Ascend Capital, LLC 

CA

  SEC # 1165501

        

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75  SEC Filings   from  2/15/02  to  11/13/18  (None in the Past Year)

List All Filings	or	Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent
Most-Recent Filing:		‘13F-HR’ — Quarterly Holdings and Combination Report by a Money Manager — Form 13F — for 9/30/18 — Filed as:  Filer / Offerer
New-Filing E-Mail:			Send me notifications of all Filings involving  Ascend Capital, LLC

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Forms , Documents & Exhibits  in  75 Filings  Filed as:  Filer / Offerer  or  Owner / Insider

        

Latest Filing			Type		Category	Description		Documents
11/13/18	OLD		13F-HR		Ownership:		Quarterly Holdings and Combination Reports by Money Managers — Form 13F  OLD  — Assets Under Management	70
4/30/18	OLD		SC 13G		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD	4
8/19/16	OLD		3		Ownership:		Initial Statement of Beneficial Ownership of Securities by an Insider — Form 3  OLD	1
					Form-Specific Documents:
11/13/18	OLD		INFO-TABLE		Portfolio Securities Holdings – Info Tables — Form 13F  OLD  — Assets Under Management			23

History as a Money Manager:  Assets Under Management

No Forms  nor  Documents  Filed re:  Issuer / Subject Company

        

        

Filings History

Year		# of Filings
2018		6
2017		6
2016		6
2015		4
2014		4
2013		4
2012		4
2011		4
2010		4
2009		4
2008		4
2007		4
2006		4
2005		5
2004		4
2003		4
2002		4