Tennenbaum Capital Partners LLC 

CA

  SEC # 1169553

        

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314  SEC Filings   from  3/20/02  to  2/13/24  (3 Months Ago)

List All Filings	or	Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent
Most-Recent Filing:		‘13F-NT’ — Quarterly Holdings Notice by a Money Manager — Form 13F — for 12/31/23 — Filed as:  Filer / Offerer
New-Filing E-Mail:			Send me notifications of all Filings involving  Tennenbaum Capital Partners LLC

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Forms , Documents & Exhibits  in  302 Filings  Filed as:  Filer / Offerer  or  Owner / Insider

        

Latest Filing			Type		Category	Description		Documents
2/13/24			13F-NT		Ownership:		Quarterly Holdings Notices by Money Managers — Form 13F — Assets Under Management	22
12/11/23			40-APP		Registration:		Applications for Exemption Orders and Other Relief by Investment Companies	25
6/3/19	OLD		SC 13D		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD	77
3/6/19	OLD		3		Ownership:		Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD	18
1/20/16	OLD		SC 13G		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD	30
11/26/14	OLD		4		Ownership:		Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD	71
11/14/12	OLD		13F-HR		Ownership:		Quarterly Holdings and Combination Reports by Money Managers — Form 13F  OLD  — Assets Under Management	30
5/4/09	OLD		DFAN14A		Proxy:		Definitive Additional Non-Management Proxy Soliciting Materials — Schedule 14A  OLD	14
2/27/09	OLD		DEFC14A		Proxy:		Definitive Proxy Statements – Contested Solicitations — Schedule 14A  OLD	2
2/24/09	OLD		CORRESP		Comment:		Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC	3
2/24/09	OLD		PRRN14A		Proxy:		Preliminary Revised Non-Management Proxy Soliciting Materials – Contested Solicitations and Other Situations — Schedule 14A  OLD	3
2/13/09	OLD		PREC14A		Proxy:		Preliminary Proxy Statements – Contested Solicitations — Schedule 14A  OLD	2
4/12/06	OLD		40-6C		Registration:		Applications for Exemptions and Other Relief by Investment Companies  OLD	2
6/20/05	OLD		13FCONP		Ownership:		Quarterly Holdings and Combination Report by a Money Manager – Confidential Treatment Requested — Form 13F  OLD  — Assets Under Management	1
2/8/05	OLD		5		Ownership:		Annual Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 5  OLD	2
					General Exhibits:
7/1/13	OLD		EX-5		Opinions of Counsel re: Legality  OLD			2
7/31/07	OLD		EX-24		Powers of Attorney  OLD			21
3/16/07	OLD		EX-1		Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD			10
1/28/04	OLD		EX-6		Opinion of Counsel re: Discount on Capital Shares  OLD			1
11/17/03	OLD		EX-4		Instrument Defining the Rights of Security Holders  OLD			1
1/31/03	OLD		EX-3		Articles of Incorporation/Organization or Bylaws  OLD			1
12/30/02	OLD		EX-2		Plan of Acquisition, Reorganization, Arrangement, Liquidation or Succession  OLD			1
					Additional Exhibits:
6/11/18	OLD		EX-99		Miscellaneous Exhibits, such as Press Releases  OLD			20
					Financials:
5/3/04	OLD		EX-7		Correspondence from an Accountant re: Non-Reliance on a Previously Issued Audit Report or Completed Interim Review  OLD			1
					Graphics:
6/12/23			GRAPHIC		Photos, Images and Graphs			64

History as a Money Manager:  Assets Under Management  ·  Related Money Managers

No Forms  nor  Documents  Filed re:  Issuer / Subject Company

        

        

Filings History

Year		# of Filings
2024		1
2023		6
2022		5
2021		5
2020		4
2019		12
2018		6
2017		1
2016		5
2015		3
2014		18
2013		7
2012		13
2011		15
2010		22
2009		47
2008		20
2007		38
2006		20
2005		23
2004		13
2003		21
2002		9