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ClearPoint Neuro, Inc. 
 CA
  SEC # 1285550


        
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1,061  SEC Filings
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  from  3/31/04  to  5/15/24  (Today)

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  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘4’ — Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 — for 5/14/24 — Filed re:  Issuer / Subject Company — Filed by:  Fallon Lynnette C 
 
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notifications of all
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Filings
involving  ClearPoint Neuro, Inc. 

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Forms
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, Documents
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& Exhibits
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 in  479 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
5/7/24 New Document this Past Month!10-QUpdate:  Quarterly Reports — Form 10-Q  New Document this Past Month!  — Financial Reports
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41
5/7/24 New Document this Past Month!8-KUpdate:  Current Reports — Form 8-K  New Document this Past Month!  — Press Releases
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& Conference Calls
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 — Financial Reports
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182

8-K Items: 
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3/1/24
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  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01 — ‘EX-10’
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30
6/10/19 OLD"Termination of a Material Definitive Agreement — Item 1.02  OLD  — ‘EX-10’
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3
5/7/24 New Document this Past Month!
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  Financial Info: 
Results of Operations and Financial Condition — Item 2.02  New Document this Past Month!  — Financial Reports
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64
12/29/20 OLD"Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ‘EX-10’
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8
5/19/22 OLD
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  Securities & Trading: 
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01  OLD 2
12/29/20 OLD"Unregistered Sales of Equity Securities — Item 3.02  OLD  — ‘EX-1’
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21
9/25/18 OLD"Material Modifications to Rights of Security Holders — Item 3.03  OLD  — ‘EX-4’
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6
8/13/13 OLD
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  Accountants & Accounting: 
Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review — Item 4.02  OLD 1
3/3/23 OLD
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  Governance & Management: 
Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  OLD  — List of Directors & Officers
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35
5/25/23"Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03 — ‘EX-3’
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7
5/25/23"Submission of Matters to a Vote of Security Holders — Item 5.0712
3/13/18 OLD"Shareholder Nominations Pursuant to Exchange Act Rule 14a-11 — Item 5.08  OLD 3
5/7/24 New Document this Past Month!
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  Disclosures: 
Regulation FD Disclosure — Item 7.01  New Document this Past Month!  — ‘EX-99’
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94
5/22/23
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  Events: 
Other Events — Item 8.0111
5/7/24 New Document this Past Month!
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  Financials: 
Financial Statements and Exhibits — Item 9.01  New Document this Past Month!  — Financial Reports
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165

4/5/24DEF 14AProxy:  Definitive Proxy Statements — Schedule 14A — Financial Reports
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13
3/12/2410-KUpdate:  Annual Reports — Form 10-K — Financial Reports
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14
3/1/24424B2Registration:  Prospectus – Primary Offering or Shelf Securities1
2/28/24424B5Registration:  Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events3
11/21/23EFFECTSEC:  SEC Notices of Effectiveness21
11/17/23CORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ] — All Correspondence with the SEC
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16
11/13/23S-3Registration:  Registration Statements – Securities for Transactions — Form S-33
4/3/23 OLDPRE 14AProxy:  Preliminary Proxy Statements — Schedule 14A  OLD  — Financial Reports
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4
6/1/22 OLDS-8Registration:  Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  OLD 7
12/15/21 OLDCT ORDERSEC:  SEC Confidential Treatment Orders  OLD 7
5/14/21 OLDDEFA14AProxy:  Definitive Additional Proxy Soliciting Materials — Schedule 14A  OLD 3
12/6/19 OLDCERTTrading:  Certifications by Securities Exchanges Approving Listings — Form CERT  OLD 2
12/6/19 OLD25Trading:  Notice by an Issuer of the Removal from Listing and Registration on a Securities Exchange of Matured, Redeemed or Retired Securities — Form 25  OLD 1
12/6/19 OLD8-A12BRegistration:  Registration Statements for Certain Classes of Securities — Form 8-A  OLD 4
5/29/19 OLDDRegistration:  Notices of Exempt Offerings of Securities — Form D  OLD 15
5/29/18 OLDPOS AMRegistration:  Post-Effective Amendments of Registration Statements  OLD  — Financial Reports
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11
5/18/18 OLD424B3Registration:  Prospectuses – New Facts or Events  OLD 73
2/5/18 OLDSC 13GOwnership:  Statement of Acquisition of Beneficial Ownership by a “Passive” Investor — Schedule 13G  OLD 1
6/26/17 OLDS-1Registration:  Registration Statements (General Form) — Form S-1  OLD  — Financial Reports
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29
6/5/17 OLDSC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD 3
8/19/16 OLDRWRegistration:  Registration Withdrawal Requests  OLD 4
8/2/16 OLDCERTNASTrading:  Certifications by the Nasdaq Stock Market Approving Listings — Form CERT  OLD 3
5/7/15 OLDARSUpdate:  Annual Reports to Security Holders  OLD 3
9/27/13 OLDAWRegistration:  Amendment Withdrawal Request  OLD 1
4/20/12 OLD10-12GRegistration:  Registration Statements — Form 10  OLD 5
5/15/07 OLDREGDEXRegistration:  Notices of Exempt Offerings of Securities — Form D  OLD 9

General Exhibits: 
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3/12/24EX-97Clawback Policy re: Recovery of Erroneously Awarded Compensation1
3/12/24EX-23Consents of Experts and Counsel53
3/12/24EX-4Instruments, Including Indentures, Defining the Rights of Security Holders47
3/12/24EX-10Material Contracts252
3/12/24EX-21Subsidiaries Lists17
3/1/24EX-5Opinions of Counsel re: Legality33
3/1/24EX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)6
3/1/24EX-FILING FEESFiling Fees3
5/25/23EX-3Articles of Incorporation/Organization and Bylaws29
6/4/10 OLDEX-24Power of Attorney  OLD 1

Additional Exhibits: 
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5/7/24 New Exhibit this Past Month!EX-99Miscellaneous Exhibits, such as Press Releases  New Exhibit this Past Month!  — Press Releases
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& Conference Calls
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170

Financials: 
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5/7/24 New Exhibit this Past Month!EX-31Certifications — §302 – SOA’02  New Exhibit this Past Month! 114
5/7/24 New Exhibit this Past Month!EX-32Certifications — §906 – SOA’02  New Exhibit this Past Month! 56
5/7/24 New Report this Past Month!XML  &  R#IDEA Financial Reports Info  New Report this Past Month!  — Financial Reports
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2,998
5/7/24 New Workbook this Past Month!EXCELIDEA Workbooks of Financial Reports Info  New Workbook this Past Month!  — Workbooks of Financial Reports
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101
5/7/24 New Exhibit this Past Month!EX-101.*XBRL Data  (XBRL Files)  New Exhibit this Past Month! 459
5/7/24 New Exhibit this Past Month!JSONXBRL Instances as JavaScript Object Notation Data  (JSON Files)  New Exhibit this Past Month! 44
5/7/24 New Folder this Past Month!ZIPXBRL Zipped Folders
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  (Folders of XBRL Files)  New Folder this Past Month! 
94

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5/7/24 New Graphic this Past Month!GRAPHICPhotos, Images and Graphs  New Graphic this Past Month! 1,820


Forms
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, Documents
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& Exhibits
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 in  585 Filings
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 Filed re:  Issuer / Subject Company


        
New Filing!  List all Money Managers that own this Security Issuer:  CUSIP 18507C
 

        
Latest Filing  Type    Category    Description        Documents
     
5/15/24 New Document this Past Month!4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  New Document this Past Month! 507
2/13/24SC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G17
6/15/23SC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D12
6/5/23144Ownership:  Notice of a Proposed Sale of Securities by an Insider — Form 1441
1/30/23 OLD5Ownership:  Annual Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 5  OLD 2
10/11/22 OLD3Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD 33

Letters: 
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11/16/23LETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ] — All Correspondence with the SEC13
11/16/23TEXT-EXTRACTComment and Other Letters from the SEC – PDFs’ Text  [ a.k.a. LETTER ]2

General Exhibits: 
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10/11/22 OLDEX-24Powers of Attorney  OLD 26

Additional Exhibits: 
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6/9/21 OLDEX-99Miscellaneous Exhibit  OLD 1

Graphics: 
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10/11/22 OLDGRAPHICPhoto, Image or Graph  OLD 1


        

Filings History

Year    # of Filings
In descending order
2024 37
2023 61
2022 57
2021 74
2020 66
2019 69
2018 58
2017 92
2016 125
2015 93
2014 98
2013 94
2012 100
2011 4
2010 22
2009 2
2007 2
2006 2
2005 1
2004 4

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