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MCG Capital Corp. 
 VA
  SEC # 1141299


        
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905  SEC Filings
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  from  7/5/01  to  8/31/15  (None in the Past Year)

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  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘15-12G’ — Certification of a Termination of Registration of a Class of Securities — Form 15 — Filed as:  Filer / Offerer 
 
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notifications of all
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Filings
involving  MCG Capital Corp. 

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Forms
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, Documents
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& Exhibits
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 in  444 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
8/31/15 OLD15-12GRegistration:  Certification of a Termination of Registration of a Class of Securities — Form 15  OLD 1
8/18/15 OLD8-KUpdate:  Current Reports — Form 8-K  OLD  — Press Releases
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& Conference Calls
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158

8-K Items: 
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4/29/15 OLD
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  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01  OLD  — ‘EX-10’
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35
4/21/14 OLD"Termination of a Material Definitive Agreement — Item 1.02  OLD  — ‘EX-10’
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9
8/18/15 OLD
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  Financial Info: 
Completion of Acquisition or Disposition of Assets — Item 2.01  OLD  — ‘EX-2’
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2
7/28/15 OLD"Results of Operations and Financial Condition — Item 2.02  OLD 48
11/26/12 OLD"Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ‘EX-10’
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22
10/11/06 OLD"Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement — Item 2.04  OLD  — ‘EX-10’
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1
8/18/15 OLD
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  Securities & Trading: 
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01  OLD 1
8/18/15 OLD"Material Modifications to Rights of Security Holders — Item 3.03  OLD 1
8/18/15 OLD
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  Governance & Management: 
Changes in Control of Registrant — Item 5.01  OLD 1
8/18/15 OLD"Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  OLD  — ‘EX-17’
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 — List of Directors & Officers
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27
4/11/12 OLD"Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ‘EX-3’
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5
3/15/12 OLD"Amendments to the Registrant’s Code of Ethics, or Waiver of a Provision of the Code of Ethics — Item 5.05  OLD  — ‘EX-14’
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1
8/14/15 OLD"Submission of Matters to a Vote of Security Holders — Item 5.07  OLD 7
10/29/12 OLD
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  Disclosures: 
Regulation FD Disclosure — Item 7.01  OLD  — ‘EX-99’
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1
8/14/15 OLD
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  Events: 
Other Events — Item 8.01  OLD 22
8/14/15 OLD
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  Financials: 
Financial Statements and Exhibits — Item 9.01  OLD 102

8/18/15 OLDS-8 POSRegistration:  Post-Effective Amendments of Form S-8 Registrations  OLD 2
8/18/15 OLDN-54CRegistration:  Notice of a Withdrawal from Registration by a Business Development Company (BDC) — Form N-54C  OLD 1
8/6/15 OLD425Registration:  Prospectuses and Communications – Mergers  OLD 26
7/31/15 OLD40-33Update:  Stockholder Derivative Actions Against Investment Companies and Affiliates  OLD 18
7/28/15 OLD10-QUpdate:  Quarterly Reports — Form 10-Q  OLD 42
7/1/15 OLDDEFM14AProxy:  Definitive Proxy Statement – Merger or Acquisition — Schedule 14A  OLD 1
4/29/15 OLD10-KUpdate:  Annual Reports — Form 10-K  OLD 18
3/20/15 OLD40-17F2Update:  Certificates of Accounting of Securities in the Custody of Investment Companies — Form N-17f-2  OLD 39
12/9/14 OLDSC TO-IOwnership:  Tender-Offer Statements by Issuers — Schedule TO  OLD 3
12/8/14 OLD40-17GUpdate:  Fidelity Bonds for Investment Companies  OLD 12
10/29/14 OLDSC TO-COwnership:  Tender-Offer Communication by an Issuer or Third Party — Schedule TO  OLD 1
8/27/14 OLDCORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC
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13
5/21/14 OLDARSUpdate:  Annual Reports to Security Holders  OLD 5
4/30/14 OLDDEF 14AProxy:  Definitive Proxy Statements — Schedule 14A  OLD 12
5/2/11 OLDDEFC14AProxy:  Definitive Proxy Statement – Contested Solicitation — Schedule 14A  OLD 1
4/20/11 OLDPREC14AProxy:  Preliminary Proxy Statement – Contested Solicitation — Schedule 14A  OLD 1
4/19/11 OLDPRE 14AProxy:  Preliminary Proxy Statements — Schedule 14A  OLD 6
6/14/10 OLDS-8Registration:  Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  OLD 2
5/17/10 OLDDEFA14AProxy:  Definitive Additional Proxy Soliciting Materials — Schedule 14A  OLD 7
4/26/10 OLDAPP ORDRSEC:  Application for an SEC Exemption Order – ‘40-APP’ SEC Order  OLD 1
3/30/10 OLDAPP NTCSEC:  Application for an SEC Exemption Order – ‘40-APP’ SEC Notice  OLD 1
3/16/10 OLD40-APPRegistration:  Applications for Exemption Orders and Other Relief by Investment Companies  OLD 6
2/25/09 OLDSC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD 3
4/1/08 OLDEFFECTSEC:  SEC Notices of Effectiveness  OLD 6
3/28/08 OLDN-2Registration:  Registration Statements by Closed-End Investment Companies — Form N-2  OLD 25
3/25/08 OLD497Registration:  Definitive Materials  OLD 25
3/19/08 OLD497ADUpdate:  Advertising by Certain Investment Companies  OLD 5
9/26/07 OLD40-6CRegistration:  Applications for Exemptions and Other Relief by Investment Companies  OLD 3
10/6/06 OLD40-8F-BRegistration:  Applications for SEC Deregistration Orders by Certain Investment Companies – Business Development Companies (BDCs) — Form N-8F  OLD 2
10/6/06 OLDN-8ARegistration:  Notice of Registration by an Investment Company — Form N-8A  OLD 1
9/16/04 OLDN-2MEFRegistration:  Registration Statements to Add Securities to Prior Form N-2 Registrations  OLD 2
2/28/03 OLDSC 13DOwnership:  Statement of Acquisition of Beneficial Ownership by an “Active” Investor — Schedule 13D  OLD 1
12/4/01 OLDN-54AUpdate:  Notice of Election by a Business Development Company (BDC) — Form N-54A  OLD 1
12/4/01 OLD8-A12GRegistration:  Registration Statement for a Class of Securities — Form 8-A  OLD 1
12/3/01 OLDPOS EXRegistration:  Post-Effective Amendments of Registration Statements – Additional Exhibits  OLD 2

General Exhibits: 
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4/29/15 OLDEX-2Plan of Acquisition, Reorganization, Arrangement, Liquidation or Succession  OLD 1
3/31/15 OLDEX-23Consents of Experts and Counsel  OLD 14
3/2/15 OLDEX-21Subsidiaries Lists  OLD 14
4/21/14 OLDEX-10Material Contracts  OLD 132
4/11/12 OLDEX-3Articles of Incorporation/Organization and Bylaws  OLD 12
3/15/12 OLDEX-14Code of Ethics  OLD 1
6/14/10 OLDEX-5Opinions of Counsel re: Legality  OLD 2
10/11/06 OLDEX-17Correspondence re: Departures of Directors  OLD 2

Additional Exhibits: 
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8/14/15 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD  — Press Releases
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& Conference Calls
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278

Financials: 
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7/28/15 OLDEX-15Letters re: Unaudited Interim Financial Info  OLD 25
7/28/15 OLDEX-31Certifications — §302 – SOA’02  OLD 148
7/28/15 OLDEX-32Certifications — §906 – SOA’02  OLD 145

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8/6/15 OLDGRAPHICPhotos, Images and Graphs  OLD 575


Forms
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, Documents
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& Exhibits
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 in  532 Filings
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 Filed re:  Issuer / Subject Company


        

        
Latest Filing  Type    Category    Description        Documents
     
8/18/15 OLD4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD 356
8/18/15 OLD25-NSETrading:  Notice by a Securities Exchange of the Removal from Listing and Registration of Matured, Redeemed or Retired Securities — Form 25  OLD 1
8/6/15 OLD425Registration:  Prospectuses and Communications – Mergers  OLD 36
6/11/15 OLDSC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD 12
3/20/15 OLD40-17F2Update:  Certificates of Accounting of Securities in the Custody of Investment Companies — Form N-17f-2  OLD 39
12/9/14 OLDSC TO-IOwnership:  Tender-Offer Statements by Issuers — Schedule TO  OLD 3
11/6/14 OLDSC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD 45
10/29/14 OLDSC TO-COwnership:  Tender-Offer Communication by an Issuer or Third Party — Schedule TO  OLD 1
3/15/12 OLD3Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD 24
5/2/11 OLDDEFC14AProxy:  Definitive Proxy Statements – Contested Solicitations — Schedule 14A  OLD 2
4/20/11 OLDPREC14AProxy:  Preliminary Proxy Statements – Contested Solicitations — Schedule 14A  OLD 2
4/20/11 OLDCORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC
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3
3/4/11 OLDDFAN14AProxy:  Definitive Additional Non-Management Proxy Soliciting Materials — Schedule 14A  OLD 7
2/4/10 OLD5Ownership:  Annual Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 5  OLD 2

Letters: 
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2/28/08 OLDLETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC2

General Exhibits: 
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11/16/05 OLDEX-24Powers of Attorney  OLD 15

Additional Exhibits: 
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8/18/15 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD 26

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8/6/15 OLDGRAPHICPhotos, Images and Graphs  OLD 253


        

Filings History

Year    # of Filings
In descending order
2015 82
2014 40
2013 44
2012 68
2011 84
2010 94
2009 76
2008 96
2007 77
2006 55
2005 69
2004 56
2003 28
2002 20
2001 16

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