Applied Optoelectronics, Inc. 

TX

  SEC # 1158114

        

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No  Owner Relationships  (where the Issuers of the  Applied Optoelectronics, Inc.-owned  securities are...)

        

First  20  of  55  Issuer Relationships  (where the Owners of the  Applied Optoelectronics, Inc.  securities are...)

First		Latest Filing		Filing		Filer / Owner
9/30/13		4/24/24		4		TX	Chang Hung-Lun (Fred)
9/30/13		4/24/24		4		TX	Kuo David C
9/30/13		4/24/24		4		TX	Lin Chih-Hsiang (Thompson)
9/30/13		4/24/24		4		TX	Murry Stefan J.
9/30/13		4/24/24		4		TX	Yeh Shu-Hua (Joshua)
10/2/13		3/19/24		4		TX	Yeh William H
5/7/14		3/18/24		4		TX	Lin Che-Wei
		3/1/24		144		TX	Chen Min-Chu (Mike)
3/14/19		2/14/24		SC 13G		FL	Citadel Advisors LLC
		2/14/24		SC 13G		IL	Driehaus Capital Management LLC
8/9/23		1/16/24		144		TX	Murry Stefan J.
8/9/23		12/14/23		144		TX	Yeh Shu-Hua (Joshua)
8/18/23		8/31/23		SC 13G			Yong Rong (HK) Asset Management Ltd.
		8/21/23		144		TX	Yeh William H
8/9/23		8/10/23		144		TX	Chang Hung-Lun (Fred)
8/9/23		8/10/23		144		TX	Kuo David C
10/2/13		6/28/23		4		CA	Black Richard B
10/2/13		6/28/23		4		TX	Chen Min-Chu (Mike)
6/15/21		6/28/23		4		TX	DeLaney Cynthia
6/16/20		6/28/23		4		TX	Loboa Elizabeth G
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List all Money Managers that own this Security Issuer:  CUSIP 03823U

        

First  20  of  29  Insider & Control Relationships  (Directors & Officers, Owners, Parent / Subs., et al.)

First		Latest Filing		Relationship		Registrant
11/7/14		4/24/24		Officer [ see Filings ]		TX	Chang Hung-Lun (Fred)
6/28/23		4/24/24		Officer [ see Filings ]		TX	Kuo David C
9/30/13		4/24/24		Officer:  President & CEO		TX	Lin Chih-Hsiang (Thompson)
9/25/13		4/24/24		Director			"
2/3/15		4/24/24		Officer:  Chief Financial Officer		TX	Murry Stefan J.
2/3/15		4/24/24		Officer [ see Filings ]		TX	Yeh Shu-Hua (Joshua)
9/25/13		3/19/24		Director		TX	Yeh William H
4/2/14		3/18/24		Director		TX	Lin Che-Wei
9/25/13		6/28/23		Director		CA	Black Richard B
9/25/13		6/28/23		Director		TX	Chen Min-Chu (Mike)
6/11/21		6/28/23		Director		TX	DeLaney Cynthia
6/9/20		6/28/23		Director		TX	Loboa Elizabeth G
9/25/13		4/26/23		Officer:  General Counsel & Secretary		TX	Kuo David C
9/25/13		6/16/20		Director		TX	Ignatiev Alex
9/25/13		6/4/19		Director		TX	Moore Alan D
9/30/13		2/8/16		Officer:  VP Semiconductor Products		TX	Anselm Klaus Alexander [ formerly Anselm Klaus Alexancer ]
		6/17/15		Other:  Former Sr. VP, Asia Genl Mgr		TX	Li Chung-Yao (Ford)
		4/20/15		Other:  Former Sr. VP, Asia Gen. Mgr			"
9/25/13		9/25/14		Officer:  Chief Financial Officer		AZ	Dunn James L Jr.
9/25/13		8/4/14		Officer [ see Filings ]		TX	Chang Hung-Lun (Fred)
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No  Joint-Filer Relationships  (Co-Filer Registrants:  Partners, Affiliates, et al.)

        

No  Group-Member Relationships  (Co-Filer Non-Registrants:  Partners, Affiliates, et al.)

        

Filing Agent Relationships  (SEC Filing Agents, Attorneys, Printers, et al. — Affiliates:  Directors & Officers, et al.)

11  Filing Agents and/or Registrants have submitted Filings for  Applied Optoelectronics, Inc.:

Latest Filing				Filing Agentª, Registrant or SEC — SEC #			Filings
		Type
4/26/24		ARS		TX	Toppan Merrill/FA — 1104659		79
2/23/24		10-K		VA	RDG Filings/FA — 1437749		17
2/22/24		8-K/A		CA	GlobalOne Filings, Inc./FA — 1683168		104
3/22/23		EFFECT			No Filing Agent:  SEC-filed by SEC #5 — 9999999995		6
2/28/20		424B5		MN	Toppan Merrill-FA — 1047469		25
2/18/20		SEC LETTER			No Filing Agent:  SEC-filed by SEC #7 — 9999999997		8
11/7/19		10-Q		MN	Toppan Merrill Bridge/FA — 1558370		13
8/9/16		10-Q/A		CA	Publicease Inc./FA — 1019687		66
6/28/13		DRSLTR		MN	Toppan Merrill/FA2 — 1410578		5
6/28/13		DRS/A		MN	Toppan Merrill-FA2/FA — 912057		3
9/18/12		D			No Filing Agent:  Self-filed — 1158114		2
Total:							328
__________  ª  Proprietary to SEC Info℠:  The SEC does not publish the names of SEC Filing Agents.