEC Order OLD | 1 | |||||||
2/22/19 | OLD | N-8F NTC | SEC: | Application for an SEC Deregistration Order – ‘N-8F’ SEC Notice OLD | 1 | |||||||
12/10/18 | OLD | N-8F | Registration: | Applications for SEC Deregistration Orders by Certain Investment Companies — Form N-8F OLD | 2 | |||||||
10/17/18 | OLD | CORRESP | Comment: | Comment-Response and Other Letters to the SEC [ a.k.a. COVER ] OLD — | 14 | |||||||
7/31/17 | OLD | NSAR-A | Update: | Semi-Annual Reports by Investment Companies — Form N-SAR OLD | 13 | |||||||
4/27/17 | OLD | N-Q | Update: | Quarterly Portfolio Holdings Schedules by Investment Companies — Form N-Q OLD | 24 | |||||||
3/23/17 | OLD | SC TO-I | Ownership: | Tender-Offer Statements by Issuers — Schedule TO OLD | 3 | |||||||
2/3/17 | OLD | N-CSR | Update: | Annual Certified Shareholder Reports by Investment Companies — Form N-CSR OLD | 13 | |||||||
1/30/17 | OLD | NSAR-B | Update: | Annual Reports by Investment Companies — Form N-SAR OLD | 11 | |||||||
9/28/16 | OLD | RW | Registration: | Registration Withdrawal Request OLD | 1 | |||||||
9/27/16 | OLD | SC TO-C | Ownership: | Tender-Offer Communications by Issuers and Third Parties — Schedule TO OLD | 3 | |||||||
9/22/16 | OLD | 40-17G | Update: | Fidelity Bonds for Investment Companies OLD | 12 | |||||||
9/7/16 | OLD | N-14 8C | Registration: | Registration Statements by Closed-End Investment Companies – Securities for Mergers — Form N-14 OLD | 4 | |||||||
8/17/16 | OLD | N-PX | Proxy: | Annual Proxy Voting Reports by Investment Companies — Form N-PX OLD | 12 | |||||||
8/5/16 | OLD | N-CSRS | Update: | Semi-Annual Certified Shareholder Reports by Investment Companies — Form N-CSR OLD | 12 | |||||||
5/20/16 | OLD | DEFA14A | Proxy: | Definitive Additional Proxy Soliciting Materials — Schedule 14A OLD | 5 | |||||||
4/12/16 | OLD | DEF 14A | Proxy: | Definitive Proxy Statements — Schedule 14A OLD | 15 | |||||||
3/31/16 | OLD | PRE 14A | Proxy: | Preliminary Proxy Statements — Schedule 14A OLD | 4 | |||||||
1/28/16 | OLD | NSAR-BT | Update: | Annual-Transition Reports by Investment Companies — Form N-SAR OLD | 2 | |||||||
10/13/10 | OLD | POS EX | Registration: | Post-Effective Amendment of a Registration Statement – Additional Exhibits OLD | 1 | |||||||
8/27/10 | OLD | 425 | Registration: | Prospectus or Communication – Merger OLD | 1 | |||||||
8/3/10 | OLD | EFFECT | SEC: | SEC Notice of Effectiveness OLD | 1 | |||||||
2/24/05 | OLD | 497 | Registration: | Definitive Material OLD | 1 | |||||||
2/23/05 | OLD | CERTNYS | Trading: | Certification by the NYSE Approving a Listing — Form CERT OLD | 1 | |||||||
2/22/05 | OLD | N-2 | Registration: | Registration Statements by Closed-End Investment Companies — Form N-2 OLD | 3 | |||||||
2/9/05 | OLD | 8-A12B | Registration: | Registration Statement for a Class of Securities — Form 8-A OLD | 1 | |||||||
12/3/04 | OLD | N-8A | Registration: | Notice of Registration by an Investment Company — Form N-8A OLD | 1 | |||||||
Letters: | ||||||||||||
3/31/16 | OLD | COVER | Comment-Response or Cover Letter to the SEC [ a.k.a. CORRESP ] OLD — | 1 | ||||||||
General Exhibits: | ||||||||||||
9/7/16 | OLD | EX-14 | Code of Ethics OLD | 1 | ||||||||
9/7/16 | OLD | EX-17 | Correspondence re: Departures of Directors OLD | 3 | ||||||||
9/7/16 | OLD | EX-2 | Plan of Acquisition, Reorganization, Arrangement, Liquidation or Succession OLD | 1 | ||||||||
Additional Exhibits: | ||||||||||||
7/31/17 | OLD | EX-99 & EX-99.* | Miscellaneous Exhibits, such as Press Releases OLD — | 200 | ||||||||
Financials: | ||||||||||||
9/7/16 | OLD | EX-16 | Letter re: a Change in Accountant OLD | 1 | ||||||||
3/10/11 | OLD | EX-12 | Statements re: Computations of Ratios OLD | 3 | ||||||||
Graphics: | ||||||||||||
12/10/18 | OLD | GRAPHIC | Photos, Images and Graphs OLD | 575 |
List all Money Managers that own this Security Issuer: CUSIPs 92829A, 233066 and 25537T |
Year | # of Filings | |
---|---|---|
2019 | 2 | |
2018 | 4 | |
2017 | 15 | |
2016 | 114 | |
2015 | 15 | |
2014 | 17 | |
2013 | 17 | |
2012 | 18 | |
2011 | 31 | |
2010 | 20 | |
2009 | 12 | |
2008 | 17 | |
2007 | 17 | |
2006 | 29 | |
2005 | 25 | |
2004 | 2 |