Nuveen California Dividend Advantage Municipal Fund 3 

IL

  SEC # 1137888

        

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340  SEC Filings   from  4/11/01  to  8/29/17  (None in the Past Year)

List All Filings	or	Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent
Most-Recent Filing:		‘N-PX’ — Annual Proxy Voting Report by an Investment Company — Form N-PX — for 6/30/17 — Filed as:  Filer / Offerer
New-Filing E-Mail:			Send me notifications of all Filings involving  Nuveen California Dividend Advantage Municipal Fund 3

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Forms , Documents & Exhibits  in  249 Filings  Filed as:  Filer / Offerer  or  Owner / Insider

        

Latest Filing			Type		Category	Description		Documents
8/29/17	OLD		N-PX		Proxy:		Annual Proxy Voting Reports by Investment Companies — Form N-PX  OLD	14
7/13/17	OLD		N-8F ORDR		SEC:		Application for an SEC Deregistration Order – ‘N-8F’ SEC Order  OLD	1
5/31/17	OLD		N-8F NTC		SEC:		Application for an SEC Deregistration Order – ‘N-8F’ SEC Notice  OLD	1
4/28/17	OLD		NSAR-B		Update:		Annual Reports by Investment Companies — Form N-SAR  OLD	18
4/20/17	OLD		N-8F		Registration:		Application for an SEC Deregistration Order by an Investment Company — Form N-8F  OLD	1
11/4/16	OLD		N-CSRS		Update:		Semi-Annual Certified Shareholder Reports by Investment Companies — Form N-CSR  OLD	13
10/28/16	OLD		NSAR-A		Update:		Semi-Annual Reports by Investment Companies — Form N-SAR  OLD	15
9/30/16	OLD		40-APP		Registration:		Applications for Exemption Orders and Other Relief by Investment Companies  OLD	9
8/31/16	OLD		40-17G		Update:		Fidelity Bonds for Investment Companies  OLD	38
8/5/16	OLD		8-K		Update:		Current Report — Form 8-K  OLD  — Press Releases & Conference Calls	1
					8-K Items:
8/5/16	OLD		Events:			•	Other Events — Item 8.01  OLD	1
7/29/16	OLD		N-Q		Update:		Quarterly Portfolio Holdings Schedules by Investment Companies — Form N-Q  OLD	24
7/13/16	OLD		CORRESP		Comment:		Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC	14
7/13/16	OLD		DEF 14A		Proxy:		Definitive Proxy Statements — Schedule 14A  OLD	17
6/29/16	OLD		PRE 14A		Proxy:		Preliminary Proxy Statements — Schedule 14A  OLD	8
5/5/16	OLD		N-CSR		Update:		Annual Certified Shareholder Reports by Investment Companies — Form N-CSR  OLD	14
7/3/14	OLD		DEFA14A		Proxy:		Definitive Additional Proxy Soliciting Materials — Schedule 14A  OLD	19
9/4/13	OLD		N-23C-2		Ownership:		Notices of Intentions to Call or Redeem Their Own Securities by Closed-End Investment Companies  OLD	7
6/2/11	OLD		497		Registration:		Definitive Materials  OLD	5
6/2/11	OLD		EFFECT		SEC:		SEC Notices of Effectiveness  OLD	3
5/31/11	OLD		N-2		Registration:		Registration Statements by Closed-End Investment Companies — Form N-2  OLD	12
5/27/11	OLD		8-A12B		Registration:		Registration Statements for Certain Classes of Securities — Form 8-A  OLD	4
4/19/11	OLD		CERTNYS		Trading:		Certifications by the NYSE Approving Listings — Form CERT  OLD	2
5/6/03	OLD		N-30D		Update:		Annual and Semi-Annual Reports Mailed to Shareholders by Investment Companies  OLD	3
10/17/01	OLD		AW		Registration:		Amendment Withdrawal Requests  OLD	3
9/27/01	OLD		N-2MEF		Registration:		Registration Statement to Add Securities to a Prior Form N-2 Registration  OLD	1
9/26/01	OLD		POS462B		Registration:		Post-Effective Amendment of a Registration Statement – Rule 462(b)  OLD	1
4/11/01	OLD		N-8A		Registration:		Notice of Registration by an Investment Company — Form N-8A  OLD	1
					Letters:
6/29/16	OLD		COVER		Comment-Response and Cover Letters to the SEC  [ a.k.a. CORRESP ]  OLD  — All Correspondence with the SEC			7
					Additional Exhibits:
4/28/17	OLD		EX-99  &  EX-99.*		Miscellaneous Exhibits, such as Press Releases  OLD  — Press Releases & Conference Calls — EX-99.*  Form-Specific Exhibits...  Form N-CSR:  51 Certifications — §302 – SOA’02;  27 Certifications — §906 – SOA’02 — Form N-SAR:  11 Accountants’ Reports re: Internal Controls;  1 Late-Filing Report — Reg. S-K – Item 405;  3 Legal Proceedings;  3 Letters re: Changes in Accountants;  7 Matters Submitted to Votes of Security Holders;  4 Other Disclosures;  2 Policies re: Security Investments;  1 Terms of New or Amended Securities;  1 Transaction Effected — Rule 10f-3 – ICA’40  (111 total)			305
					Graphics:
11/4/16	OLD		GRAPHIC		Photos, Images and Graphs  OLD			258

Forms , Documents & Exhibits  in  91 Filings  Filed re:  Issuer / Subject Company

        

        

Latest Filing			Type		Category	Description		Documents
11/7/16	OLD		25-NSE		Trading:		Notices by Securities Exchanges of the Removals from Listing and Registration of Matured, Redeemed and Retired Securities — Form 25  OLD	4
10/11/16	OLD		3		Ownership:		Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD	50
8/25/16	OLD		425		Registration:		Prospectuses and Communications – Mergers  OLD	3
1/28/16	OLD		SC 13G		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD	24
10/10/12	OLD		SC 13D		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD	3
7/11/11	OLD		4		Ownership:		Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD	5
					Letters:
5/12/11	OLD		LETTER		Comment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC			2
					General Exhibits:
7/8/16	OLD		EX-24		Powers of Attorney  OLD			25
					Additional Exhibits:
11/7/16	OLD		EX-99		Miscellaneous Exhibits, such as Press Releases  OLD			16
					Graphics:
8/25/16	OLD		GRAPHIC		Photos, Images and Graphs  OLD			2

        

Filings History

Year		# of Filings
2017		5
2016		24
2015		15
2014		18
2013		21
2012		16
2011		51
2010		27
2009		43
2008		19
2007		27
2006		11
2005		16
2004		13
2003		13
2002		6
2001		15