Downes David K 

PA

  SEC # 1255142

        

Click to view...

Registrant

About

Filings

Files

Relationships

Names

Topics

Web

Relationships

        

11  Owner Relationships  (where the Issuers of the  Downes David K-owned  securities are...)

First		Latest Filing		Filing		Issuer / Subject
2/17/04		6/20/17		4		PA	Actua Corp.
8/17/10		3/14/14		4		MA	First Eagle Alternative Capital BDC, Inc. [ formerly THL Credit, Inc. ]
		5/17/10		3			"
		4/10/08		5		CO	Ofi Tremont Market Neutral Hedge Fund
		4/10/08		5		CO	Oppenheimer Tremont Market Neutral Fund LLC
		4/10/08		5		CO	Oppenheimer Tremont Opportunity Fund LLC
		8/9/07		3		CO	Ofi Tremont Core Strategies Hedge Fund
		8/9/07		3		CO	Ofi Tremont Market Neutral Hedge Fund
		8/9/07		3		CO	Oppenheimer Tremont Market Neutral Fund LLC
		8/9/07		3		CO	Oppenheimer Tremont Opportunity Fund LLC
		10/14/03		3		PA	Actua Corp.

        

No  Issuer Relationships  (where the Owners of the  Downes David K  securities are...)

        

6  Insider & Control Relationships  (Directors & Officers, Owners, Parent / Subs., et al.)

First		Latest Filing		Relationship		Registrant
10/14/03		6/20/17		Director	of	PA	Actua Corp.
5/17/10		3/14/14		Director	of	MA	First Eagle Alternative Capital BDC, Inc. [ formerly THL Credit, Inc. ]
8/9/07		4/10/08		Director	of	CO	Ofi Tremont Market Neutral Hedge Fund
8/9/07		4/10/08		Director	of	CO	Oppenheimer Tremont Market Neutral Fund LLC
8/9/07		4/10/08		Director	of	CO	Oppenheimer Tremont Opportunity Fund LLC
		8/9/07		Director	of	CO	Ofi Tremont Core Strategies Hedge Fund

        

No  Joint-Filer Relationships  (Co-Filer Registrants:  Partners, Affiliates, et al.)

        

No  Group-Member Relationships  (Co-Filer Non-Registrants:  Partners, Affiliates, et al.)

        

Filing Agent Relationships  (SEC Filing Agents, Attorneys, Printers, et al. — Affiliates:  Directors & Officers, et al.)

3  Filing Agents and/or Registrants have submitted Filings for  Downes David K:

Latest Filing				Filing Agentª, Registrant or SEC — SEC #			Filings
		Type
6/20/17		4		IL	DONNELLEY FINANCIAL SOLUTIONS File16/FA — 1209191		6
3/14/14		4		NY	R R Donnelley Financial – Net Filer/FA — 1181431		34
4/10/08		5		NY	OppenheimerFunds, Inc. — 728889		7
Total:							47
__________  ª  Proprietary to SEC Info℠:  The SEC does not publish the names of SEC Filing Agents.