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Most-Recent Filing: | ‘N-8F ORDR’ — Application for an SEC Deregistration Order – ‘N-8F’ SEC Order — | ||
New-Filing E-Mail: |
Latest Filing | Type | Category | Description | Documents | ||||||||
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7/13/17 | OLD | N-8F ORDR | SEC: | Application for an SEC Deregistration Order – ‘N-8F’ SEC Order OLD | 1 | |||||||
6/7/17 | OLD | N-CSR | Update: | Annual Certified Shareholder Reports by Investment Companies — Form N-CSR OLD | 14 | |||||||
5/31/17 | OLD | N-8F NTC | SEC: | Application for an SEC Deregistration Order – ‘N-8F’ SEC Notice OLD | 1 | |||||||
5/30/17 | OLD | NSAR-B | Update: | Annual Reports by Investment Companies — Form N-SAR OLD | 13 | |||||||
5/26/17 | OLD | 40-17F1 | Update: | Certificates of Accounting of Securities of Investment Companies in the Custody of Members of National Securities Exchanges — Form N-17f-1 OLD | 23 | |||||||
5/1/17 | OLD | N-8F | Registration: | Application for an SEC Deregistration Order by an Investment Company — Form N-8F OLD | 1 | |||||||
3/1/17 | OLD | N-Q | Update: | Quarterly Portfolio Holdings Schedules by Investment Companies — Form N-Q OLD | 24 | |||||||
12/7/16 | OLD | N-CSRS | Update: | Semi-Annual Certified Shareholder Reports by Investment Companies — Form N-CSR OLD | 12 | |||||||
11/28/16 | OLD | NSAR-A | Update: | Semi-Annual Reports by Investment Companies — Form N-SAR OLD | 12 | |||||||
11/10/16 | OLD | DEFA14A | Proxy: | Definitive Additional Proxy Soliciting Material — Schedule 14A OLD | 1 | |||||||
10/25/16 | OLD | CORRESP | Comment: | Comment-Response and Other Letters to the SEC [ a.k.a. COVER ] OLD — | 5 | |||||||
10/25/16 | OLD | DEF 14A | Proxy: | Definitive Proxy Statements — Schedule 14A OLD | 2 | |||||||
10/14/16 | OLD | PRE 14A | Proxy: | Preliminary Proxy Statements — Schedule 14A OLD | 4 | |||||||
9/16/16 | OLD | 40-17G | Update: | Fidelity Bonds for Investment Companies OLD | 13 | |||||||
8/25/16 | OLD | N-PX | Proxy: | Annual Proxy Voting Reports by Investment Companies — Form N-PX OLD | 12 | |||||||
6/9/09 | OLD | NT-NCSR | Update: | Notices of Late Filings of Form N-CSR Shareholder Reports — Form 12b-25 OLD | 2 | |||||||
5/29/09 | OLD | NT-NSAR | Update: | Notices of Late Filings of Form N-SAR Semi-Annual Reports — Form 12b-25 OLD | 2 | |||||||
12/14/07 | OLD | SC TO-I | Ownership: | Tender-Offer Statements by Issuers — Schedule TO OLD | 2 | |||||||
9/12/07 | OLD | SC TO-C | Ownership: | Tender-Offer Communication by an Issuer or Third Party — Schedule TO OLD | 1 | |||||||
11/28/06 | OLD | POS AMI | Registration: | Post-Effective Amendments of Registration Statements by Investment Companies OLD | 13 | |||||||
2/11/05 | OLD | REGDEX | Registration: | Notice of an Exempt Offering of Securities — Form D OLD | 1 | |||||||
11/1/04 | OLD | N-2 | Registration: | Registration Statements by Closed-End Investment Companies — Form N-2 OLD | 2 | |||||||
12/19/03 | OLD | N-8A | Registration: | Notice of Registration by an Investment Company — Form N-8A OLD | 1 | |||||||
Letters: | ||||||||||||
8/26/08 | OLD | COVER | Comment-Response and Cover Letters to the SEC [ a.k.a. CORRESP ] OLD — | 2 | ||||||||
Additional Exhibits: | ||||||||||||
6/7/17 | OLD | EX-99 & EX-99.* | Miscellaneous Exhibits, such as Press Releases OLD — | 163 | ||||||||
Graphics: | ||||||||||||
6/7/17 | OLD | GRAPHIC | Photos, Images and Graphs OLD | 236 |
Latest Filing | Type | Category | Description | Documents | ||||||||
---|---|---|---|---|---|---|---|---|---|---|---|---|
5/26/17 | OLD | 40-17F1 | Update: | Certificates of Accounting of Securities of Investment Companies in the Custody of Members of National Securities Exchanges — Form N-17f-1 OLD | 23 | |||||||
12/14/07 | OLD | SC TO-I | Ownership: | Tender-Offer Statements by Issuers — Schedule TO OLD | 2 | |||||||
9/12/07 | OLD | SC TO-C | Ownership: | Tender-Offer Communication by an Issuer or Third Party — Schedule TO OLD | 1 | |||||||
5/22/06 | OLD | SC 13G | Ownership: | Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G OLD | 2 | |||||||
10/4/05 | OLD | 3 | Ownership: | Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3 OLD | 10 | |||||||
Additional Exhibits: | ||||||||||||
5/13/10 | OLD | EX-99 | Miscellaneous Exhibits, such as Press Releases OLD | 15 | ||||||||
Graphics: | ||||||||||||
5/26/17 | OLD | GRAPHIC | Photos, Images and Graphs OLD | 44 |
Year | # of Filings | |
---|---|---|
2017 | 8 | |
2016 | 15 | |
2015 | 11 | |
2014 | 13 | |
2013 | 10 | |
2012 | 14 | |
2011 | 11 | |
2010 | 11 | |
2009 | 10 | |
2008 | 15 | |
2007 | 11 | |
2006 | 13 | |
2005 | 29 | |
2004 | 1 | |
2003 | 2 |