| Latest Filing | | Type | | Category | Description | Documents |
|---|
| | | |
| 4/19/24 |  | | ARS | | Update: | | Annual Reports to Security Holders | 3 |
| 4/19/24 | | | DEFA14A | | Proxy: | | Definitive Additional Proxy Soliciting Materials — Schedule 14A | 12 |
| 4/19/24 | | | DEF 14A | | Proxy: | | Definitive Proxy Statements — Schedule 14A | 11 |
| 4/3/24 | | | 8-K | | Update: | | Current Reports — Form 8-K — Press Releases & Conference Calls — Financial Reports | 239 |
| | |
| | 8-K Items: |
| 12/11/23 | | | Business & Operations: | • | Entry into a Material Definitive Agreement — Item 1.01 — ↓‘EX-10’ | 33 |
| 7/27/21 | OLD | | " | | | • | Termination of a Material Definitive Agreement — Item 1.02 OLD — ↓‘EX-10’ | 3 |
| 7/6/06 | OLD | | Financial Info: | • | Completion of Acquisition or Disposition of Assets — Item 2.01 OLD — ↓‘EX-2’ | 1 |
| 3/14/24 | | | " | | | • | Results of Operations and Financial Condition — Item 2.02 — Financial Reports | 53 |
| 8/15/22 | OLD | | " | | | • | Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03 OLD — ↓‘EX-10’ | 4 |
| 1/17/24 | | | Securities & Trading: | • | Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01 | 1 |
| 10/10/13 | OLD | | " | | | • | Unregistered Sales of Equity Securities — Item 3.02 OLD — ↓‘EX-1’ | 10 |
| 12/4/14 | OLD | | " | | | • | Material Modifications to Rights of Security Holders — Item 3.03 OLD — ↓‘EX-4’ | 2 |
| 7/18/06 | OLD | | Accountants & Accounting: | • | Changes in Registrant’s Certifying Accountant — Item 4.01 OLD — ↓‘EX-16’ | 2 |
| 7/6/06 | OLD | | Governance & Management: | • | Changes in Control of Registrant — Item 5.01 OLD | 1 |
| 4/3/24 | | | " | | | • | Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02 — List of Directors & Officers | 49 |
| 4/8/21 | OLD | | " | | | • | Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03 OLD — ↓‘EX-3’ | 8 |
| 3/16/16 | OLD | | " | | | • | Amendments to the Registrant’s Code of Ethics, or Waiver of a Provision of the Code of Ethics — Item 5.05 OLD — ↓‘EX-14’ | 1 |
| 7/6/06 | OLD | | " | | | • | Change in Shell Company Status — Item 5.06 OLD | 1 |
| 6/7/23 | | | " | | | • | Submission of Matters to a Vote of Security Holders — Item 5.07 | 11 |
| 8/11/23 | | | Disclosures: | • | Regulation FD Disclosure — Item 7.01 — ↓‘EX-99’ | 25 |
| 1/17/24 | | | Events: | • | Other Events — Item 8.01 | 92 |
| 4/3/24 | | | Financials: | • | Financial Statements and Exhibits — Item 9.01 — Financial Reports | 194 |
| | |
|
| 3/14/24 | | | 10-K | | Update: | | Annual Reports — Form 10-K — Financial Reports | 16 |
| 12/11/23 | | | 424B5 | | Registration: | | Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events | 10 |
| 11/9/23 | | | 10-Q | | Update: | | Quarterly Reports — Form 10-Q — Financial Reports | 48 |
| 7/28/21 | OLD | | EFFECT | | SEC: | | SEC Notices of Effectiveness OLD | 14 |
| 7/26/21 | OLD | | CORRESP | | Comment: | | Comment-Response and Other Letters to the SEC [ a.k.a. COVER ] OLD — All Correspondence with the SEC | 17 |
| 7/20/21 | OLD | | S-3 | | Registration: | | Registration Statements – Securities for Transactions — Form S-3 OLD | 5 |
| 7/21/20 | OLD | | FWP | | Registration: | | Prospectus – Free Writing OLD | 1 |
| 8/26/19 | OLD | | S-8 | | Registration: | | Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8 OLD | 5 |
| 4/5/19 | OLD | | PRE 14A | | Proxy: | | Preliminary Proxy Statements — Schedule 14A OLD | 2 |
| 3/19/19 | OLD | | CT ORDER | | SEC: | | SEC Confidential Treatment Orders OLD | 2 |
| 10/8/15 | OLD | | POS AM | | Registration: | | Post-Effective Amendments of Registration Statements OLD — Financial Reports | 7 |
| 10/8/15 | OLD | | S-8 POS | | Registration: | | Post-Effective Amendment of a Form S-8 Registration OLD | 1 |
| 3/31/15 | OLD | | 424B3 | | Registration: | | Prospectuses – New Facts or Events OLD | 7 |
| 1/30/15 | OLD | | 1 | | Trading: | | Application for Registration, or an Exemption from Registration, as a National Securities Exchange — Form 1 OLD | 1 |
| 1/9/15 | OLD | | 424B1 | | Registration: | | Prospectuses – Info Previously Omitted OLD | 2 |
| 1/6/15 | OLD | | S-1 | | Registration: | | Registration Statements (General Form) — Form S-1 OLD — Financial Reports | 19 |
| 12/30/14 | OLD | | CERTNAS | | Trading: | | Certification by the Nasdaq Stock Market Approving a Listing — Form CERT OLD | 1 |
| 12/17/14 | OLD | | 8-A12B | | Registration: | | Registration Statement for a Class of Securities — Form 8-A OLD | 1 |
| 3/7/14 | OLD | | 424B4 | | Registration: | | Prospectus – Info Previously Omitted & New Facts or Events OLD | 1 |
| 3/7/14 | OLD | | S-1MEF | | Registration: | | Registration Statement to Add Securities to a Prior Form S-1 Registration OLD | 1 |
| 10/11/13 | OLD | | D | | Registration: | | Notices of Exempt Offerings of Securities — Form D OLD | 2 |
| 4/2/13 | OLD | | NT 10-K | | Update: | | Notices of Late Filings of Form 10-K Annual Reports — Form 12b-25 OLD | 4 |
| 3/25/13 | OLD | | DEF 14C | | Proxy: | | Definitive Proxy Info Statements — Schedule 14C OLD | 2 |
| 3/12/13 | OLD | | PRE 14C | | Proxy: | | Preliminary Proxy Info Statements — Schedule 14C OLD | 2 |
| 11/15/10 | OLD | | NT 10-Q | | Update: | | Notices of Late Filings of Form 10-Q Quarterly Reports — Form 12b-25 OLD | 4 |
| 5/7/10 | OLD | | RW | | Registration: | | Registration Withdrawal Request OLD | 1 |
| 7/15/08 | OLD | | REGDEX | | Registration: | | Notices of Exempt Offerings of Securities — Form D OLD | 2 |
| 4/15/08 | OLD | | 10KSB | | Update: | | Annual and Annual-Transition Reports by Small Businesses (Optional Form) — Form 10-KSB OLD | 4 |
| 11/15/07 | OLD | | 10QSB | | Update: | | Quarterly and Quarterly-Transition Reports by Small Businesses (Optional Form) — Form 10-QSB OLD | 11 |
| 4/26/07 | OLD | | SB-2 | | Registration: | | Registration Statements by Small-Business Issuers (Optional Form) — Form SB-2 OLD | 12 |
| 11/22/04 | OLD | | 8-A12G | | Registration: | | Registration Statement for a Class of Securities — Form 8-A OLD | 1 |
| | |
| | General Exhibits: |
| 4/3/24 | | | EX-10 | | Material Contracts | 118 |
| 3/14/24 | | | EX-97 | | Clawback Policy re: Recovery of Erroneously Awarded Compensation | 1 |
| 3/14/24 | | | EX-23 | | Consents of Experts and Counsel | 57 |
| 3/14/24 | | | EX-21 | | Subsidiaries Lists | 12 |
| 12/13/23 | | | EX-5 | | Opinions of Counsel re: Legality | 40 |
| 12/11/23 | | | EX-4 | | Instruments, Including Indentures, Defining the Rights of Security Holders | 29 |
| 12/30/21 | OLD | | EX-1 | | Underwriting Agreements (and mislabeled “1st Exhibits”) OLD | 10 |
| 4/8/21 | OLD | | EX-3 | | Articles of Incorporation/Organization and Bylaws OLD | 33 |
| 12/4/14 | OLD | | EX-2 | | Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions OLD | 3 |
| 4/30/07 | OLD | | EX-14 | | Code of Ethics OLD | 1 |
| | |
| | Additional Exhibits: |
| 3/14/24 | | | EX-99 | | Miscellaneous Exhibits, such as Press Releases — Press Releases & Conference Calls | 201 |
| | |
| | Financials: |
| 4/3/24 | | | XML & R# | | IDEA Financial Reports Info — Financial Reports | 2,746 |
| 4/3/24 | | | EXCEL | | IDEA Workbooks of Financial Reports Info — Workbooks of Financial Reports | 148 |
| 4/3/24 | | | EX-101.* | | XBRL Data (XBRL Files) | 574 |
| 4/3/24 | | | JSON | | XBRL Instances as JavaScript Object Notation Data (JSON Files) | 87 |
| 4/3/24 | | | ZIP | | XBRL Zipped Folders (Folders of XBRL Files) | 134 |
| 3/14/24 | | | EX-31 | | Certifications — §302 – SOA’02 | 152 |
| 3/14/24 | | | EX-32 | | Certifications — §906 – SOA’02 | 150 |
| 7/18/06 | OLD | | EX-16 | | Letter re: a Change in Accountant OLD | 1 |
| | |
| | Graphics: |
| 4/19/24 | | | GRAPHIC | | Photos, Images and Graphs | 1,228 |
