Wedbush Securities Inc. 

CA

  SEC # 1142495

        

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204  SEC Filings   from  6/13/01  to  5/9/24  (4 Days Ago)

List All Filings	or	Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent
Most-Recent Filing:		‘144’ — Notice of a Proposed Sale of Securities by an Insider — Form 144 — Filed as:  Filing Agent — Filed by:  Keady Robert J. — Re:  Willis Lease Finance Corp.
New-Filing E-Mail:			Send me notifications of all Filings involving  Wedbush Securities Inc.

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Forms , Documents & Exhibits  in  195 Filings  Filed as:  Filer / Offerer  or  Owner / Insider

        

Latest Filing			Type		Category	Description		Documents
2/12/24			13F-HR		Ownership:		Quarterly Holdings and Combination Reports by Money Managers — Form 13F — Assets Under Management	68
7/21/23			MA-W		Registration:		Notice of a Withdrawal from Registration by a Municipal Advisor — Form MA-W	1
7/19/23			MA-I		Registration:		Info re: Natural Persons Who Engage in Municipal Advisory Activity — Form MA-I	21
11/18/21	OLD		4		Ownership:		Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD	90
10/14/21	OLD		MA-A		Registration:		Annual Updates of Registrations by Municipal Advisors — Form MA  OLD	2
2/16/21	OLD		SC 13G		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD	2
2/11/21	OLD		3		Ownership:		Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD	4
1/27/21	OLD		MA		Registration:		Applications for Registrations by Municipal Advisors — Form MA  OLD	7
					Form-Specific Documents:
2/12/24			INFO-TABLE		Portfolio Securities Holdings – Info Tables — Form 13F — Assets Under Management			43

History as a Money Manager:  Assets Under Management

Forms , Documents & Exhibits  in  2 Filings  Filed re:  Issuer / Subject Company

        

        

        

Filings History

Year		# of Filings
2024		5
2023		9
2022		5
2021		69
2020		27
2019		4
2018		4
2017		4
2016		10
2015		8
2014		13
2013		4
2012		7
2011		4
2010		4
2009		18
2008		4
2007		3
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2000		2