Riot Platforms, Inc. 

CO

  SEC # 1167419

        

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1,378  SEC Filings   from  2/7/02  to  4/29/24  (Today)

List All Filings	or	Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent
Most-Recent Filing:		‘ARS’ — Annual Report to Security Holders — for 12/31/23 — Filed as:  Filer / Offerer
New-Filing E-Mail:			Send me notifications of all Filings involving  Riot Platforms, Inc.

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Forms , Documents & Exhibits  in  717 Filings  Filed as:  Filer / Offerer  or  Owner / Insider

        

Latest Filing			Type		Category	Description		Documents
4/29/24			ARS		Update:		Annual Reports to Security Holders	2
4/29/24			DEFA14A		Proxy:		Definitive Additional Proxy Soliciting Materials — Schedule 14A	23
4/29/24			DEF 14A		Proxy:		Definitive Proxy Statements — Schedule 14A    — Financial Reports	27
4/18/24			8-K		Update:		Current Reports — Form 8-K    — Press Releases & Conference Calls  — Financial Reports	353
					8-K Items:
2/27/24			Business & Operations:			•	Entry into a Material Definitive Agreement — Item 1.01 — ↓‘EX-10’	70
9/30/19	OLD		"			•	Termination of a Material Definitive Agreement — Item 1.02  OLD  — ↓‘EX-10’	6
12/1/21	OLD		Financial Info:			•	Completion of Acquisition or Disposition of Assets — Item 2.01  OLD  — ↓‘EX-2’	12
2/22/24			"			•	Results of Operations and Financial Condition — Item 2.02 — Financial Reports	30
2/1/19	OLD		"			•	Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ↓‘EX-10’	2
2/9/17	OLD		"			•	Cost Associated with Exit or Disposal Activities — Item 2.05  OLD  — ↓‘EX-2’	2
1/31/18	OLD		Securities & Trading:			•	Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01  OLD	9
12/1/21	OLD		"			•	Unregistered Sales of Equity Securities — Item 3.02  OLD  — ↓‘EX-1’	26
3/26/07	OLD		"			•	Material Modifications to Rights of Security Holders — Item 3.03  OLD  — ↓‘EX-4’	1
5/22/23			Accountants & Accounting:			•	Changes in Registrant’s Certifying Accountant — Item 4.01 — ↓‘EX-16’	5
3/2/23	OLD		"			•	Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review — Item 4.02  OLD	1
12/20/23			Governance & Management:			•	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02 — List of Directors & Officers	64
6/30/23			"			•	Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03 — ↓‘EX-3’	15
6/30/23			"			•	Amendments to the Registrant’s Code of Ethics, or Waiver of a Provision of the Code of Ethics — Item 5.05 — ↓‘EX-14’	3
12/20/23			"			•	Submission of Matters to a Vote of Security Holders — Item 5.07	20
4/18/24			Disclosures:			•	Regulation FD Disclosure — Item 7.01    — ↓‘EX-99’	97
2/27/24			Events:			•	Other Events — Item 8.01	138
4/18/24			Financials:			•	Financial Statements and Exhibits — Item 9.01    — Financial Reports	297
4/16/24			PRE 14A		Proxy:		Preliminary Proxy Statements — Schedule 14A    — Financial Reports	13
2/26/24			424B5		Registration:		Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events	12
2/22/24			10-K		Update:		Annual Reports — Form 10-K — Financial Reports	30
12/21/23			S-8		Registration:		Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8	13
11/8/23			10-Q		Update:		Quarterly Reports — Form 10-Q — Financial Reports	50
6/1/23			424B7		Registration:		Prospectuses – Selling Security Holders – Info Previously Omitted	2
5/25/23			DEFR14A		Proxy:		Definitive Revised Proxy Soliciting Materials — Schedule 14A	2
3/2/23	OLD		NT 10-K		Update:		Notices of Late Filings of Form 10-K Annual Reports — Form 12b-25  OLD	8
8/9/22	OLD		NT 10-Q		Update:		Notices of Late Filings of Form 10-Q Quarterly Reports — Form 12b-25  OLD	8
6/15/22	OLD		PRER14A		Proxy:		Preliminary Revised Proxy Soliciting Materials — Schedule 14A  OLD	4
8/31/21	OLD		S-3ASR		Registration:		Automatic Shelf Registration Statements by Well-Known Issuers — Form S-3  OLD	2
12/15/20	OLD		EFFECT		SEC:		SEC Notices of Effectiveness  OLD	16
12/11/20	OLD		CORRESP		Comment:		Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC	34
12/4/20	OLD		S-3		Registration:		Registration Statements – Securities for Transactions — Form S-3  OLD	24
9/2/20	OLD		424B3		Registration:		Prospectuses – New Facts or Events  OLD	18
5/9/19	OLD		RW		Registration:		Registration Withdrawal Requests  OLD	3
2/12/19	OLD		D		Registration:		Notices of Exempt Offerings of Securities — Form D  OLD	5
10/12/18	OLD		S-8 POS		Registration:		Post-Effective Amendment of a Form S-8 Registration  OLD	1
8/21/18	OLD		CT ORDER		SEC:		SEC Confidential Treatment Orders  OLD	3
4/3/14	OLD		S-3MEF		Registration:		Registration Statement to Add Securities to a Prior Form S-3 Registration  OLD	1
3/28/14	OLD		POS AM		Registration:		Post-Effective Amendments of Registration Statements  OLD	4
3/27/14	OLD		POS EX		Registration:		Post-Effective Amendment of a Registration Statement – Additional Exhibits  OLD	1
5/24/13	OLD		424B4		Registration:		Prospectuses – Info Previously Omitted & New Facts or Events  OLD	2
5/23/13	OLD		FWP		Registration:		Prospectuses – Free Writing  OLD	2
5/23/13	OLD		S-1		Registration:		Registration Statements (General Form) — Form S-1  OLD	10
10/7/09	OLD		424B2		Registration:		Prospectus – Primary Offering or Shelf Securities  OLD	1
3/20/08	OLD		10KSB		Update:		Annual and Annual-Transition Reports by Small Businesses (Optional Form) — Form 10-KSB  OLD	8
1/11/08	OLD		REGDEX		Registration:		Notices of Exempt Offerings of Securities — Form D  OLD	9
11/14/07	OLD		10QSB		Update:		Quarterly and Quarterly-Transition Reports by Small Businesses (Optional Form) — Form 10-QSB  OLD	17
8/28/07	OLD		CERTNAS		Trading:		Certification by the Nasdaq Stock Market Approving a Listing — Form CERT  OLD	1
8/27/07	OLD		8-A12B		Registration:		Registration Statements for Certain Classes of Securities — Form 8-A  OLD	2
9/21/06	OLD		SB-2		Registration:		Registration Statements by Small-Business Issuers (Optional Form) — Form SB-2  OLD	5
10/1/02	OLD		8-A12G		Registration:		Registration Statement for a Class of Securities — Form 8-A  OLD	1
					Letters:
2/28/20	OLD		REDACTED EXHIBIT		SEC Staff Letters – Redacted Exhibits  OLD  — All Correspondence with the SEC			2
3/6/19	OLD		COVER		Comment-Response or Cover Letter to the SEC  [ a.k.a. CORRESP ]  OLD  — All Correspondence with the SEC			1
					General Exhibits:
2/27/24			EX-10		Material Contracts			193
2/26/24			EX-5		Opinions of Counsel re: Legality			50
2/26/24			EX-FILING FEES		Filing Fees			7
2/22/24			EX-97		Clawback Policy re: Recovery of Erroneously Awarded Compensation			1
2/22/24			EX-23		Consents of Experts and Counsel			100
2/22/24			EX-4		Instruments, Including Indentures, Defining the Rights of Security Holders			28
2/22/24			EX-21		Subsidiaries Lists			4
8/9/23			EX-1		Underwriting Agreements  (and mislabeled “1st Exhibits”)			17
6/30/23			EX-3		Articles of Incorporation/Organization and Bylaws			24
6/30/23			EX-14		Codes of Ethics			5
1/3/23	OLD		EX-2		Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD			5
					Additional Exhibits:
4/18/24			EX-99		Miscellaneous Exhibits, such as Press Releases    — Press Releases & Conference Calls			309
					Financials:
4/29/24			XML  &  R#		IDEA Financial Reports Info    — Financial Reports			3,050
4/29/24			EX-101.*		XBRL Data  (XBRL Files)			524
4/29/24			JSON		XBRL Instances as JavaScript Object Notation Data  (JSON Files)			86
4/29/24			ZIP		XBRL Zipped Folders   (Folders of XBRL Files)			122
4/18/24			EXCEL		IDEA Workbooks of Financial Reports Info    — Workbooks of Financial Reports			128
2/22/24			EX-31		Certifications — §302 – SOA’02			188
2/22/24			EX-32		Certifications — §906 – SOA’02			107
5/22/23			EX-16		Letters re: Changes in Accountants			9
					Graphics:
4/29/24			GRAPHIC		Photos, Images and Graphs			1,757

Forms , Documents & Exhibits  in  663 Filings  Filed re:  Issuer / Subject Company

        

List all Money Managers that own this Security Issuer:  CUSIP 767292

        

Latest Filing			Type		Category	Description		Documents
3/19/24			4		Ownership:		Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4	461
2/28/24			144		Ownership:		Notices of Proposed Sales of Securities by Insiders — Form 144	13
2/13/24			SC 13G		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G	74
1/5/24			5		Ownership:		Annual Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 5	1
8/2/23			3		Ownership:		Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3	55
4/19/18	OLD		SC 13D		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD	25
12/5/16	OLD		SC 14N		Proxy:		Info from Certain Nominating Shareholders — Schedule 14N  OLD	2
5/23/13	OLD		FWP		Registration:		Prospectuses – Free Writing  OLD	2
					Letters:
12/15/20	OLD		LETTER		Comment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC			30
12/15/20	OLD		TEXT-EXTRACT		Comment and Other Letters from the SEC – PDFs’ Text  [ a.k.a. LETTER ]  OLD			17
					General Exhibits:
8/2/23			EX-24		Powers of Attorney			14
1/9/17	OLD		EX-1		Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD			12
					Additional Exhibits:
4/18/19	OLD		EX-99		Miscellaneous Exhibits, such as Press Releases  OLD			16
					Graphics:
12/5/16	OLD		GRAPHIC		Photos, Images and Graphs  OLD			51

        

Filings History

Year		# of Filings
2024		32
2023		78
2022		113
2021		83
2020		51
2019		57
2018		94
2017		88
2016		68
2015		27
2014		44
2013		61
2012		77
2011		48
2010		54
2009		53
2008		46
2007		84
2006		78
2005		64
2004		35
2003		28
2002		15