Athenex, Inc. 

NY

  SEC # 1300699

        

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708  SEC Filings   from  8/17/04  to  10/17/23  (7 Months Ago)

List All Filings	or	Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent
Most-Recent Filing:		‘SC 13D/A’ — Amendment to Statement of Acquisition of Beneficial Ownership by an “Active” Investor — Schedule 13D — Filed re:  Issuer / Subject Company — Filed by:  Perceptive Advisors LLC
New-Filing E-Mail:			Send me notifications of all Filings involving  Athenex, Inc.

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Forms , Documents & Exhibits  in  213 Filings  Filed as:  Filer / Offerer  or  Owner / Insider

        

Latest Filing			Type		Category	Description		Documents
10/2/23			8-K		Update:		Current Reports — Form 8-K — Press Releases & Conference Calls  — Financial Reports	97
					8-K Items:
7/18/23			Business & Operations:			•	Entry into a Material Definitive Agreement — Item 1.01 — ↓‘EX-10’	25
7/18/23			"			•	Termination of a Material Definitive Agreement — Item 1.02 — ↓‘EX-10’	2
10/2/23			"			•	Bankruptcy or Receivership — Item 1.03	3
10/2/23			Financial Info:			•	Completion of Acquisition or Disposition of Assets — Item 2.01	6
3/20/23	OLD		"			•	Results of Operations and Financial Condition — Item 2.02  OLD  — Financial Reports	23
8/18/22	OLD		"			•	Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ↓‘EX-10’	7
5/22/23			"			•	Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement — Item 2.04 — ↓‘EX-10’	5
5/22/23			"			•	Cost Associated with Exit or Disposal Activities — Item 2.05	1
5/22/23			Securities & Trading:			•	Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01	4
5/4/21	OLD		"			•	Unregistered Sales of Equity Securities — Item 3.02  OLD  — ↓‘EX-1’	6
10/2/23			"			•	Material Modifications to Rights of Security Holders — Item 3.03 — ↓‘EX-4’	2
10/2/23			Governance & Management:			•	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02 — List of Directors & Officers	25
3/31/23	OLD		"			•	Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ↓‘EX-3’	4
11/22/22	OLD		"			•	Submission of Matters to a Vote of Security Holders — Item 5.07  OLD	6
11/3/22	OLD		Disclosures:			•	Regulation FD Disclosure — Item 7.01  OLD  — ↓‘EX-99’	15
2/14/23	OLD		Events:			•	Other Events — Item 8.01  OLD	19
5/22/23			Financials:			•	Financial Statements and Exhibits — Item 9.01 — Financial Reports	75
5/23/23			NT 10-Q		Update:		Notice of a Late Filing of a Form 10-Q Quarterly Report — Form 12b-25	1
4/28/23	OLD		10-K		Update:		Annual Reports — Form 10-K  OLD  — Financial Reports	7
12/9/22	OLD		S-8		Registration:		Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  OLD	4
11/3/22	OLD		10-Q		Update:		Quarterly Reports — Form 10-Q  OLD  — Financial Reports	17
10/11/22	OLD		DEFA14A		Proxy:		Definitive Additional Proxy Soliciting Materials — Schedule 14A  OLD	3
10/11/22	OLD		DEF 14A		Proxy:		Definitive Proxy Statements — Schedule 14A  OLD	6
9/27/22	OLD		PRE 14A		Proxy:		Preliminary Proxy Statements — Schedule 14A  OLD	2
8/12/22	OLD		424B5		Registration:		Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events  OLD	6
5/23/22	OLD		EFFECT		SEC:		SEC Notices of Effectiveness  OLD	4
5/19/22	OLD		POS EX		Registration:		Post-Effective Amendment of a Registration Statement – Additional Exhibits  OLD	1
3/22/22	OLD		POS AM		Registration:		Post-Effective Amendment of a Registration Statement  OLD	1
3/16/22	OLD		POSASR		Registration:		Post-Effective Amendment of an Automatic Shelf Registration Statement — Form S-3/F-3ASR  OLD	1
8/10/21	OLD		CORRESP		Comment:		Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC	10
8/5/21	OLD		S-3		Registration:		Registration Statements – Securities for Transactions — Form S-3  OLD	2
8/6/20	OLD		S-3ASR		Registration:		Automatic Shelf Registration Statements by Well-Known Issuers — Form S-3  OLD	4
5/14/20	OLD		CT ORDER		SEC:		SEC Confidential Treatment Orders  OLD	8
12/11/19	OLD		D		Registration:		Notices of Exempt Offerings of Securities — Form D  OLD	13
1/25/18	OLD		424B4		Registration:		Prospectuses – Info Previously Omitted & New Facts or Events  OLD	2
1/22/18	OLD		S-1		Registration:		Registration Statements (General Form) — Form S-1  OLD  — Financial Reports	5
1/5/18	OLD		DRS		Registration:		Draft Registration Statements by Emerging Growth Companies and Foreign Issuers — Form DRS  OLD	4
6/12/17	OLD		CERTNAS		Trading:		Certification by the Nasdaq Stock Market Approving a Listing — Form CERT  OLD	1
6/12/17	OLD		8-A12B		Registration:		Registration Statement for a Class of Securities — Form 8-A  OLD	1
5/1/17	OLD		DRSLTR		Comment:		Comment-Response and Draft-Registration-Statement Letters to the SEC  [ a.k.a. CORRESP ]  OLD  — All Correspondence with the SEC	2
11/26/08	OLD		REGDEX		Registration:		Notices of Exempt Offerings of Securities — Form D  OLD	11
					General Exhibits:
3/31/23	OLD		EX-3		Articles of Incorporation/Organization and Bylaws  OLD			15
3/20/23	OLD		EX-23		Consents of Experts and Counsel  OLD			31
3/20/23	OLD		EX-4		Instruments, Including Indentures, Defining the Rights of Security Holders  OLD			12
3/20/23	OLD		EX-10		Material Contracts  OLD			165
3/20/23	OLD		EX-21		Subsidiaries Lists  OLD			10
12/9/22	OLD		EX-FILING FEES		Filing Fees  OLD			2
12/9/22	OLD		EX-5		Opinions of Counsel re: Legality  OLD			17
8/20/21	OLD		EX-1		Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD			3
					Additional Exhibits:
5/22/23			EX-99		Miscellaneous Exhibits, such as Press Releases — Press Releases & Conference Calls			85
					Financials:
10/2/23			XML  &  R#		IDEA Financial Reports Info — Financial Reports			2,077
10/2/23			EXCEL		IDEA Workbooks of Financial Reports Info — Workbooks of Financial Reports			71
10/2/23			EX-101.*		XBRL Data  (XBRL Files)			276
10/2/23			JSON		XBRL Instances as JavaScript Object Notation Data  (JSON Files)			58
10/2/23			ZIP		XBRL Zipped Folders   (Folders of XBRL Files)			71
4/28/23	OLD		EX-31		Certifications — §302 – SOA’02  OLD			48
3/20/23	OLD		EX-32		Certifications — §906 – SOA’02  OLD			23
5/12/17	OLD		EX-16		Letter re: a Change in Accountant  OLD			1
					Graphics:
5/22/23			GRAPHIC		Photos, Images and Graphs			817

Forms , Documents & Exhibits  in  495 Filings  Filed re:  Issuer / Subject Company

        

List all Money Managers that own this Security Issuer:  CUSIP 04685N

        

Latest Filing			Type		Category	Description		Documents
10/17/23			SC 13D		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D	8
7/10/23			25-NSE		Trading:		Notice by a Securities Exchange of the Removal from Listing and Registration of Matured, Redeemed or Retired Securities — Form 25	1
5/8/23			4		Ownership:		Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4	425
7/8/22	OLD		SC 13G		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD	20
2/24/22	OLD		3		Ownership:		Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD	33
					Letters:
7/30/21	OLD		LETTER		Comment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC			8
7/30/21	OLD		TEXT-EXTRACT		Comment and Other Letters from the SEC – PDFs’ Text  [ a.k.a. LETTER ]  OLD			4
					General Exhibits:
7/21/22	OLD		EX-24		Powers of Attorney  OLD			39
					Additional Exhibits:
7/10/23			EX-99		Miscellaneous Exhibits, such as Press Releases			8
					Graphics:
7/5/17	OLD		GRAPHIC		Photos, Images and Graphs  OLD			2

        

Filings History

Year		# of Filings
2023		59
2022		147
2021		74
2020		87
2019		129
2018		123
2017		68
2016		2
2015		3
⇑
2013		1
2012		1
2011		1
2010		2
⇑
2008		5
2007		2
2006		2
2005		1
2004		1