Franklin Ltd. Duration Income Trust 

CA

  SEC # 1233087

        

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520  SEC Filings   from  5/22/03  to  4/4/24  (4 Weeks Ago)

List All Filings	or	Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent
Most-Recent Filing:		‘SC 13G/A’ — Amendment to Statement of Acquisition of Beneficial Ownership by a “Passive” Investor — Schedule 13G — Filed re:  Issuer / Subject Company — Filed by:  Sit Investment Associates Inc.
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Forms , Documents & Exhibits  in  312 Filings  Filed as:  Filer / Offerer  or  Owner / Insider

        

Latest Filing			Type		Category	Description		Documents
3/8/24			N-CEN		Update:		Annual Reports by Investment Companies — Form N-CEN	7
2/27/24			N-CSR		Update:		Annual Certified Shareholder Reports by Investment Companies — Form N-CSR — Financial Reports	25
2/22/24			NPORT-P		Update:		Monthly Portfolio Investments Reports (Released Quarterly) by Investment Companies — Form N-PORT	21
12/21/23			40-17G		Update:		Fidelity Bonds for Investment Companies	21
11/21/23			NPORT-EX		Update:		Portfolio Holdings Schedules by Investment Companies — Form N-PORT	12
8/29/23			N-CSRS		Update:		Semi-Annual Certified Shareholder Reports by Investment Companies — Form N-CSR	20
8/25/23			DEF 14A		Proxy:		Definitive Proxy Statements — Schedule 14A	20
8/24/23			N-PX		Proxy:		Annual Proxy Voting Reports by Investment Companies — Form N-PX	20
10/12/22	OLD		40-17F2		Update:		Certificates of Accounting of Securities in the Custody of Investment Companies — Form N-17f-2  OLD	48
6/3/22	OLD		CORRESP		Comment:		Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC	9
2/23/22	OLD		497AD		Update:		Advertising by Certain Investment Companies  OLD	5
1/19/22	OLD		424B2		Registration:		Prospectus – Primary Offering or Shelf Securities  OLD	1
1/19/22	OLD		POS EX		Registration:		Post-Effective Amendments of Registration Statements – Additional Exhibits  OLD	3
11/17/21	OLD		EFFECT		SEC:		SEC Notices of Effectiveness  OLD	2
11/10/21	OLD		N-2		Registration:		Registration Statements by Closed-End Investment Companies — Form N-2  OLD	13
11/29/18	OLD		N-Q		Update:		Quarterly Portfolio Holdings Schedules by Investment Companies — Form N-Q  OLD	28
9/21/18	OLD		497		Registration:		Definitive Materials  OLD	3
8/10/18	OLD		DEFA14A		Proxy:		Definitive Additional Proxy Soliciting Materials — Schedule 14A  OLD	16
8/1/18	OLD		N-23C-2		Ownership:		Notices of Intentions to Call or Redeem Their Own Securities by Closed-End Investment Companies  OLD	2
6/8/18	OLD		PRE 14A		Proxy:		Preliminary Proxy Statements — Schedule 14A  OLD	2
3/9/18	OLD		40-APP		Registration:		Applications for Exemption Orders and Other Relief by Investment Companies  OLD	2
3/1/18	OLD		NSAR-BT		Update:		Annual-Transition Report by an Investment Company — Form N-SAR  OLD	1
11/28/17	OLD		NSAR-A		Update:		Semi-Annual Reports by Investment Companies — Form N-SAR  OLD	15
6/7/17	OLD		NSAR-B		Update:		Annual Reports by Investment Companies — Form N-SAR  OLD	17
3/13/17	OLD		SC TO-I		Ownership:		Tender-Offer Statements by Issuers — Schedule TO  OLD	3
1/19/17	OLD		SC TO-C		Ownership:		Tender-Offer Communications by Issuers and Third Parties — Schedule TO  OLD	2
8/27/03	OLD		N-2MEF		Registration:		Registration Statement to Add Securities to a Prior Form N-2 Registration  OLD	1
8/26/03	OLD		CERTAMX		Trading:		Certification by the American Stock Exchange Approving a Listing — Form CERT  OLD	1
7/22/03	OLD		8-A12B		Registration:		Registration Statement for a Class of Securities — Form 8-A  OLD	1
5/23/03	OLD		N-8A		Registration:		Notices of Registrations by Investment Companies — Form N-8A  OLD	2
					Letters:
6/14/18	OLD		COVER		Comment-Response and Cover Letters to the SEC  [ a.k.a. CORRESP ]  OLD  — All Correspondence with the SEC			3
					Form-Specific Documents:
11/21/23			NPORT-EX		Portfolio Holdings Schedules — Form N-PORT			12
					Additional Exhibits:
2/27/24			EX-99  &  EX-99.*		Miscellaneous Exhibits, such as Press Releases — EX-99.*  Form-Specific Exhibits...  Form N-14:  1 Opinion of Counsel re: Legality — Form N-1A:  2 Articles of Incorporation/Organization;  3 Bylaws;  2 Other Material Contracts — Form N-2:  1 Articles of Incorporation/Organization;  1 Bylaws;  1 Code of Ethics;  4 Custodian Contracts;  1 Distributor Contract;  2 Instruments Defining the Rights of Security Holders;  1 Investment Advisor Contract;  2 Opinions of Counsel re: Legality;  4 Other Consents;  4 Other Contracts — Form N-4:  1 Other Material Contract — Form N-CSR:  66 Certifications — §302 – SOA’02;  33 Certifications — §906 – SOA’02;  36 Codes of Ethics — Form N-SAR:  16 Accountants’ Reports re: Internal Controls;  9 Legal Proceedings;  2 Matters Submitted to Votes of Security Holders;  2 Other Disclosures — Form S-6:  1 Other Opinion  (195 total)			282
					Investment Company Exhibits:
3/8/24			INTERNAL CONTROL RPT		Accountants’ Reports re: Internal Controls			6
3/8/24			EXEMPT ORDER INFO		Info Pursuant to SEC Exemption Orders			18
3/16/20	OLD		MATERIAL AMENDMENTS		Material Amendments to Organizational Documents  OLD			2
					Financials:
2/27/24			XML  &  R#		IDEA Financial Reports Info — Financial Reports			6
2/27/24			EXCEL		IDEA Workbook of Financial Report Info — Financial Reports & Workbook			1
2/27/24			EX-101.*		XBRL Data  (XBRL Files)			8
2/27/24			JSON		XBRL Instances as JavaScript Object Notation Data  (JSON Files)			2
2/27/24			ZIP		XBRL Zipped Folders   (Folders of XBRL Files)			2
					Graphics:
2/27/24			GRAPHIC		Photos, Images and Graphs			1,140

Forms , Documents & Exhibits  in  248 Filings  Filed re:  Issuer / Subject Company

        

List all Money Managers that own this Security Issuer:  CUSIP 35472T

        

Latest Filing			Type		Category	Description		Documents
4/4/24			SC 13G		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G	65
6/1/23			3		Ownership:		Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3	65
10/12/22	OLD		40-17F2		Update:		Certificates of Accounting of Securities in the Custody of Investment Companies — Form N-17f-2  OLD	47
9/5/18	OLD		4		Ownership:		Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD	44
2/9/18	OLD		SC 13D		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD	12
3/13/17	OLD		SC TO-I		Ownership:		Tender-Offer Statements by Issuers — Schedule TO  OLD	3
1/19/17	OLD		SC TO-C		Ownership:		Tender-Offer Communications by Issuers and Third Parties — Schedule TO  OLD	2
10/20/16	OLD		DFAN14A		Proxy:		Definitive Additional Non-Management Proxy Soliciting Materials — Schedule 14A  OLD	5
9/15/16	OLD		DEFC14A		Proxy:		Definitive Proxy Statement – Contested Solicitation — Schedule 14A  OLD	1
9/12/16	OLD		PRRN14A		Proxy:		Preliminary Revised Non-Management Proxy Soliciting Materials – Contested Solicitations and Other Situations — Schedule 14A  OLD	2
8/24/16	OLD		PREC14A		Proxy:		Preliminary Proxy Statement – Contested Solicitation — Schedule 14A  OLD	1
					Letters:
9/28/21	OLD		LETTER		Comment or Other Letter from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC			1
9/28/21	OLD		TEXT-EXTRACT		Comment or Other Letter from the SEC – PDF’s Text  [ a.k.a. LETTER ]  OLD			1
					General Exhibits:
6/1/23			EX-24		Powers of Attorney			26
					Additional Exhibits:
1/17/24			EX-99  &  EX-99.*		Miscellaneous Exhibits, such as Press Releases — EX-99.*  Form-Specific Exhibits...  Form N-1A:  1 Articles of Incorporation/Organization			36
					Graphics:
10/12/22	OLD		GRAPHIC		Photos, Images and Graphs  OLD			81

        

Filings History

Year		# of Filings
2024		6
2023		19
2022		24
2021		25
2020		21
2019		15
2018		36
2017		44
2016		80
2015		17
2014		18
2013		21
2012		18
2011		15
2010		21
2009		22
2008		21
2007		26
2006		12
2005		13
2004		11
2003		35