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List All Filings | or | ||
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Most-Recent Filing: | ‘N-8F ORDR’ — Application for an SEC Deregistration Order – ‘N-8F’ SEC Order — | ||
New-Filing E-Mail: |
Latest Filing | Type | Category | Description | Documents | ||||||||
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7/13/17 | OLD | N-8F ORDR | SEC: | Application for an SEC Deregistration Order – ‘N-8F’ SEC Order OLD | 1 | |||||||
5/31/17 | OLD | N-8F NTC | SEC: | Application for an SEC Deregistration Order – ‘N-8F’ SEC Notice OLD | 1 | |||||||
4/20/17 | OLD | N-8F | Registration: | Application for an SEC Deregistration Order by an Investment Company — Form N-8F OLD | 1 | |||||||
3/30/17 | OLD | NSAR-A | Update: | Semi-Annual Reports by Investment Companies — Form N-SAR OLD | 16 | |||||||
9/29/16 | OLD | NSAR-B | Update: | Annual Reports by Investment Companies — Form N-SAR OLD | 15 | |||||||
6/29/16 | OLD | N-Q | Update: | Quarterly Portfolio Holdings Schedules by Investment Companies — Form N-Q OLD | 24 | |||||||
4/7/16 | OLD | N-CSRS | Update: | Semi-Annual Certified Shareholder Reports by Investment Companies — Form N-CSR OLD | 12 | |||||||
2/23/16 | OLD | 40-APP | Registration: | Applications for Exemption Orders and Other Relief by Investment Companies OLD | 9 | |||||||
10/8/15 | OLD | N-CSR | Update: | Annual Certified Shareholder Reports by Investment Companies — Form N-CSR OLD | 15 | |||||||
8/28/15 | OLD | 40-17G | Update: | Fidelity Bonds for Investment Companies OLD | 36 | |||||||
8/13/15 | OLD | N-PX | Proxy: | Annual Proxy Voting Reports by Investment Companies — Form N-PX OLD | 12 | |||||||
7/21/15 | OLD | CORRESP | Comment: | Comment-Response and Other Letters to the SEC [ a.k.a. COVER ] OLD — | 7 | |||||||
2/17/15 | OLD | DEF 14A | Proxy: | Definitive Proxy Statements — Schedule 14A OLD | 16 | |||||||
7/3/14 | OLD | DEFA14A | Proxy: | Definitive Additional Proxy Soliciting Materials — Schedule 14A OLD | 11 | |||||||
5/16/14 | OLD | PRE 14A | Proxy: | Preliminary Proxy Statements — Schedule 14A OLD | 6 | |||||||
5/20/13 | OLD | N-2 | Registration: | Registration Statements by Closed-End Investment Companies — Form N-2 OLD | 7 | |||||||
8/31/09 | OLD | N-23C-2 | Ownership: | Notices of Intentions to Call or Redeem Their Own Securities by Closed-End Investment Companies OLD | 7 | |||||||
3/23/09 | OLD | PRER14A | Proxy: | Preliminary Revised Proxy Soliciting Material — Schedule 14A OLD | 1 | |||||||
4/1/03 | OLD | N-30D | Update: | Annual or Semi-Annual Report Mailed to Shareholders by an Investment Company OLD | 1 | |||||||
2/12/03 | OLD | 497 | Registration: | Definitive Materials OLD | 2 | |||||||
12/19/02 | OLD | N-2MEF | Registration: | Registration Statement to Add Securities to a Prior Form N-2 Registration OLD | 1 | |||||||
12/11/02 | OLD | CERTNYS | Trading: | Certification by the NYSE Approving a Listing — Form CERT OLD | 1 | |||||||
11/12/02 | OLD | 8-A12B | Registration: | Registration Statement for a Class of Securities — Form 8-A OLD | 1 | |||||||
10/25/02 | OLD | N-8A | Registration: | Notice of Registration by an Investment Company — Form N-8A OLD | 1 | |||||||
Additional Exhibits: | ||||||||||||
9/29/16 | OLD | EX-99 & EX-99.* | Miscellaneous Exhibits, such as Press Releases OLD — | 195 | ||||||||
Graphics: | ||||||||||||
4/7/16 | OLD | GRAPHIC | Photos, Images and Graphs OLD | 286 |
List all Money Managers that own this Security Issuer: CUSIP 67072W |
Latest Filing | Type | Category | Description | Documents | ||||||||
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10/11/16 | OLD | 3 | Ownership: | Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3 OLD | 41 | |||||||
5/9/16 | OLD | 25-NSE | Trading: | Notice by a Securities Exchange of the Removal from Listing and Registration of Matured, Redeemed or Retired Securities — Form 25 OLD | 1 | |||||||
2/22/16 | OLD | 425 | Registration: | Prospectuses and Communications – Mergers OLD | 4 | |||||||
2/14/14 | OLD | SC 13G | Ownership: | Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G OLD | 6 | |||||||
11/17/09 | OLD | 4 | Ownership: | Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4 OLD | 8 | |||||||
General Exhibits: | ||||||||||||
7/8/16 | OLD | EX-24 | Powers of Attorney OLD | 22 | ||||||||
Additional Exhibits: | ||||||||||||
5/9/16 | OLD | EX-99 | Miscellaneous Exhibits, such as Press Releases OLD | 7 | ||||||||
Graphics: | ||||||||||||
2/22/16 | OLD | GRAPHIC | Photos, Images and Graphs OLD | 7 |
Year | # of Filings | |
---|---|---|
2017 | 4 | |
2016 | 14 | |
2015 | 14 | |
2014 | 20 | |
2013 | 16 | |
2012 | 13 | |
2011 | 14 | |
2010 | 15 | |
2009 | 29 | |
2008 | 26 | |
2007 | 29 | |
2006 | 12 | |
2005 | 17 | |
2004 | 12 | |
2003 | 19 | |
2002 | 9 |