Phoenix Companies Inc./DE 

CT

  SEC # 1129633

        

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1,505  SEC Filings   from  2/9/01  to  2/9/17  (None in the Past Year)

List All Filings	or	Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent
Most-Recent Filing:		‘SC 13G/A’ — Amendment to Statement of Acquisition of Beneficial Ownership by a “Passive” Investor — Schedule 13G — Filed re:  Issuer / Subject Company — Filed by:  Dimensional Fund Advisors LP
New-Filing E-Mail:			Send me notifications of all Filings involving  Phoenix Companies Inc./DE

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Forms , Documents & Exhibits  in  502 Filings  Filed as:  Filer / Offerer  or  Owner / Insider

        

Latest Filing			Type		Category	Description		Documents
7/5/16	OLD		15-12B		Registration:		Certifications of Terminations of Registration of Classes of Securities — Form 15  OLD	2
6/24/16	OLD		25		Trading:		Notices by Issuers of the Removals from Listing and Registration on Securities Exchanges of Matured, Redeemed and Retired Securities — Form 25  OLD	2
6/20/16	OLD		S-8 POS		Registration:		Post-Effective Amendments of Form S-8 Registrations  OLD	4
6/20/16	OLD		8-K		Update:		Current Reports — Form 8-K  OLD  — Press Releases & Conference Calls	291
					8-K Items:
3/9/16	OLD		Business & Operations:			•	Entry into a Material Definitive Agreement — Item 1.01  OLD  — ↓‘EX-10’	26
3/13/09	OLD		"			•	Termination of a Material Definitive Agreement — Item 1.02  OLD  — ↓‘EX-10’	2
6/20/16	OLD		Financial Info:			•	Completion of Acquisition or Disposition of Assets — Item 2.01  OLD  — ↓‘EX-2’	1
5/10/16	OLD		"			•	Results of Operations and Financial Condition — Item 2.02  OLD	121
12/15/04	OLD		"			•	Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ↓‘EX-10’	2
6/20/16	OLD		Securities & Trading:			•	Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01  OLD	6
6/20/16	OLD		"			•	Material Modifications to Rights of Security Holders — Item 3.03  OLD  — ↓‘EX-4’	1
6/11/15	OLD		Accountants & Accounting:			•	Changes in Registrant’s Certifying Accountant — Item 4.01  OLD  — ↓‘EX-16’	1
2/6/15	OLD		"			•	Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review — Item 4.02  OLD	4
6/20/16	OLD		Governance & Management:			•	Changes in Control of Registrant — Item 5.01  OLD	1
6/20/16	OLD		"			•	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  OLD  — List of Directors & Officers	38
6/20/16	OLD		"			•	Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ↓‘EX-3’	4
3/9/16	OLD		"			•	Submission of Matters to a Vote of Security Holders — Item 5.07  OLD	10
6/14/16	OLD		Disclosures:			•	Regulation FD Disclosure — Item 7.01  OLD  — ↓‘EX-99’	40
6/14/16	OLD		Events:			•	Other Events — Item 8.01  OLD	34
6/20/16	OLD		Financials:			•	Financial Statements and Exhibits — Item 9.01  OLD	208
5/10/16	OLD		10-Q		Update:		Quarterly Reports — Form 10-Q  OLD  — Financial Reports	67
3/15/16	OLD		10-K		Update:		Annual Reports — Form 10-K  OLD  — Financial Reports	23
12/11/15	OLD		DEFA14A		Proxy:		Definitive Additional Proxy Soliciting Materials — Schedule 14A  OLD	24
11/17/15	OLD		DEFM14A		Proxy:		Definitive Proxy Statement – Merger or Acquisition — Schedule 14A  OLD	1
10/29/15	OLD		PREM14A		Proxy:		Preliminary Proxy Statement – Merger or Acquisition — Schedule 14A  OLD	1
7/23/15	OLD		11-K		Update:		Annual Reports by Employee Stock Purchase, Savings and Similar Plans — Form 11-K  OLD	15
4/9/15	OLD		ARS		Update:		Annual Reports to Security Holders  OLD	12
4/2/15	OLD		DEF 14A		Proxy:		Definitive Proxy Statements — Schedule 14A  OLD	13
2/6/15	OLD		NT 10-K		Update:		Notices of Late Filings of Form 10-K Annual Reports — Form 12b-25  OLD	4
1/9/15	OLD		D		Registration:		Notices of Exempt Offerings of Securities — Form D  OLD	5
11/10/14	OLD		CORRESP		Comment:		Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC	15
11/7/14	OLD		NT 10-Q		Update:		Notices of Late Filings of Form 10-Q Quarterly Reports — Form 12b-25  OLD	7
3/16/12	OLD		PRE 14A		Proxy:		Preliminary Proxy Statements — Schedule 14A  OLD	3
4/4/11	OLD		RW		Registration:		Registration Withdrawal Requests  OLD	2
6/16/09	OLD		S-3		Registration:		Registration Statements – Securities for Transactions — Form S-3  OLD	7
6/15/09	OLD		S-8		Registration:		Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  OLD	4
1/6/09	OLD		S-3ASR		Registration:		Automatic Shelf Registration Statement by a Well-Known Issuer — Form S-3  OLD	1
1/5/09	OLD		4		Ownership:		Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4  OLD	1
1/5/09	OLD		3		Ownership:		Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD	2
3/7/08	OLD		DEFC14A		Proxy:		Definitive Proxy Statement – Contested Solicitation — Schedule 14A  OLD	1
3/5/08	OLD		PRER14A		Proxy:		Preliminary Revised Proxy Soliciting Material — Schedule 14A  OLD	1
2/28/08	OLD		PREC14A		Proxy:		Preliminary Proxy Statement – Contested Solicitation — Schedule 14A  OLD	1
11/22/05	OLD		SC 13D		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD	2
11/10/05	OLD		424B5		Registration:		Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events  OLD	2
12/23/02	OLD		8-A12B		Registration:		Registration Statements for Certain Classes of Securities — Form 8-A  OLD	6
12/18/02	OLD		CERTNYS		Trading:		Certification by the NYSE Approving a Listing — Form CERT  OLD	1
12/17/02	OLD		424B4		Registration:		Prospectuses – Info Previously Omitted & New Facts or Events  OLD	2
11/12/02	OLD		424B1		Registration:		Prospectuses – Info Previously Omitted  OLD	2
8/2/02	OLD		13F-HR		Ownership:		Quarterly Holdings and Combination Reports by Money Managers — Form 13F  OLD	2
12/14/01	OLD		S-1		Registration:		Registration Statements (General Form) — Form S-1  OLD	8
					General Exhibits:
6/20/16	OLD		EX-3		Articles of Incorporation/Organization and Bylaws  OLD			11
3/15/16	OLD		EX-23		Consents of Experts and Counsel  OLD			34
3/15/16	OLD		EX-10		Material Contracts  OLD			202
3/15/16	OLD		EX-24		Powers of Attorney  OLD			16
3/15/16	OLD		EX-21		Subsidiaries Lists  OLD			13
3/9/16	OLD		EX-4		Instruments, Including Indentures, Defining the Rights of Security Holders  OLD			23
9/29/15	OLD		EX-2		Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD			3
6/16/09	OLD		EX-25		Statements of Eligibility to Act as a Trustee — Forms T-1 & T-2  OLD			7
6/15/09	OLD		EX-5		Opinions of Counsel re: Legality  OLD			10
9/12/05	OLD		EX-8		Opinion of Counsel re: Tax Matters  OLD			1
7/31/03	OLD		EX-1		Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD			7
					Additional Exhibits:
6/20/16	OLD		EX-99		Miscellaneous Exhibits, such as Press Releases  OLD  — Press Releases & Conference Calls			313
					Financials:
5/10/16	OLD		EX-12		Statements re: Computations of Ratios  OLD			51
5/10/16	OLD		EX-31		Certifications — §302 – SOA’02  OLD			90
5/10/16	OLD		EX-32		Certifications — §906 – SOA’02  OLD			45
5/10/16	OLD		XML  &  R#		IDEA Financial Reports Info  OLD  — Financial Reports			2,002
5/10/16	OLD		EXCEL		IDEA Workbooks of Financial Reports Info  OLD  — Workbooks of Financial Reports			31
5/10/16	OLD		EX-101.*		XBRL Data  (XBRL Files)  OLD			120
5/10/16	OLD		ZIP		XBRL Zipped Folders   (Folders of XBRL Files)  OLD			20
6/11/15	OLD		EX-16		Letter re: a Change in Accountant  OLD			1
8/11/08	OLD		EX-18		Letter re: a Change in Accounting Principles or Practices  OLD			1
					Graphics:
6/20/16	OLD		GRAPHIC		Photos, Images and Graphs  OLD			1,404

Forms , Documents & Exhibits  in  1,005 Filings  Filed re:  Issuer / Subject Company

        

        

Latest Filing			Type		Category	Description		Documents
2/9/17	OLD		SC 13G		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD	51
6/22/16	OLD		4		Ownership:		Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD	869
6/21/16	OLD		25-NSE		Trading:		Notice by a Securities Exchange of the Removal from Listing and Registration of Matured, Redeemed or Retired Securities — Form 25  OLD	1
1/6/16	OLD		SC 13D		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD	9
7/17/15	OLD		3		Ownership:		Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD	30
4/16/08	OLD		DFAN14A		Proxy:		Definitive Additional Non-Management Proxy Soliciting Materials — Schedule 14A  OLD	22
3/18/08	OLD		DEFN14A		Proxy:		Definitive Non-Management Proxy Statement — Schedule 14A  OLD	1
3/17/08	OLD		PRRN14A		Proxy:		Preliminary Revised Non-Management Proxy Soliciting Materials – Contested Solicitations and Other Situations — Schedule 14A  OLD	2
3/17/08	OLD		CORRESP		Comment:		Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC	3
3/7/08	OLD		DEFC14A		Proxy:		Definitive Proxy Statement – Contested Solicitation — Schedule 14A  OLD	1
3/7/08	OLD		PREN14A		Proxy:		Preliminary Non-Management Proxy Statement — Schedule 14A  OLD	1
2/28/08	OLD		PREC14A		Proxy:		Preliminary Proxy Statement – Contested Solicitation — Schedule 14A  OLD	1
					Letters:
11/24/14	OLD		LETTER		Comment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC			17
					General Exhibits:
7/17/15	OLD		EX-24		Powers of Attorney  OLD			48
					Additional Exhibits:
6/21/16	OLD		EX-99		Miscellaneous Exhibits, such as Press Releases  OLD			30
					Graphics:
4/14/08	OLD		GRAPHIC		Photos, Images and Graphs  OLD			140

        

Filings History

Year		# of Filings
2017		1
2016		54
2015		95
2014		102
2013		77
2012		83
2011		93
2010		83
2009		195
2008		176
2007		105
2006		104
2005		106
2004		93
2003		85
2002		34
2001		19