Alpine Series Trust 

NY

  SEC # 1142010

        

Click to view...

Registrant

About

Filings

Files

Relationships

Names

Topics

Web

398  SEC Filings   from  6/6/01  to  1/28/19  (None in the Past Year)

List All Filings	or	Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent
Most-Recent Filing:		‘NT N-CEN’ — Annual Report by an Investment Company (Late Filing) — Form N-CEN — for 10/31/18 — Filed as:  Filer / Offerer
New-Filing E-Mail:			Send me notifications of all Filings involving  Alpine Series Trust

in

the most-recent Filings. all 398 Filings. an “Entity” Search.

Show

Documents with “hits” Documents searched

and

each “hit”. the 1st “hit”.

↓↑Hints

Forms , Documents & Exhibits  in  398 Filings  Filed as:  Filer / Offerer  or  Owner / Insider

        

Latest Filing			Type		Category	Description		Documents
1/28/19	OLD		N-CEN		Update:		Annual Report by an Investment Company — Form N-CEN  OLD	1
1/15/19	OLD		NT-NCEN		Update:		Notice of a Late Filing of a Form N-CEN Annual Report — Form 12b-25  OLD	1
8/24/18	OLD		N-PX		Proxy:		Annual Proxy Voting Reports by Investment Companies — Form N-PX  OLD	15
7/9/18	OLD		N-8F ORDR		SEC:		Application for an SEC Deregistration Order – ‘N-8F’ SEC Order  OLD	1
5/29/18	OLD		N-8F NTC		SEC:		Application for an SEC Deregistration Order – ‘N-8F’ SEC Notice  OLD	1
5/23/18	OLD		N-8F		Registration:		Applications for SEC Deregistration Orders by Certain Investment Companies — Form N-8F  OLD	2
4/9/18	OLD		497		Registration:		Definitive Materials  OLD  — Financial Reports	79
3/23/18	OLD		N-Q		Update:		Quarterly Portfolio Holdings Schedules by Investment Companies — Form N-Q  OLD	30
3/21/18	OLD		485BPOS		Registration:		Post-Effective Amendments of Form N-1 and N-1A Registrations  OLD  — Financial Reports	34
3/5/18	OLD		497J		Registration:		Certifications of No Change in Definitive Materials  OLD	11
2/28/18	OLD		497K		Registration:		Prospectuses – Certain Open-End Investment Companies – Summary  OLD	74
1/26/18	OLD		24F-2NT		Update:		Annual Notices of Securities Sold by Investment Companies — Form 24F-2  OLD	16
1/5/18	OLD		N-CSR		Update:		Annual Certified Shareholder Reports by Investment Companies — Form N-CSR  OLD	20
12/26/17	OLD		NSAR-B		Update:		Annual Reports by Investment Companies — Form N-SAR  OLD	18
10/13/17	OLD		40-17G		Update:		Fidelity Bonds for Investment Companies  OLD	18
7/7/17	OLD		N-CSRS		Update:		Semi-Annual Certified Shareholder Reports by Investment Companies — Form N-CSR  OLD	12
6/27/17	OLD		NSAR-A		Update:		Semi-Annual Reports by Investment Companies — Form N-SAR  OLD	17
3/29/16	OLD		CORRESP		Comment:		Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC	12
9/25/15	OLD		DEFA14A		Proxy:		Definitive Additional Proxy Soliciting Material — Schedule 14A  OLD	1
8/14/15	OLD		N-14		Registration:		Registration Statement by an Open-End Investment Company or Business Development Company (BDC) – Securities for a Merger — Form N-14  OLD	1
12/29/14	OLD		485APOS		Registration:		Post-Effective Amendments of Form N-1 and N-1A Registrations  OLD	11
6/17/14	OLD		DEF 14A		Proxy:		Definitive Proxy Statements — Schedule 14A  OLD	3
6/2/14	OLD		PRE 14A		Proxy:		Preliminary Proxy Statements — Schedule 14A  OLD	2
3/3/14	OLD		EFFECT		SEC:		SEC Notices of Effectiveness  OLD	4
2/28/14	OLD		N-18F1		Update:		Notice of Election by an Open-End Investment Company — Form N-18f-1  OLD	1
6/30/06	OLD		485BXT		Registration:		Post-Effective Amendments of Form N-1 and N-1A Registrations to Designate New Effective Dates  OLD	6
11/7/03	OLD		40-6C		Registration:		Applications for Exemptions and Other Relief by Investment Companies  OLD	2
1/2/03	OLD		N-30D		Update:		Annual and Semi-Annual Reports Mailed to Shareholders by Investment Companies  OLD	4
3/20/02	OLD		N-1A		Registration:		Registration Statements by Open-End Investment Companies — Form N-1A  OLD	3
6/6/01	OLD		N-8A		Registration:		Notice of Registration by an Investment Company — Form N-8A  OLD	1
					Letters:
8/14/15	OLD		COVER		Comment-Response and Cover Letters to the SEC  [ a.k.a. CORRESP ]  OLD  — All Correspondence with the SEC			5
					Additional Exhibits:
3/23/18	OLD		EX-99  &  EX-99.*		Miscellaneous Exhibits, such as Press Releases  OLD  — EX-99.*  Form-Specific Exhibits...  Form N-1A:  1 Code of Ethics;  1 Other Material Contract;  4 Other Opinions — Form N-6:  2 Other Material Contracts — Form N-CSR:  63 Certifications — §302 – SOA’02;  31 Certifications — §906 – SOA’02;  17 Codes of Ethics — Form N-SAR:  16 Accountants’ Reports re: Internal Controls;  2 Certifications — §302 – SOA’02;  2 Letters re: Changes in Accountants;  2 Matters Submitted to Votes of Security Holders;  1 Merger Info;  1 Other Disclosure;  1 Terms of New or Amended Securities  (144 total)			280
					Financials:
3/21/18	OLD		XML  &  R#		IDEA Financial Reports Info  OLD  — Financial Reports			69
3/21/18	OLD		EX-101.*		XBRL Data  (XBRL Files)  OLD			128
3/21/18	OLD		ZIP		XBRL Zipped Folders   (Folders of XBRL Files)  OLD			22
10/27/15	OLD		EX-16		Letter re: a Change in Accountant  OLD			1
3/19/15	OLD		EXCEL		IDEA Workbooks of Financial Reports Info  OLD  — Workbooks of Financial Reports			22
					Graphics:
3/21/18	OLD		GRAPHIC		Photos, Images and Graphs  OLD			1,197

Funds / Series  and their  Classes / Contracts

No Forms  nor  Documents  Filed re:  Issuer / Subject Company

        

        

Filings History

Year		# of Filings
2019		2
2018		19
2017		34
2016		27
2015		31
2014		45
2013		21
2012		27
2011		34
2010		29
2009		13
2008		18
2007		16
2006		23
2005		22
2004		10
2003		11
2002		14
2001		2