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Response Genetics Inc. 
 CA
  SEC # 1124608


        
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480  SEC Filings
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  from  12/20/06  to  2/16/16  (None in the Past Year)

  List All Filings  or
  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘SC 13G/A’ — Amendment to Statement of Acquisition of Beneficial Ownership by a “Passive” Investor — Schedule 13G — Filed re:  Issuer / Subject Company — Filed by:  12 West Capital Management LP 
 
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notifications of all
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Filings
involving  Response Genetics Inc. 

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Forms
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, Documents
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& Exhibits
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 in  204 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
10/13/15 OLD8-KUpdate:  Current Reports — Form 8-K  OLD  — Press Releases
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& Conference Calls
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86

8-K Items: 
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8/11/15 OLD
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  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01  OLD  — ‘EX-10’
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20
8/11/15 OLD"Bankruptcy or Receivership — Item 1.03  OLD 1
10/13/15 OLD
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  Financial Info: 
Completion of Acquisition or Disposition of Assets — Item 2.01  OLD 2
5/14/15 OLD"Results of Operations and Financial Condition — Item 2.02  OLD 20
8/11/15 OLD"Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ‘EX-10’
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6
2/13/09 OLD"Cost Associated with Exit or Disposal Activities — Item 2.05  OLD 1
8/25/15 OLD
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  Securities & Trading: 
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01  OLD 8
9/19/12 OLD"Unregistered Sales of Equity Securities — Item 3.02  OLD  — ‘EX-1’
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5
7/17/09 OLD
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  Accountants & Accounting: 
Changes in Registrant’s Certifying Accountant — Item 4.01  OLD  — ‘EX-16’
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1
10/13/15 OLD
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  Governance & Management: 
Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  OLD  — List of Directors & Officers
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24
7/15/14 OLD"Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ‘EX-3’
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2
7/11/14 OLD"Submission of Matters to a Vote of Security Holders — Item 5.07  OLD 3
12/1/10 OLD
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  Disclosures: 
Regulation FD Disclosure — Item 7.01  OLD  — ‘EX-99’
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1
10/13/15 OLD
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  Events: 
Other Events — Item 8.01  OLD 16
8/11/15 OLD
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  Financials: 
Financial Statements and Exhibits — Item 9.01  OLD 62

5/15/15 OLD10-QUpdate:  Quarterly Reports — Form 10-Q  OLD  — Financial Reports
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22
3/31/15 OLD10-KUpdate:  Annual Reports — Form 10-K  OLD  — Financial Reports
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11
2/2/15 OLDCT ORDERSEC:  SEC Confidential Treatment Orders  OLD 5
8/22/14 OLDEFFECTSEC:  SEC Notices of Effectiveness  OLD 9
8/12/14 OLDS-3Registration:  Registration Statements – Securities for Transactions — Form S-3  OLD 11
5/27/14 OLDDEFA14AProxy:  Definitive Additional Proxy Soliciting Materials — Schedule 14A  OLD 14
5/27/14 OLDDEF 14AProxy:  Definitive Proxy Statements — Schedule 14A  OLD 8
12/13/13 OLD424B5Registration:  Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events  OLD 5
12/12/13 OLDFWPRegistration:  Prospectuses – Free Writing  OLD 2
9/30/13 OLDCORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC
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8
11/13/12 OLD424B3Registration:  Prospectuses – New Facts or Events  OLD 6
4/2/12 OLDNT 10-KUpdate:  Notices of Late Filings of Form 10-K Annual Reports — Form 12b-25  OLD 2
8/12/10 OLDPRER14AProxy:  Preliminary Revised Proxy Soliciting Materials — Schedule 14A  OLD 2
7/20/10 OLDPREC14AProxy:  Preliminary Proxy Statement – Contested Solicitation — Schedule 14A  OLD 1
7/2/10 OLDS-8Registration:  Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  OLD 2
8/14/09 OLDNT 10-QUpdate:  Notice of a Late Filing of a Form 10-Q Quarterly Report — Form 12b-25  OLD 1
5/30/08 OLDARSUpdate:  Annual Report to Security Holders  OLD 1
4/29/08 OLD10KSBUpdate:  Annual and Annual-Transition Reports by Small Businesses (Optional Form) — Form 10-KSB  OLD 2
11/14/07 OLD10QSBUpdate:  Quarterly and Quarterly-Transition Reports by Small Businesses (Optional Form) — Form 10-QSB  OLD 2
6/6/07 OLD424B4Registration:  Prospectus – Info Previously Omitted & New Facts or Events  OLD 1
6/6/07 OLDCERTNASTrading:  Certification by the Nasdaq Stock Market Approving a Listing — Form CERT  OLD 1
6/4/07 OLDSB-2Registration:  Registration Statements by Small-Business Issuers (Optional Form) — Form SB-2  OLD 5
6/1/07 OLD8-A12BRegistration:  Registration Statement for a Class of Securities — Form 8-A  OLD 1

General Exhibits: 
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8/11/15 OLDEX-10Material Contracts  OLD 63
3/31/15 OLDEX-23Consents of Experts and Counsel  OLD 28
8/12/14 OLDEX-5Opinions of Counsel re: Legality  OLD 15
7/15/14 OLDEX-3Articles of Incorporation/Organization and Bylaws  OLD 6
12/13/13 OLDEX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD 4
7/19/10 OLDEX-4Instruments, Including Indentures, Defining the Rights of Security Holders  OLD 3
5/31/07 OLDEX-14Code of Ethics  OLD 1
3/15/07 OLDEX-21Subsidiaries List  OLD 1

Additional Exhibits: 
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5/14/15 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD  — Press Releases
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& Conference Calls
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47

Financials: 
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5/15/15 OLDEX-31Certifications — §302 – SOA’02  OLD 73
5/15/15 OLDEX-32Certifications — §906 – SOA’02  OLD 37
5/15/15 OLDXML  &  R#IDEA Financial Reports Info  OLD  — Financial Reports
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807
5/15/15 OLDEXCELIDEA Workbooks of Financial Reports Info  OLD  — Workbooks of Financial Reports
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23
5/15/15 OLDEX-101.*XBRL Data  (XBRL Files)  OLD 96
5/15/15 OLDZIPXBRL Zipped Folders
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  (Folders of XBRL Files)  OLD 
16
7/17/09 OLDEX-16Letter re: a Change in Accountant  OLD 1

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1/29/15 OLDGRAPHICPhotos, Images and Graphs  OLD 591


Forms
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, Documents
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& Exhibits
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 in  279 Filings
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 Filed re:  Issuer / Subject Company


        

        
Latest Filing  Type    Category    Description        Documents
     
2/16/16 OLDSC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD 40
11/20/15 OLD4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD 162
8/27/15 OLD25-NSETrading:  Notice by a Securities Exchange of the Removal from Listing and Registration of Matured, Redeemed or Retired Securities — Form 25  OLD 1
4/13/15 OLD3Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD 40
4/4/14 OLDSC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD 16
12/12/13 OLDFWPRegistration:  Prospectuses – Free Writing  OLD 2
3/7/12 OLD5Ownership:  Annual Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 5  OLD 3
9/8/10 OLDDFAN14AProxy:  Definitive Additional Non-Management Proxy Soliciting Materials — Schedule 14A  OLD 4
8/16/10 OLDDEFC14AProxy:  Definitive Proxy Statement – Contested Solicitation — Schedule 14A  OLD 1
7/28/10 OLDPRRN14AProxy:  Preliminary Revised Non-Management Proxy Soliciting Materials – Contested Solicitations and Other Situations — Schedule 14A  OLD 2
7/20/10 OLDPREC14AProxy:  Preliminary Proxy Statements – Contested Solicitations — Schedule 14A  OLD 2

Letters: 
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10/16/13 OLDLETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC6

General Exhibits: 
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11/29/13 OLDEX-24Powers of Attorney  OLD 47
6/15/10 OLDEX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD 2
3/10/10 OLDEX-3Articles of Incorporation/Organization or Bylaws  OLD 1
3/10/10 OLDEX-2Plan of Acquisition, Reorganization, Arrangement, Liquidation or Succession  OLD 1

Additional Exhibits: 
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8/27/15 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD 16

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12/12/13 OLDGRAPHICPhotos, Images and Graphs  OLD 60


        

Filings History

Year    # of Filings
In descending order
2016 2
2015 27
2014 37
2013 47
2012 84
2011 49
2010 100
2009 54
2008 33
2007 46
2006 1

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