Pimco California Municipal Income Fund III 

NY

  SEC # 1181504

        

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486  SEC Filings   from  8/22/02  to  5/16/24  (Yesterday)

List All Filings	or	Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent
Most-Recent Filing:		‘N-23C-2’ — Notice of an Intention to Call or Redeem Its Own Securities by a Closed-End Investment Company — Filed as:  Filer / Offerer
New-Filing E-Mail:			Send me notifications of all Filings involving  Pimco California Municipal Income Fund III

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Forms , Documents & Exhibits  in  257 Filings  Filed as:  Filer / Offerer  or  Owner / Insider

        

Latest Filing			Type		Category	Description		Documents
5/16/24			N-23C-2		Ownership:		Notices of Intentions to Call or Redeem Their Own Securities by Closed-End Investment Companies	3
4/17/24			SC TO-I		Ownership:		Tender-Offer Statements by Issuers — Schedule TO	6
3/14/24			N-CEN		Update:		Annual Reports by Investment Companies — Form N-CEN	6
3/4/24			N-CSR		Update:		Annual Certified Shareholder Reports by Investment Companies — Form N-CSR — Financial Reports	26
2/27/24			NPORT-P		Update:		Monthly Portfolio Investments Reports (Released Quarterly) by Investment Companies — Form N-PORT	19
11/28/23			NPORT-EX		Update:		Portfolio Holdings Schedules by Investment Companies — Form N-PORT	11
11/2/23			DEF 14A		Proxy:		Definitive Proxy Statements — Schedule 14A	22
10/5/23			40-17G		Update:		Fidelity Bonds for Investment Companies	26
9/26/23			8-K		Update:		Current Reports — Form 8-K — Press Releases & Conference Calls  — Financial Reports	8
					8-K Items:
1/3/20	OLD		Disclosures:			•	Regulation FD Disclosure — Item 7.01  OLD  — ↓‘EX-99’	2
9/26/23			Events:			•	Other Events — Item 8.01	6
12/2/22	OLD		Financials:			•	Financial Statements and Exhibits — Item 9.01  OLD  — Financial Reports	1
9/1/23			N-CSRS		Update:		Semi-Annual Certified Shareholder Reports by Investment Companies — Form N-CSR — Financial Reports	17
8/29/23			N-PX		Proxy:		Annual Proxy Voting Reports by Investment Companies — Form N-PX	20
8/25/23			CORRESP		Comment:		Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ] — All Correspondence with the SEC	8
8/14/23			SC TO-C		Ownership:		Tender-Offer Communication by an Issuer or Third Party — Schedule TO	1
11/29/22	OLD		40-APP		Registration:		Applications for Exemption Orders and Other Relief by Investment Companies  OLD	4
10/3/22	OLD		N-2		Registration:		Registration Statements by Closed-End Investment Companies — Form N-2  OLD	7
12/3/19	OLD		DEFA14A		Proxy:		Definitive Additional Proxy Soliciting Materials — Schedule 14A  OLD	9
10/28/19	OLD		PRER14A		Proxy:		Preliminary Revised Proxy Soliciting Material — Schedule 14A  OLD	1
10/18/19	OLD		PRE 14A		Proxy:		Preliminary Proxy Statements — Schedule 14A  OLD	3
11/27/18	OLD		N-Q		Update:		Quarterly Portfolio Holdings Schedules by Investment Companies — Form N-Q  OLD	28
3/1/18	OLD		NSAR-B		Update:		Annual Reports by Investment Companies — Form N-SAR  OLD	16
8/28/17	OLD		NSAR-A		Update:		Semi-Annual Reports by Investment Companies — Form N-SAR  OLD	17
2/29/16	OLD		NSAR-BT		Update:		Annual-Transition Report by an Investment Company — Form N-SAR  OLD	1
5/30/07	OLD		NT-NSAR		Update:		Notice of a Late Filing of a Form N-SAR Semi-Annual Report — Form 12b-25  OLD	1
5/3/07	OLD		40-6C		Registration:		Application for an Exemption or Other Relief by an Investment Company  OLD	1
6/3/03	OLD		N-30D		Update:		Annual or Semi-Annual Report Mailed to Shareholders by an Investment Company  OLD	1
12/19/02	OLD		497		Registration:		Definitive Materials  OLD	2
10/31/02	OLD		CERTNYS		Trading:		Certification by the NYSE Approving a Listing — Form CERT  OLD	1
9/25/02	OLD		8-A12B		Registration:		Registration Statement for a Class of Securities — Form 8-A  OLD	1
8/22/02	OLD		N-8A		Registration:		Notice of Registration by an Investment Company — Form N-8A  OLD	1
					Letters:
10/18/19	OLD		COVER		Comment-Response and Cover Letters to the SEC  [ a.k.a. CORRESP ]  OLD  — All Correspondence with the SEC			2
					Form-Specific Documents:
11/28/23			NPORT-EX		Portfolio Holdings Schedules — Form N-PORT			11
					General Exhibits:
4/17/24			EX-FILING FEES		Filing Fees			5
					Additional Exhibits:
4/17/24			EX-99  &  EX-99.*		Miscellaneous Exhibits, such as Press Releases    — Press Releases & Conference Calls — EX-99.*  Form-Specific Exhibits...  Form N-14:  1 Bylaws — Form N-2:  2 Dividend Reinvestment Plans — Form N-CSR:  43 Certifications — §302 – SOA’02;  20 Certifications — §906 – SOA’02;  10 Codes of Ethics — Form N-SAR:  16 Accountants’ Reports re: Internal Controls;  23 Matters Submitted to Votes of Security Holders;  1 Other Disclosure;  2 Policies re: Security Investments  (118 total)			306
					Investment Company Exhibits:
3/14/24			INTERNAL CONTROL RPT		Accountants’ Reports re: Internal Controls			6
3/14/24			INST DEFINING RIGHTS		Instruments Defining the Rights of Holders of New or Amended Securities			4
3/14/24			ITEM 405 REG S-K		Late-Filing Report — Reg. S-K – Item 405			1
3/14/24			MATERIAL AMENDMENTS		Material Amendments to Organizational Documents			4
3/15/23	OLD		ADVISORY CONTRACTS		Investment Advisor Contract  OLD			1
					Financials:
3/4/24			XML  &  R#		IDEA Financial Reports Info — Financial Reports			12
3/4/24			EXCEL		IDEA Workbooks of Financial Reports Info — Workbooks of Financial Reports			3
3/4/24			EX-101.*		XBRL Data  (XBRL Files)			12
3/4/24			JSON		XBRL Instances as JavaScript Object Notation Data  (JSON Files)			4
3/4/24			ZIP		XBRL Zipped Folders   (Folders of XBRL Files)			4
					Graphics:
3/4/24			GRAPHIC		Photos, Images and Graphs			1,226

Forms , Documents & Exhibits  in  235 Filings  Filed re:  Issuer / Subject Company

        

List all Money Managers that own this Security Issuer:  CUSIP 72201C

        

Latest Filing			Type		Category	Description		Documents
4/24/24			SC 13D		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D	6
4/24/24			3		Ownership:		Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3	171
4/18/24			4		Ownership:		Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4	19
4/17/24			SC TO-I		Ownership:		Tender-Offer Statements by Issuers — Schedule TO	6
4/17/24			SC 13G		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G	20
8/14/23			SC TO-C		Ownership:		Tender-Offer Communication by an Issuer or Third Party — Schedule TO	1
12/11/19	OLD		DFAN14A		Proxy:		Definitive Additional Non-Management Proxy Soliciting Materials — Schedule 14A  OLD	4
11/4/19	OLD		DEFC14A		Proxy:		Definitive Proxy Statements – Contested Solicitations — Schedule 14A  OLD	2
10/30/19	OLD		PRRN14A		Proxy:		Preliminary Revised Non-Management Proxy Soliciting Materials – Contested Solicitations and Other Situations — Schedule 14A  OLD	2
10/15/19	OLD		PREC14A		Proxy:		Preliminary Proxy Statements – Contested Solicitations — Schedule 14A  OLD	2
11/2/18	OLD		CORRESP		Comment:		Comment-Response or Other Letter to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC	1
12/31/08	OLD		5		Ownership:		Annual Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 5  OLD	2
					General Exhibits:
4/17/24			EX-FILING FEES		Filing Fees			4
2/5/24			EX-24		Powers of Attorney			150
					Additional Exhibits:
4/24/24			EX-99		Miscellaneous Exhibits, such as Press Releases			76
					Graphics:
11/4/19	OLD		GRAPHIC		Photos, Images and Graphs  OLD			16

        

Filings History

Year		# of Filings
2024		25
2023		30
2022		23
2021		20
2020		24
2019		28
2018		28
2017		17
2016		15
2015		17
2014		37
2013		16
2012		16
2011		24
2010		20
2009		27
2008		31
2007		20
2006		16
2005		21
2004		12
2003		8
2002		11