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Axos Financial, Inc. 
 NV
  SEC # 1299709


        
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1,640  SEC Filings
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  from  12/16/04  to  3/27/24  (4 Weeks Ago)

  List All Filings  or
  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘4’ — Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 — for 3/23/24 — Filed re:  Issuer / Subject Company — Filed by:  Walsh Derrick 
 
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notifications of all
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Filings
involving  Axos Financial, Inc. 

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Forms
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, Documents
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& Exhibits
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 in  499 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
3/7/24S-8Registration:  Registration Statements – Securities for Certain Employee Benefit Plans — Form S-85
2/29/24S-3ASRRegistration:  Automatic Shelf Registration Statements by Well-Known Issuers — Form S-34
2/12/248-KUpdate:  Current Reports — Form 8-K — Press Releases
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& Conference Calls
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 — Financial Reports
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316

8-K Items: 
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2/24/22 OLD
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  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01  OLD  — ‘EX-10’
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45
7/6/20 OLD"Termination of a Material Definitive Agreement — Item 1.02  OLD  — ‘EX-10’
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3
1/29/19 OLD
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  Financial Info: 
Completion of Acquisition or Disposition of Assets — Item 2.01  OLD  — ‘EX-2’
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3
1/30/24"Results of Operations and Financial Condition — Item 2.02 — Financial Reports
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74
2/24/22 OLD"Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ‘EX-10’
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8
2/23/21 OLD"Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement — Item 2.04  OLD  — ‘EX-10’
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1
4/28/05 OLD"Cost Associated with Exit or Disposal Activities — Item 2.05  OLD  — ‘EX-2’
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1
9/12/18 OLD
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  Securities & Trading: 
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01  OLD 1
4/10/13 OLD"Unregistered Sales of Equity Securities — Item 3.02  OLD  — ‘EX-1’
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5
10/17/12 OLD"Material Modifications to Rights of Security Holders — Item 3.03  OLD  — ‘EX-4’
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6
4/4/13 OLD
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  Accountants & Accounting: 
Changes in Registrant’s Certifying Accountant — Item 4.01  OLD 3
11/29/23
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  Governance & Management: 
Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02 — ‘EX-17’
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 — List of Directors & Officers
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29
5/30/23"Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03 — ‘EX-3’
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11
3/21/12 OLD"Amendments to the Registrant’s Code of Ethics, or Waiver of a Provision of the Code of Ethics — Item 5.05  OLD  — ‘EX-14’
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1
11/13/23"Submission of Matters to a Vote of Security Holders — Item 5.0716
1/31/24
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  Disclosures: 
Regulation FD Disclosure — Item 7.01 — ‘EX-99’
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135
2/12/24
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  Events: 
Other Events — Item 8.0133
2/12/24
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  Financials: 
Financial Statements and Exhibits — Item 9.01 — Financial Reports
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262

1/30/2410-QUpdate:  Quarterly Reports — Form 10-Q — Financial Reports
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59
10/31/23DEFA14AProxy:  Definitive Additional Proxy Soliciting Materials — Schedule 14A3
9/27/23ARSUpdate:  Annual Report to Security Holders1
9/25/23DEF 14AProxy:  Definitive Proxy Statements — Schedule 14A — Financial Reports
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19
8/29/2310-KUpdate:  Annual Reports — Form 10-K — Financial Reports
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21
3/2/23 OLDCORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC
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12
9/16/22 OLDPRE 14AProxy:  Preliminary Proxy Statements — Schedule 14A  OLD 4
8/29/22 OLDNT 10-KUpdate:  Notice of a Late Filing of a Form 10-K Annual Report — Form 12b-25  OLD 1
2/17/22 OLD424B5Registration:  Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events  OLD 11
2/16/22 OLDFWPRegistration:  Prospectuses – Free Writing  OLD 8
2/16/22 OLD305B2Registration:  Statement of Eligibility to Act as a Trustee by a Corporation — Form T-1  OLD 1
9/16/20 OLD424B2Registration:  Prospectuses – Primary Offerings and Shelf Securities  OLD 5
4/19/19 OLD3Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD 7
9/24/18 OLD25Trading:  Notice by an Issuer of the Removal from Listing and Registration on a Securities Exchange of Matured, Redeemed or Retired Securities — Form 25  OLD 1
9/21/18 OLDCERTTrading:  Certification by a Securities Exchange Approving a Listing — Form CERT  OLD 1
9/13/18 OLD8-A12BRegistration:  Registration Statements for Certain Classes of Securities — Form 8-A  OLD 2
3/8/18 OLDPOSASRRegistration:  Post-Effective Amendment of an Automatic Shelf Registration Statement — Form S-3/F-3ASR  OLD 1
3/8/18 OLDRWRegistration:  Registration Withdrawal Request  OLD 1
3/2/18 OLDPOS AMRegistration:  Post-Effective Amendments of Registration Statements  OLD 2
3/10/16 OLDCERTNASTrading:  Certification by the Nasdaq Stock Market Approving a Listing — Form CERT  OLD 1
2/26/15 OLDEFFECTSEC:  SEC Notices of Effectiveness  OLD 3
4/13/12 OLDDRegistration:  Notice of an Exempt Offering of Securities — Form D  OLD 1
3/29/12 OLD424B3Registration:  Prospectus – New Facts or Events  OLD 1
2/28/12 OLDS-3Registration:  Registration Statements – Securities for Transactions — Form S-3  OLD 2
9/29/06 OLDDEFR14AProxy:  Definitive Revised Proxy Soliciting Materials — Schedule 14A  OLD 2
3/22/05 OLDPOS462BRegistration:  Post-Effective Amendment of a Registration Statement – Rule 462(b)  OLD 1
3/15/05 OLD424B4Registration:  Prospectus – Info Previously Omitted & New Facts or Events  OLD 1
3/15/05 OLDS-1MEFRegistration:  Registration Statement to Add Securities to a Prior Form S-1 Registration  OLD 1
3/14/05 OLD8-A12GRegistration:  Registration Statement for a Class of Securities — Form 8-A  OLD 1
3/11/05 OLDS-1Registration:  Registration Statements (General Form) — Form S-1  OLD 4

Letters: 
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3/15/05 OLDCOVERComment-Response and Cover Letters to the SEC  [ a.k.a. CORRESP ]  OLD  — All Correspondence with the SEC2

General Exhibits: 
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3/7/24EX-23Consents of Experts and Counsel43
3/7/24EX-FILING FEESFiling Fees2
3/7/24EX-5Opinions of Counsel re: Legality20
2/29/24EX-4Instruments, Including Indentures, Defining the Rights of Security Holders26
8/29/23EX-10Material Contracts38
8/29/23EX-21Subsidiaries Lists2
5/30/23EX-3Articles of Incorporation/Organization and Bylaws22
2/16/22 OLDEX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD 14
9/16/20 OLDEX-25Statements of Eligibility to Act as a Trustee — Forms T-1 & T-2  OLD 2
10/1/18 OLDEX-2Plan of Acquisition, Reorganization, Arrangement, Liquidation or Succession  OLD 1
4/28/16 OLDEX-14Code of Ethics  OLD 1
3/6/08 OLDEX-17Correspondence re: Departure of a Director  OLD 1

Additional Exhibits: 
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2/12/24EX-99Miscellaneous Exhibits, such as Press Releases — Press Releases
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& Conference Calls
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369

Financials: 
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2/12/24XML  &  R#IDEA Financial Reports Info — Financial Reports
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3,935
2/12/24EXCELIDEA Workbooks of Financial Reports Info — Workbooks of Financial Reports
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122
2/12/24EX-101.*XBRL Data  (XBRL Files)521
2/12/24JSONXBRL Instances as JavaScript Object Notation Data  (JSON Files)90
2/12/24ZIPXBRL Zipped Folders
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  (Folders of XBRL Files)
116
1/30/24EX-31Certifications — §302 – SOA’02154
1/30/24EX-32Certifications — §906 – SOA’02156
3/2/18 OLDEX-12Statements re: Computations of Ratios  OLD 4

Graphics: 
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2/12/24GRAPHICPhotos, Images and Graphs3,644


Forms
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, Documents
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& Exhibits
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 in  1,155 Filings
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 Filed re:  Issuer / Subject Company


        
New Filing!  List all Money Managers that own this Security Issuer:  CUSIP 05465C
 

        
Latest Filing  Type    Category    Description        Documents
     
3/27/24 New Document this Past Month!4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  New Document this Past Month! 1,000
3/13/24144Ownership:  Notices of Proposed Sales of Securities by Insiders — Form 14412
2/13/24SC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G63
12/6/233Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 341
9/25/23SC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D10
2/16/22 OLDFWPRegistration:  Prospectuses – Free Writing  OLD 8
3/31/21 OLD25-NSETrading:  Notice by a Securities Exchange of the Removal from Listing and Registration of Matured, Redeemed or Retired Securities — Form 25  OLD 1
8/6/20 OLD5Ownership:  Annual Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 5  OLD 5

Letters: 
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4/27/23LETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ] — All Correspondence with the SEC16
4/27/23TEXT-EXTRACTComment and Other Letters from the SEC – PDFs’ Text  [ a.k.a. LETTER ]2

General Exhibits: 
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2/14/11 OLDEX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD 2
4/24/08 OLDEX-24Power of Attorney  OLD 1

Additional Exhibits: 
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3/31/21 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD 5

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2/16/22 OLDGRAPHICPhotos, Images and Graphs  OLD 88


        

Filings History

Year    # of Filings
In descending order
2024 45
2023 134
2022 126
2021 125
2020 117
2019 95
2018 74
2017 71
2016 79
2015 83
2014 69
2013 79
2012 100
2011 91
2010 61
2009 54
2008 60
2007 41
2006 59
2005 76
2004 1

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