L&L Energy, Inc. 

WA

  SEC # 1137083

        

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No  Owner Relationships  (where the Issuers of the  L&L Energy, Inc.-owned  securities are...)

        

First  20  of  41  Issuer Relationships  (where the Owners of the  L&L Energy, Inc.  securities are...)

First		Latest Filing		Filing		Filer / Owner
8/15/13		2/14/14		SC 13G			Ironridge Global IV, Ltd.
11/13/12		1/2/14		4		WA	Datwani Mohan
10/2/09		11/4/13		4		WA	Lee Dickson V
		10/7/13		3		WA	Schaeffer James
8/24/11		10/7/13		4		WA	Peng Syd S.
9/7/12		10/3/13		4		WA	Yang Jingcai
12/29/10		10/2/13		4		WA	Fong Clayton
9/30/09		9/25/13		3		WA	Borich Joseph J
6/4/10		8/23/13		4		WA	Robinson Ian Grant
1/11/12		1/4/13		4		WA	Moy Edmund C.
3/28/11		9/27/12		4		WA	Mineta Norman
		9/7/12		3		WA	Datwani Mohan
		9/7/12		3		WA	Yang Jingcai
1/25/11		8/14/12		4		WA	Bracy Dennis
9/10/10		8/10/12		4		WA	Kiang Shirley Hsueh-wei
9/7/10		1/4/12		4		WA	Lee Robert W
5/12/11		8/24/11		4		CA	Leitch Andrew M
2/18/11		7/7/11		4		WA	Okun Robert
		7/5/11		3		WA	Peng Syd S.
1/26/11		5/13/11		3		WA	Moy Edmund C.
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First  20  of  27  Insider & Control Relationships  (Directors & Officers, Owners, Parent / Subs., et al.)

First		Latest Filing		Relationship		Registrant
9/7/12		1/2/14		Director		WA	Datwani Mohan
10/2/09		11/4/13		Director		WA	Lee Dickson V
10/2/09		11/4/13		Officer:  Chairman & CEO			"
9/3/08		11/4/13		10% Owner			"
7/5/11		10/7/13		Director		WA	Peng Syd S.
		10/7/13		Director		WA	Schaeffer James
9/7/12		10/3/13		Director		WA	Yang Jingcai
8/13/10		10/2/13		Officer:  Executive Vice President, US		WA	Fong Clayton
9/30/09		9/25/13		Director		WA	Borich Joseph J
8/25/11		8/23/13		Officer:  CFO		WA	Robinson Ian Grant
		5/1/13		Officer:  Vice Presidentof U.S.Operation		WA	Fong Clayton
11/7/12		5/1/13		Director			"
1/26/11		1/4/13		Officer:  VP of Corporate Infrastructure		WA	Moy Edmund C.
		11/5/12		Officer:  CEO		WA	Lee Dickson V
3/28/11		9/27/12		Director		WA	Mineta Norman
1/25/11		8/14/12		Director		WA	Bracy Dennis
9/23/09		8/10/12		Director		WA	Kiang Shirley Hsueh-wei
9/23/09		7/24/12		Director		WA	Robinson Ian Grant
		1/11/12		Director		WA	Moy Edmund C.
9/23/09		1/4/12		Director		WA	Lee Robert W
→Please Sign In to List all of them.

        

No  Joint-Filer Relationships  (Co-Filer Registrants:  Partners, Affiliates, et al.)

        

No  Group-Member Relationships  (Co-Filer Non-Registrants:  Partners, Affiliates, et al.)

        

Filing Agent Relationships  (SEC Filing Agents, Attorneys, Printers, et al. — Affiliates:  Directors & Officers, et al.)

7  Filing Agents and/or Registrants have submitted Filings for  L&L Energy, Inc.:

Latest Filing				Filing Agentª, Registrant or SEC — SEC #			Filings
		Type
3/5/19		REVOKED			No Filing Agent:  SEC-filed by SEC #7 — 9999999997		11
7/23/14		8-K			Securex Filings/FA — 1214659		1
5/30/14		8-K			No Filing Agent:  Self-filed — 1137083		55
9/21/11		8-K		NY	Toppan Merrill/FA — 1144204		4
8/23/11		DEFA14A		WA	Century Pacific Securities Inc./FA — 1168542		177
6/7/04		8-K		TX	Summit Financial Disclosure, LLC/FA — 1015402		6
2/8/02		10QSB		AZ	Ascot Chase Inc. — 1094595		8
Total:							262
__________  ª  Proprietary to SEC Info℠:  The SEC does not publish the names of SEC Filing Agents.