SMTC Corp.    SEC # 1108320

        

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No  Owner Relationships  (where the Issuers of the  SMTC Corp.-owned  securities are...)

        

First  20  of  71  Issuer Relationships  (where the Owners of the  SMTC Corp.  securities are...)

First		Latest Filing		Filing		Filer / Owner
5/20/13		4/7/21		4		NY	Waterfield John Randall
6/17/11		4/6/21		4		GA	Bailey Clarke H
8/9/17		4/6/21		4		CA	Fitzgerald Richard E
1/8/08		4/6/21		4		FL	Red Oak Partners, LLC
1/8/08		4/6/21		4		FL	Sandberg David
2/22/17		4/6/21		4			Smith Edward J
12/14/15		4/6/21		4		NJ	Wasserman Frederick Gerald
3/15/18		4/6/21		4			Waszak Steven M
		4/5/21		25-NSE		NY	Nasdaq Stock Market LLC [ formerly The Nasdaq Stock Market LLC ]
		1/13/21		SC 13D		FL	EMS Silver Inc.
4/1/08		6/27/19		SC 13D		FL	Red Oak Partners, LLC
		3/15/18		3			Waszak Steven M
2/14/17		2/14/18		4		CA	Dunfield Roger
		6/5/17		3		CA	Fitzgerald Richard E
		2/22/17		3			Smith Edward J
1/10/14		1/6/17		4		CA	Dhiman Sushil
3/4/16		3/7/16		3		CA	Dunfield Roger
8/20/13		5/12/15		SC 13D		NY	Wynnefield Partners Small Cap Value LP I
8/14/13		5/11/15		4		NJ	Silber Lawrence Harris
		2/4/15		3		GA	Bailey Clarke H
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First  20  of  50  Insider & Control Relationships  (Directors & Officers, Owners, Parent / Subs., et al.)

First		Latest Filing		Relationship		Registrant
4/25/12		4/7/21		Director		NY	Waterfield John Randall
6/17/11		4/6/21		Director		GA	Bailey Clarke H
8/9/17		4/6/21		Officer:  COO		CA	Fitzgerald Richard E
1/8/08		4/6/21		10% Owner		FL	Red Oak Partners, LLC
5/25/10		4/6/21		Director		FL	Sandberg David
1/8/08		4/6/21		10% Owner			"
5/17/17		4/6/21		Officer:  President & CEO			Smith Edward J
2/22/17		4/6/21		Director			"
2/4/15		4/6/21		Director		NJ	Wasserman Frederick Gerald
12/6/18		4/6/21		Officer:  CFO			Waszak Steven M
		3/15/18		Officer:  Chief Financial Officer			"
5/17/17		2/14/18		Officer:  Chief Financial Officer		CA	Dunfield Roger
		6/5/17		Officer:  Chief Operating Officer		CA	Fitzgerald Richard E
		2/22/17		Officer:  Interim President & CEO			Smith Edward J
3/4/16		2/14/17		Officer:  CFO		CA	Dunfield Roger
5/8/14		1/6/17		Officer:  President & CEO		CA	Dhiman Sushil
5/7/14		1/6/17		Director			"
1/9/14		8/16/16		Officer:  Chief Executive Officer			"
		6/8/15		Director		FL	Red Oak Partners, LLC
10/25/12		5/11/15		Director		NJ	Silber Lawrence Harris
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No  Joint-Filer Relationships  (Co-Filer Registrants:  Partners, Affiliates, et al.)

        

No  Group-Member Relationships  (Co-Filer Non-Registrants:  Partners, Affiliates, et al.)

        

Filing Agent Relationships  (SEC Filing Agents, Attorneys, Printers, et al. — Affiliates:  Directors & Officers, et al.)

11  Filing Agents and/or Registrants have submitted Filings for  SMTC Corp.:

Latest Filing				Filing Agentª, Registrant or SEC — SEC #			Filings
		Type
4/15/21		15-12G		NY	Donnelley Financial Solutions/FA — 1193125		174
4/8/21		EFFECT			No Filing Agent:  SEC-filed by SEC #5 — 9999999995		11
4/6/21		S-8 POS		TX	ActiveDisclosure/FA — 1564590		30
1/12/21		D		IL	DONNELLEY FINANCIAL SOLUTIONS File16/FA — 1209191		1
5/7/20		8-K		CA	Globenewswire Inc./FA — 1171843		100
5/7/20		10-Q		VA	RDG Filings/FA — 1437749		94
5/24/19		424B5		TX	Toppan Merrill/FA — 1104659		2
5/24/19		424B2		MN	Toppan Merrill-FA — 1047469		1
10/8/10		8-K		FL	Red Oak Partners, LLC — 1325533		1
6/11/09		ARS			No Filing Agent:  SEC-filed by SEC #7 — 9999999997		5
5/14/03		10-Q		MA	Donnelley Financial Solutions 07/FA — 927016		38
Total:							457
__________  ª  Proprietary to SEC Info℠:  The SEC does not publish the names of SEC Filing Agents.