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Universal Technical Institute Inc. 
 AZ
  SEC # 1261654


        
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1,724  SEC Filings
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  from  10/3/03  to  3/28/24  (5 Weeks Ago)

  List All Filings  or
  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘4’ — Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 — for 3/26/24 — Filed re:  Issuer / Subject Company — Filed by:  Sanchez Loretta Lydia 
 
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notifications of all
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Filings
involving  Universal Technical Institute Inc. 

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Forms
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, Documents
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& Exhibits
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 in  428 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
3/26/24S-8Registration:  Registration Statements – Securities for Certain Employee Benefit Plans — Form S-86
3/12/248-KUpdate:  Current Reports — Form 8-K — Press Releases
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& Conference Calls
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 — Financial Reports
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261

8-K Items: 
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8/29/23
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  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01 — ‘EX-10’
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22
10/23/18 OLD"Termination of a Material Definitive Agreement — Item 1.02  OLD  — ‘EX-10’
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3
12/2/22 OLD
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  Financial Info: 
Completion of Acquisition or Disposition of Assets — Item 2.01  OLD  — ‘EX-2’
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3
2/7/24"Results of Operations and Financial Condition — Item 2.02 — Financial Reports
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85
8/29/23"Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03 — ‘EX-10’
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8
9/15/10 OLD
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  Securities & Trading: 
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01  OLD 1
6/24/16 OLD"Unregistered Sales of Equity Securities — Item 3.02  OLD  — ‘EX-1’
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1
2/21/17 OLD"Material Modifications to Rights of Security Holders — Item 3.03  OLD  — ‘EX-4’
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3
2/3/15 OLD
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  Accountants & Accounting: 
Changes in Registrant’s Certifying Accountant — Item 4.01  OLD  — ‘EX-16’
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2
6/24/16 OLD
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  Governance & Management: 
Changes in Control of Registrant — Item 5.01  OLD 1
3/12/24"Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02 — List of Directors & Officers
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74
2/26/21 OLD"Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ‘EX-3’
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6
9/26/22 OLD"Amendments to the Registrant’s Code of Ethics, or Waiver of a Provision of the Code of Ethics — Item 5.05  OLD 1
3/12/24"Submission of Matters to a Vote of Security Holders — Item 5.0715
11/15/23
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  Disclosures: 
Regulation FD Disclosure — Item 7.01 — ‘EX-99’
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31
12/19/23
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  Events: 
Other Events — Item 8.0151
3/12/24
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  Financials: 
Financial Statements and Exhibits — Item 9.01 — Financial Reports
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218

3/12/24CORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ] — All Correspondence with the SEC
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9
2/8/2410-QUpdate:  Quarterly Reports — Form 10-Q — Financial Reports
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63
1/23/24ARSUpdate:  Annual Reports to Security Holders10
1/23/24DEFA14AProxy:  Definitive Additional Proxy Soliciting Materials — Schedule 14A12
1/23/24DEF 14AProxy:  Definitive Proxy Statements — Schedule 14A — Financial Reports
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20
1/10/24PRE 14AProxy:  Preliminary Proxy Statements — Schedule 14A — Financial Reports
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3
12/1/2310-KUpdate:  Annual Reports — Form 10-K — Financial Reports
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20
2/21/20 OLD424B5Registration:  Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events  OLD 2
2/10/20 OLDEFFECTSEC:  SEC Notices of Effectiveness  OLD 2
1/29/20 OLDS-3Registration:  Registration Statements – Securities for Transactions — Form S-3  OLD 2
12/13/19 OLD424B4Registration:  Prospectuses – Info Previously Omitted & New Facts or Events  OLD 2
12/12/19 OLD424B3Registration:  Prospectuses – New Facts or Events  OLD 2
2/22/17 OLD8-A12BRegistration:  Registration Statements for Certain Classes of Securities — Form 8-A  OLD 3
7/5/16 OLDCERTNYSTrading:  Certifications by the NYSE Approving Listings — Form CERT  OLD 2
3/30/05 OLDS-8 POSRegistration:  Post-Effective Amendment of a Form S-8 Registration  OLD 1
4/16/04 OLDS-1Registration:  Registration Statements (General Form) — Form S-1  OLD 6
12/17/03 OLD424B1Registration:  Prospectuses – Info Previously Omitted  OLD 2

General Exhibits: 
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3/26/24EX-23Consents of Experts and Counsel37
3/26/24EX-FILING FEESFiling Fees1
3/26/24EX-5Opinions of Counsel re: Legality13
3/12/24EX-10Material Contracts102
12/1/23EX-4Instruments, Including Indentures, Defining the Rights of Security Holders14
12/1/23EX-21Subsidiaries Lists15
5/5/22 OLDEX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD 3
5/7/21 OLDEX-3Articles of Incorporation/Organization and Bylaws  OLD 15
2/25/20 OLDEX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD 4

Additional Exhibits: 
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2/7/24EX-99Miscellaneous Exhibits, such as Press Releases — Press Releases
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& Conference Calls
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202

Financials: 
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3/12/24XML  &  R#IDEA Financial Reports Info — Financial Reports
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3,342
3/12/24EXCELIDEA Workbooks of Financial Reports Info — Workbooks of Financial Reports
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98
3/12/24EX-101.*XBRL Data  (XBRL Files)433
3/12/24JSONXBRL Instances as JavaScript Object Notation Data  (JSON Files)57
3/12/24ZIPXBRL Zipped Folders
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  (Folders of XBRL Files)
92
2/8/24EX-31Certifications — §302 – SOA’02166
2/8/24EX-32Certifications — §906 – SOA’02166
12/23/14 OLDEX-16Letter re: a Change in Accountant  OLD 1

Graphics: 
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3/26/24GRAPHICPhotos, Images and Graphs603


Forms
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, Documents
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& Exhibits
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 in  1,296 Filings
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 Filed re:  Issuer / Subject Company


        
New Filing!  List all Money Managers that own this Security Issuer:  CUSIP 913915
 

        
Latest Filing  Type    Category    Description        Documents
     
3/28/244Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 41,034
2/16/24SC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D14
2/14/24144Ownership:  Notice of a Proposed Sale of Securities by an Insider — Form 1441
2/14/24SC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G145
1/17/243Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 370
2/23/17 OLD25-NSETrading:  Notice by a Securities Exchange of the Removal from Listing and Registration of Matured, Redeemed or Retired Securities — Form 25  OLD 1
3/5/13 OLD5Ownership:  Annual Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 5  OLD 20

Letters: 
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3/27/24LETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ] — All Correspondence with the SEC11
3/27/24TEXT-EXTRACTComment and Other Letters from the SEC – PDFs’ Text  [ a.k.a. LETTER ]4

General Exhibits: 
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2/23/23 OLDEX-24Powers of Attorney  OLD 104
9/9/19 OLDEX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD 6

Additional Exhibits: 
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9/16/20 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD 17


        

Filings History

Year    # of Filings
In descending order
2024 34
2023 77
2022 92
2021 60
2020 94
2019 67
2018 60
2017 82
2016 91
2015 76
2014 87
2013 95
2012 101
2011 108
2010 103
2009 82
2008 74
2007 81
2006 72
2005 60
2004 70
2003 58

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