Codexis, Inc. 

CA

  SEC # 1200375

        

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858  SEC Filings   from  10/25/02  to  4/25/24  (Yesterday)

List All Filings	or	Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent
Most-Recent Filing:		‘DEFA14A’ — Definitive Additional Proxy Soliciting Material — Schedule 14A — Filed as:  Filer / Offerer
New-Filing E-Mail:			Send me notifications of all Filings involving  Codexis, Inc.

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Forms , Documents & Exhibits  in  346 Filings  Filed as:  Filer / Offerer  or  Owner / Insider

        

Latest Filing			Type		Category	Description		Documents
4/25/24			DEFA14A		Proxy:		Definitive Additional Proxy Soliciting Materials — Schedule 14A	10
4/25/24			DEF 14A		Proxy:		Definitive Proxy Statements — Schedule 14A    — Financial Reports	14
3/6/24			8-K		Update:		Current Reports — Form 8-K — Press Releases & Conference Calls  — Financial Reports	167
					8-K Items:
2/13/24			Business & Operations:			•	Entry into a Material Definitive Agreement — Item 1.01 — ↓‘EX-10’	25
12/27/23			"			•	Termination of a Material Definitive Agreement — Item 1.02 — ↓‘EX-10’	9
10/28/10	OLD		Financial Info:			•	Completion of Acquisition or Disposition of Assets — Item 2.01  OLD  — ↓‘EX-2’	1
2/28/24			"			•	Results of Operations and Financial Condition — Item 2.02 — Financial Reports	59
2/13/24			"			•	Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03 — ↓‘EX-10’	6
11/3/23			"			•	Cost Associated with Exit or Disposal Activities — Item 2.05 — ↓‘EX-2’	5
11/3/23			"			•	Material Impairments — Item 2.06 — ↓‘EX-2’	2
2/13/24			Securities & Trading:			•	Unregistered Sales of Equity Securities — Item 3.02 — ↓‘EX-1’	4
9/3/13	OLD		"			•	Material Modifications to Rights of Security Holders — Item 3.03  OLD  — ↓‘EX-4’	2
3/6/24			Accountants & Accounting:			•	Changes in Registrant’s Certifying Accountant — Item 4.01 — ↓‘EX-16’	3
2/16/24			Governance & Management:			•	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02 — List of Directors & Officers	46
2/9/24			"			•	Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03 — ↓‘EX-3’	4
6/16/23			"			•	Submission of Matters to a Vote of Security Holders — Item 5.07	14
1/9/24			Disclosures:			•	Regulation FD Disclosure — Item 7.01 — ↓‘EX-99’	19
10/14/21	OLD		Events:			•	Other Events — Item 8.01  OLD	22
3/6/24			Financials:			•	Financial Statements and Exhibits — Item 9.01 — Financial Reports	95
2/28/24			10-K		Update:		Annual Reports — Form 10-K — Financial Reports	14
11/3/23			10-Q		Update:		Quarterly Reports — Form 10-Q — Financial Reports	44
8/3/23			S-8		Registration:		Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8	15
5/5/23			EFFECT		SEC:		SEC Notices of Effectiveness	3
5/4/23			POS EX		Registration:		Post-Effective Amendment of a Registration Statement – Additional Exhibits	1
4/27/23			ARS		Update:		Annual Reports to Security Holders	2
4/17/23	OLD		PRE 14A		Proxy:		Preliminary Proxy Statement — Schedule 14A  OLD  — Financial Reports	1
2/27/23	OLD		POS AM		Registration:		Post-Effective Amendment of a Registration Statement  OLD	1
2/27/23	OLD		POSASR		Registration:		Post-Effective Amendment of an Automatic Shelf Registration Statement — Form S-3/F-3ASR  OLD	1
11/22/21	OLD		CT ORDER		SEC:		SEC Confidential Treatment Orders  OLD	23
5/7/21	OLD		424B5		Registration:		Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events  OLD	7
5/7/21	OLD		S-3ASR		Registration:		Automatic Shelf Registration Statements by Well-Known Issuers — Form S-3  OLD	2
11/6/19	OLD		424B7		Registration:		Prospectus – Selling Security Holders – Info Previously Omitted  OLD	1
6/20/19	OLD		D		Registration:		Notice of an Exempt Offering of Securities — Form D  OLD	1
1/6/17	OLD		CORRESP		Comment:		Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC	16
12/27/16	OLD		S-3		Registration:		Registration Statements – Securities for Transactions — Form S-3  OLD	2
9/3/13	OLD		8-A12B		Registration:		Registration Statements for Certain Classes of Securities — Form 8-A  OLD	3
5/30/13	OLD		DEFR14A		Proxy:		Definitive Revised Proxy Soliciting Material — Schedule 14A  OLD	1
3/18/13	OLD		NT 10-K		Update:		Notice of a Late Filing of a Form 10-K Annual Report — Form 12b-25  OLD	1
4/22/10	OLD		424B1		Registration:		Prospectus – Info Previously Omitted  OLD	1
4/20/10	OLD		CERTNAS		Trading:		Certification by the Nasdaq Stock Market Approving a Listing — Form CERT  OLD	1
4/16/10	OLD		S-1		Registration:		Registration Statements (General Form) — Form S-1  OLD	11
9/2/08	OLD		RW		Registration:		Registration Withdrawal Request  OLD	1
10/17/07	OLD		REGDEX		Registration:		Notices of Exempt Offerings of Securities — Form D  OLD	7
					General Exhibits:
2/28/24			EX-97		Clawback Policy re: Recovery of Erroneously Awarded Compensation			1
2/28/24			EX-23		Consents of Experts and Counsel			50
2/28/24			EX-4		Instruments, Including Indentures, Defining the Rights of Security Holders			25
2/28/24			EX-10		Material Contracts			201
2/9/24			EX-3		Articles of Incorporation/Organization and Bylaws			14
8/3/23			EX-FILING FEES		Filing Fees			4
8/3/23			EX-5		Opinions of Counsel re: Legality			26
5/7/21	OLD		EX-1		Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD			5
2/28/20	OLD		EX-21		Subsidiaries Lists  OLD			11
10/28/10	OLD		EX-2		Plan of Acquisition, Reorganization, Arrangement, Liquidation or Succession  OLD			1
					Additional Exhibits:
2/28/24			EX-99		Miscellaneous Exhibits, such as Press Releases — Press Releases & Conference Calls			98
					Financials:
4/25/24			XML  &  R#		IDEA Financial Reports Info    — Financial Reports			3,477
4/25/24			EX-101.*		XBRL Data  (XBRL Files)			484
4/25/24			JSON		XBRL Instances as JavaScript Object Notation Data  (JSON Files)			76
4/25/24			ZIP		XBRL Zipped Folders   (Folders of XBRL Files)			108
3/6/24			EX-16		Letters re: Changes in Accountants			2
3/6/24			EXCEL		IDEA Workbooks of Financial Reports Info — Workbooks of Financial Reports			114
2/28/24			EX-31		Certifications — §302 – SOA’02			114
2/28/24			EX-32		Certifications — §906 – SOA’02			56
3/1/19	OLD		EX-12		Statements re: Computations of Ratios  OLD			4
					Graphics:
4/25/24			GRAPHIC		Photos, Images and Graphs			495

Forms , Documents & Exhibits  in  509 Filings  Filed re:  Issuer / Subject Company

        

List all Money Managers that own this Security Issuer:  CUSIP 192005

        

Latest Filing			Type		Category	Description		Documents
2/14/24			SC 13G		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G	60
1/2/24			4		Ownership:		Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4	385
11/15/23			144		Ownership:		Notices of Proposed Sales of Securities by Insiders — Form 144	3
1/25/23	OLD		3		Ownership:		Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD	46
1/14/22	OLD		5		Ownership:		Annual Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 5  OLD	1
2/16/21	OLD		SC 13D		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD	4
					Letters:
12/21/16	OLD		LETTER		Comment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC			10
					General Exhibits:
11/17/23			EX-24		Powers of Attorney			49
					Additional Exhibits:
2/12/21	OLD		EX-99		Miscellaneous Exhibits, such as Press Releases  OLD			6

        

Filings History

Year		# of Filings
2024		18
2023		65
2022		54
2021		59
2020		46
2019		61
2018		87
2017		52
2016		58
2015		47
2014		58
2013		60
2012		61
2011		57
2010		64
2009		1
2008		3
2007		2
2006		2
2005		1
2004		1
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2002		1