Castleoak Securities, LP 

NY

  SEC # 1217257

        

Click to view...

Registrant

About

Filings

Files

Relationships

Names

Topics

Web

36  SEC Filings   from  3/15/05  to  3/27/24  (7 Weeks Ago)

List All Filings	or	Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent
Most-Recent Filing:		‘X-17A-5’ — Annual Financial Report [ a.k.a. FOCUS Report ] by a Broker or Dealer — Form X-17A-5 — for 12/31/23 — Filed as:  Filer / Offerer
New-Filing E-Mail:			Send me notifications of all Filings involving  Castleoak Securities, LP

in

the most-recent Filings. all 36 Filings. an “Entity” Search.

Show

Documents with “hits” Documents searched

and

each “hit”. the 1st “hit”.

↓↑Hints

Forms , Documents & Exhibits  in  36 Filings  Filed as:  Filer / Offerer  or  Owner / Insider

        

Latest Filing			Type		Category	Description		Documents
3/27/24			X-17A-5		Update:		Annual Financial Reports [ a.k.a. FOCUS Reports ] by Brokers and Dealers — Form X-17A-5	22
6/30/21	OLD		FOCUSN		Update:		Annual Audit Reports on Financial Reports [ a.k.a. FOCUS Reports ] by Brokers and Dealers  OLD	14
					Broker-Dealer Reports:
3/27/24			FULL		Annual Financial Reports (Full)			9

No Forms  nor  Documents  Filed re:  Issuer / Subject Company

        

        

Filings History

Year		# of Filings
2024		1
2023		1
2022		2
2021		2
2020		2
2019		1
2018		2
2017		2
2016		2
2015		2
2014		2
2013		2
2012		2
2011		2
2010		2
2009		2
2008		2
2007		2
2006		1
2005		2