Neuberger Berman California Municipal Fund Inc. 

NY

  SEC # 1178840

        

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361  SEC Filings   from  7/29/02  to  1/8/24  (4 Months Ago)

List All Filings	or	Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent
Most-Recent Filing:		‘N-CEN’ — Annual Report by an Investment Company — Form N-CEN — for 10/31/23 — Filed as:  Filer / Offerer
New-Filing E-Mail:			Send me notifications of all Filings involving  Neuberger Berman California Municipal Fund Inc.

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Forms , Documents & Exhibits  in  263 Filings  Filed as:  Filer / Offerer  or  Owner / Insider

        

Latest Filing			Type		Category	Description		Documents
1/8/24			N-CEN		Update:		Annual Reports by Investment Companies — Form N-CEN	6
9/19/23			NPORT-P		Update:		Monthly Portfolio Investments Reports (Released Quarterly) by Investment Companies — Form N-PORT	16
9/19/23			NPORT-EX		Update:		Portfolio Holdings Schedules by Investment Companies — Form N-PORT	9
8/30/23			N-PX		Proxy:		Annual Proxy Voting Reports by Investment Companies — Form N-PX	20
8/11/23			DEF 14A		Proxy:		Definitive Proxy Statements — Schedule 14A	21
8/11/23			40-17G		Update:		Fidelity Bonds for Investment Companies	36
7/7/23			DEFA14A		Proxy:		Definitive Additional Proxy Soliciting Materials — Schedule 14A	7
6/26/23			N-CSRS		Update:		Semi-Annual Certified Shareholder Reports by Investment Companies — Form N-CSR	21
6/15/23			425		Registration:		Prospectus or Communication – Merger	1
1/5/23	OLD		N-CSR		Update:		Annual Certified Shareholder Reports by Investment Companies — Form N-CSR  OLD	21
9/29/22	OLD		N-23C-2		Ownership:		Notices of Intentions to Call or Redeem Their Own Securities by Closed-End Investment Companies  OLD	4
10/7/21	OLD		CORRESP		Comment:		Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC	4
3/27/19	OLD		N-Q		Update:		Quarterly Portfolio Holdings Schedules by Investment Companies — Form N-Q  OLD	32
12/29/17	OLD		NSAR-B		Update:		Annual Reports by Investment Companies — Form N-SAR  OLD	17
6/28/17	OLD		NSAR-A		Update:		Semi-Annual Reports by Investment Companies — Form N-SAR  OLD	15
12/21/16	OLD		40-APP		Registration:		Applications for Exemption Orders and Other Relief by Investment Companies  OLD	4
5/31/11	OLD		SC TO-C		Ownership:		Tender-Offer Communications by Issuers and Third Parties — Schedule TO  OLD	8
10/23/09	OLD		SC TO-I		Ownership:		Tender-Offer Statements by Issuers — Schedule TO  OLD	8
4/3/09	OLD		DEFC14A		Proxy:		Definitive Proxy Statement – Contested Solicitation — Schedule 14A  OLD	1
3/23/09	OLD		PREC14A		Proxy:		Preliminary Proxy Statement – Contested Solicitation — Schedule 14A  OLD	1
1/6/05	OLD		40-6C		Registration:		Applications for Exemptions and Other Relief by Investment Companies  OLD	4
8/8/03	OLD		PRE 14A		Proxy:		Preliminary Proxy Statement — Schedule 14A  OLD	1
12/23/02	OLD		N-30D		Update:		Annual or Semi-Annual Report Mailed to Shareholders by an Investment Company  OLD	1
12/16/02	OLD		497		Registration:		Definitive Materials  OLD	5
12/12/02	OLD		N-2		Registration:		Registration Statements by Closed-End Investment Companies — Form N-2  OLD	6
9/26/02	OLD		POS 8C		Registration:		Post-Effective Amendment of a Registration Statement by an Investment Company  OLD	1
9/20/02	OLD		8-A12B		Registration:		Registration Statement for a Class of Securities — Form 8-A  OLD	1
7/29/02	OLD		N-8A		Registration:		Notice of Registration by an Investment Company — Form N-8A  OLD	1
					Letters:
3/23/09	OLD		COVER		Comment-Response or Cover Letter to the SEC  [ a.k.a. CORRESP ]  OLD  — All Correspondence with the SEC			1
					Form-Specific Documents:
9/19/23			NPORT-EX		Portfolio Holdings Schedules — Form N-PORT			9
					Additional Exhibits:
6/26/23			EX-99  &  EX-99.*		Miscellaneous Exhibits, such as Press Releases — EX-99.*  Form-Specific Exhibits...  Form N-CSR:  68 Certifications — §302 – SOA’02;  37 Certifications — §906 – SOA’02;  2 Codes of Ethics — Form N-SAR:  15 Accountants’ Reports re: Internal Controls;  2 Certifications — §302 – SOA’02;  3 Late-Filing Reports — Reg. S-K – Item 405;  2 Matters Submitted to Votes of Security Holders;  6 Other Disclosures;  3 Terms of New and Amended Securities  (138 total)			221
					Investment Company Exhibits:
1/11/23	OLD		INTERNAL CONTROL RPT		Accountants’ Reports re: Internal Controls  OLD			5
1/7/22	OLD		OTHER REQUIRED INFO		Other Info  OLD			5
					Graphics:
8/11/23			GRAPHIC		Photos, Images and Graphs			323

Forms , Documents & Exhibits  in  115 Filings  Filed re:  Issuer / Subject Company

        

List all Money Managers that own this Security Issuer:  CUSIP 64123C

        

Latest Filing			Type		Category	Description		Documents
10/25/23			4		Ownership:		Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4	18
10/25/23			SC 13D		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D	14
10/23/23			25-NSE		Trading:		Notice by a Securities Exchange of the Removal from Listing and Registration of Matured, Redeemed or Retired Securities — Form 25	1
10/12/23			3		Ownership:		Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3	26
7/26/23			425		Registration:		Prospectuses and Communications – Mergers	5
3/27/23	OLD		SC 13G		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD	32
5/31/11	OLD		SC TO-C		Ownership:		Tender-Offer Communications by Issuers and Third Parties — Schedule TO  OLD	8
10/23/09	OLD		SC TO-I		Ownership:		Tender-Offer Statements by Issuers — Schedule TO  OLD	8
4/17/09	OLD		PREC14A		Proxy:		Preliminary Proxy Statements – Contested Solicitations — Schedule 14A  OLD	2
4/3/09	OLD		DEFC14A		Proxy:		Definitive Proxy Statement – Contested Solicitation — Schedule 14A  OLD	1
					Letters:
3/23/09	OLD		COVER		Comment-Response or Cover Letter to the SEC  [ a.k.a. CORRESP ]  OLD  — All Correspondence with the SEC			1
					General Exhibits:
10/13/23			EX-1		Underwriting Agreements  (and mislabeled “1st Exhibits”)			7
12/30/15	OLD		EX-24		Powers of Attorney  OLD			12
					Additional Exhibits:
10/25/23			EX-99		Miscellaneous Exhibits, such as Press Releases			98
					Graphics:
7/26/23			GRAPHIC		Photos, Images and Graphs			38

        

Filings History

Year		# of Filings
2024		1
2023		25
2022		17
2021		17
2020		20
2019		15
2018		12
2017		11
2016		16
2015		19
2014		21
2013		13
2012		18
2011		15
2010		17
2009		36
2008		14
2007		15
2006		10
2005		13
2004		10
2003		8
2002		18