Spielvogel Carl 

MA

  SEC # 1229416

        

Click to view...

Registrant

About

Filings

Files

Relationships

Names

Topics

Web

Relationships

        

5  Owner Relationships  (where the Issuers of the  Spielvogel Carl-owned  securities are...)

First		Latest Filing		Filing		Issuer / Subject
6/14/13		6/10/14		4		NY	MidCap Financial Investment Corp. [ formerly Apollo Investment Corp. ]
7/3/03		4/30/09		4		MA	Interactive Data Corp./MA
2/6/07		1/15/08		5			"
		4/8/04		3		NY	MidCap Financial Investment Corp. [ formerly Apollo Investment Corp. ]
7/2/03		4/8/04		4		RI	Hasbro, Inc.

        

No  Issuer Relationships  (where the Owners of the  Spielvogel Carl  securities are...)

        

3  Insider & Control Relationships  (Directors & Officers, Owners, Parent / Subs., et al.)

First		Latest Filing		Relationship		Registrant
4/8/04		6/10/14		Director	of	NY	MidCap Financial Investment Corp. [ formerly Apollo Investment Corp. ]
7/2/03		4/30/09		Director	of	MA	Interactive Data Corp./MA
7/2/03		4/8/04		Director	of	RI	Hasbro, Inc.

        

No  Joint-Filer Relationships  (Co-Filer Registrants:  Partners, Affiliates, et al.)

        

No  Group-Member Relationships  (Co-Filer Non-Registrants:  Partners, Affiliates, et al.)

        

Filing Agent Relationships  (SEC Filing Agents, Attorneys, Printers, et al. — Affiliates:  Directors & Officers, et al.)

11  Filing Agents and/or Registrants have submitted Filings for  Spielvogel Carl:

Latest Filing				Filing Agentª, Registrant or SEC — SEC #			Filings
		Type
6/10/14		4		IL	DONNELLEY FINANCIAL SOLUTIONS File16/FA — 1209191		1
6/14/13		4		NY	R R Donnelley Financial – Net Filer/FA — 1181431		1
4/30/09		4		MA	Cabral Wendy S/FA — 1253645		22
3/11/09		4		MA	Natale Patricia M — 1253643		2
5/23/08		4			Tychsen Jessica A/FA — 1391692		1
4/2/08		4			Grospe Nicole Dela Cruz/FA — 1410638		1
7/8/05		4			Hutches Susan B/FA — 1330581		1
4/8/04		3		NY	Shearman & Sterling LLP — 947871		1
4/8/04		4		RI	Hasbro, Inc. — 46080		5
7/2/03		4			No Filing Agent:  Self-filed — 1229416		1
7/2/03		4		RI	Nagler Barry — 1214474		1
Total:							37
__________  ª  Proprietary to SEC Info℠:  The SEC does not publish the names of SEC Filing Agents.