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ATEL Capital Equipment Fund XI, LLC 
 CA
  SEC # 1297667


        
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115  SEC Filings
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  from  11/5/04  to  4/20/20  (None in the Past Year)

  List All Filings  or
  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘15-12G’ — Certification of a Termination of Registration of a Class of Securities — Form 15 — Filed as:  Filer / Offerer 
 
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notifications of all
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Filings
involving  ATEL Capital Equipment Fund XI, LLC 

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Forms
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, Documents
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& Exhibits
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 in  96 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
4/20/20 OLD15-12GRegistration:  Certification of a Termination of Registration of a Class of Securities — Form 15  OLD 1
11/13/19 OLD10-QUpdate:  Quarterly Reports — Form 10-Q  OLD  — Financial Reports
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36
3/15/19 OLD10-KUpdate:  Annual Reports — Form 10-K  OLD  — Financial Reports
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12
6/18/12 OLDCORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC
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9
6/28/11 OLDSC 14D9Ownership:  Tender-Offer Solicitation/Recommendation Statements — Schedule 14D-9  OLD 2
3/27/08 OLD10KSBUpdate:  Annual and Annual-Transition Reports by Small Businesses (Optional Form) — Form 10-KSB  OLD 4
11/7/07 OLD10QSBUpdate:  Quarterly and Quarterly-Transition Reports by Small Businesses (Optional Form) — Form 10-QSB  OLD 10
5/15/07 OLDNT 10-QUpdate:  Notices of Late Filings of Form 10-Q Quarterly Reports — Form 12b-25  OLD 5
4/2/07 OLDNT 10-KUpdate:  Notices of Late Filings of Form 10-K Annual Reports — Form 12b-25  OLD 2
2/28/07 OLD8-KUpdate:  Current Reports — Form 8-K  OLD  — Press Releases
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& Conference Calls
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4

8-K Items: 
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2/28/07 OLD
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  Accountants & Accounting: 
Changes in Registrant’s Certifying Accountant — Item 4.01  OLD  — ‘EX-16’
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2
8/16/06 OLD
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  Governance & Management: 
Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  OLD  — List of Directors & Officers
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1
4/28/06 OLD
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  Disclosures: 
Regulation FD Disclosure — Item 7.01  OLD  — ‘EX-99’
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1
2/28/07 OLD
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  Financials: 
Financial Statements and Exhibits — Item 9.01  OLD  — Financial Reports
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2

3/23/06 OLD8-A12GRegistration:  Registration Statement for a Class of Securities — Form 8-A  OLD 1
3/9/06 OLDPOS AMRegistration:  Post-Effective Amendments of Registration Statements  OLD 3
1/27/06 OLD424B3Registration:  Prospectuses – New Facts or Events  OLD 2
3/31/05 OLDS-1Registration:  Registration Statements (General Form) — Form S-1  OLD 5

Letters: 
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8/19/09 OLDCOVERComment-Response and Cover Letters to the SEC  [ a.k.a. CORRESP ]  OLD  — All Correspondence with the SEC6

General Exhibits: 
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3/15/19 OLDEX-14Codes of Ethics  OLD 14
1/9/06 OLDEX-23Consents of Experts and Counsel  OLD 6
3/31/05 OLDEX-10Material Contracts  OLD 5
3/31/05 OLDEX-5Opinions of Counsel re: Legality  OLD 5
3/31/05 OLDEX-8Opinions of Counsel re: Tax Matters  OLD 4
3/31/05 OLDEX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD 10

Additional Exhibits: 
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6/28/11 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD  — Press Releases
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& Conference Calls
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2

Financials: 
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11/13/19 OLDEX-31Certifications — §302 – SOA’02  OLD 125
11/13/19 OLDEX-32Certifications — §906 – SOA’02  OLD 121
11/13/19 OLDXML  &  R#IDEA Financial Reports Info  OLD  — Financial Reports
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1,465
11/13/19 OLDEXCELIDEA Workbooks of Financial Reports Info  OLD  — Workbooks of Financial Reports
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41
11/13/19 OLDEX-101.*XBRL Data  (XBRL Files)  OLD 204
11/13/19 OLDZIPXBRL Zipped Folders
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  (Folders of XBRL Files)  OLD 
34
2/28/07 OLDEX-16Letters re: Changes in Accountants  OLD 2

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3/15/19 OLDGRAPHICPhotos, Images and Graphs  OLD 66


Forms
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, Documents
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& Exhibits
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 in  21 Filings
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 Filed re:  Issuer / Subject Company


        

        
Latest Filing  Type    Category    Description        Documents
     
7/29/11 OLDSC TO-TOwnership:  Tender-Offer Statements by Third Parties — Schedule TO  OLD 4
6/28/11 OLDSC 14D9Ownership:  Tender-Offer Solicitation/Recommendation Statements — Schedule 14D-9  OLD 2
11/21/06 OLD3Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD 4

Letters: 
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6/19/12 OLDLETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC11

Additional Exhibits: 
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6/28/11 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD 12


        

Filings History

Year    # of Filings
In descending order
2020 1
2019 4
2018 4
2017 4
2016 4
2015 4
2014 4
2013 4
2012 7
2011 10
2010 4
2009 9
2008 4
2007 13
2006 15
2005 21
2004 3

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