Neophotonics Corp. 

CA

  SEC # 1227025

        

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No  Owner Relationships  (where the Issuers of the  Neophotonics Corp.-owned  securities are...)

        

First  20  of  95  Issuer Relationships  (where the Owners of the  Neophotonics Corp.  securities are...)

First		Latest Filing		Filing		Filer / Owner
10/4/12		8/5/22		4		CA	Abbe Charles J
2/8/11		8/5/22		4		CA	Carano Bandel L
6/3/21		8/5/22		4		IL	Chainey Kimberly
8/3/11		8/5/22		4			cheung Chiyue
8/17/17		8/5/22		4		CA	Eby Elizabeth Lynne
2/4/11		8/5/22		4		CA	Jenks Timothy Storrs
7/26/19		8/5/22		4		CA	Li Yanbing
7/31/14		8/5/22		4		CA	Ramaswami Rajiv
7/7/21		8/5/22		4		CA	Savage Sheri
6/20/11		8/5/22		4		CA	Sophie Michael J
6/9/16		8/5/22		4		CA	Tarazi Ihab Saad
7/28/21		8/5/22		4		CA	Wright Bradford W.
8/3/11		8/5/22		4		CA	Wupen Yuen
		8/3/22		25-NSE		NY	New York Stock Exchange LLC
2/8/19		3/11/22		SC 13G		NY	BlackRock Inc.
1/29/19		2/14/22		SC 13G			Russell Investments Group, Ltd.
2/10/21		2/10/22		SC 13G		NY	Renaissance Technologies LLC
2/10/21		2/10/22		SC 13G		PA	Vanguard Group Inc.
		7/28/21		3		CA	Wright Bradford W.
		7/7/21		3		CA	Savage Sheri
→Please Sign In to List all of them.

List all Money Managers that own this Security Issuer:  CUSIP 64051T

        

First  20  of  65  Insider & Control Relationships  (Directors & Officers, Owners, Parent / Subs., et al.)

First		Latest Filing		Relationship		Registrant
10/4/12		8/5/22		Director		CA	Abbe Charles J
2/1/11		8/5/22		Director		CA	Carano Bandel L
3/30/21		8/5/22		Director		IL	Chainey Kimberly
		8/5/22		Officer:  COO			cheung Chiyue
8/16/17		8/5/22		Officer:  SVP, CFO		CA	Eby Elizabeth Lynne
4/29/14		8/5/22		Officer:  CEO		CA	Jenks Timothy Storrs
2/1/11		8/5/22		Director			"
7/26/19		8/5/22		Director		CA	Li Yanbing
3/14/14		8/5/22		Director		CA	Ramaswami Rajiv
7/7/21		8/5/22		Director		CA	Savage Sheri
2/1/11		8/5/22		Director		CA	Sophie Michael J
11/4/15		8/5/22		Director		CA	Tarazi Ihab Saad
		8/5/22		Officer:  SVP Global Sales		CA	Wright Bradford W.
		8/5/22		Officer:  VP, Global Products		CA	Wupen Yuen
8/29/14		8/2/22		Officer:  Chief Operating Officer			cheung Chiyue
6/12/18		8/2/22		Other:  SVP, CFO		CA	Eby Elizabeth Lynne
8/4/14		8/2/22		Officer:  Vice President Global Product		CA	Wupen Yuen
7/28/21		7/28/22		Officer:  Senior VP, Global Sales		CA	Wright Bradford W.
3/26/18		4/13/21		Officer:  Senior VP, Global Sales		CA	Yee Yang Chiah
6/4/20		6/8/20		Other:  Director		CA	Li Yanbing
→Please Sign In to List all of them.

        

No  Joint-Filer Relationships  (Co-Filer Registrants:  Partners, Affiliates, et al.)

        

No  Group-Member Relationships  (Co-Filer Non-Registrants:  Partners, Affiliates, et al.)

        

Filing Agent Relationships  (SEC Filing Agents, Attorneys, Printers, et al. — Affiliates:  Directors & Officers, et al.)

Neophotonics Corp.  has been the Filing Agent for  over 20  Affiliates:

Latest Filing						Most-Recent 20 Affiliates			Filings
		Type		As Party
8/2/22		4		Insider:³		CA	Jenks Timothy Storrs		80
8/2/22		4		Insider:³		CA	Wupen Yuen		56
8/2/22		4		Insider:³		CA	Eby Elizabeth Lynne		29
8/2/22		4		Insider:³			cheung Chiyue		60
7/28/22		4		Insider:³		CA	Wright Bradford W.		4
7/6/22		4		Insider:³		CA	Savage Sheri		4
6/3/22		4		Insider:³		CA	Li Yanbing		6
6/3/22		4		Insider:³		CA	Tarazi Ihab Saad		11
6/3/22		4		Insider:³		CA	Sophie Michael J		26
6/3/22		4		Insider:³		CA	Ramaswami Rajiv		18
6/3/22		4		Insider:³		IL	Chainey Kimberly		3
6/3/22		4		Insider:³		CA	Carano Bandel L		9
6/3/22		4		Insider:³		CA	Abbe Charles J		23
4/13/21		4		Insider:³		CA	Yee Yang Chiah		16
3/2/18		4		Insider:³		CA	Sitler Benjamin Lee		21
5/17/17		4		Insider:³		CA	Wallin Ray		18
6/9/16		4		Insider:³		CA	Ting Lee Sen		7
12/23/14		4		Insider:³		CA	Lipscomb George Ferris		7
9/9/13		3		Insider:³		CA	Hoagland Cal R		1
8/1/13		4		Insider:³		CA	Fay James Daniel		9
Total:									408
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³   Insider:  Filing by the Affiliate filed as a Director, Officer, 10% Owner and/or Other “insider” of the Registrant, who was an Issuer.

9  Filing Agents and/or Registrants have submitted Filings for  Neophotonics Corp.:

Latest Filing				Filing Agentª, Registrant or SEC — SEC #			Filings
		Type
8/17/22		15-12G		NY	Donnelley Financial Solutions/FA — 1193125		146
7/26/22		10-Q			No Filing Agent:  Self-filed — 1227025		101
9/3/21		EFFECT			No Filing Agent:  SEC-filed by SEC #5 — 9999999995		5
7/22/20		8-K		TX	Toppan Merrill/FA — 1104659		38
8/2/19		424B5		MN	Toppan Merrill-FA — 1047469		1
6/10/19		8-K		MN	Toppan Merrill/FA2 — 1410578		1
8/8/17		10-Q		MN	Toppan Merrill Bridge/FA — 1558370		14
8/10/15		10-Q		TX	ActiveDisclosure/FA — 1564590		19
5/16/13		ARS			No Filing Agent:  SEC-filed by SEC #7 — 9999999997		8
Total:							333
__________  ª  Proprietary to SEC Info℠:  The SEC does not publish the names of SEC Filing Agents.