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Quasar Distributors, LLC
ME
SEC # 1104979
68 Related Registrants:
More than a Year ago:
F/M Investments LLC — 2/28/23 — SEC # 1834499
RBB Fund Trust — 2/28/23 — SEC # 1618627
RBB Fund, Inc. — 2/28/23 — SEC # 831114
Summit Global Investments — 11/28/22 — SEC # 1697953
Hennessy Advisors Inc. — 11/15/22 — SEC # 1145255
Hennessy Funds Trust — 11/15/22 — SEC # 891944
Core Alternative Capital — 9/23/19 — SEC # 1776878
Listed Funds Trust — 9/23/19 — SEC # 1683471
ETF Series Solutions — 6/19/19 — SEC # 1540305
Nationwide Fund Advisors — 6/19/19 — SEC # 1097218
Wahed Invest LLC — 5/7/19 — SEC # 1763146
M-CAM International LLC — 4/1/19 — SEC # 1763335
Advisors Series Trust — 3/1/19 — SEC # 1027596
O’Shaughnessy Asset Management, LLC — 3/1/19 — SEC # 1423442
Tigershares Trust — 11/29/18 — SEC # 1743019
Wealthn LLC — 11/29/18 — SEC # 1742413
Hoya Capital Real Estate, LLC — 10/29/18 — SEC # 1756985
RYZZ Capital Management LLC — 10/4/18 — SEC # 1754919
Acquirers Funds, LLC — 9/17/18 — SEC # 1753220
Distillate Capital Partners LLC — 8/29/18 — SEC # 1741001
Beyond Advisors IC — 8/2/18 — SEC # 1748860
CUSHING ASSET MANAGEMENT, LP dba NXG INVESTMENT MANAGEMENT — 7/25/18 — SEC # 1329375
Cushing ETF Trust — 7/25/18 — SEC # 1742910
Defiance ETFs, LLC — 6/19/18 — SEC # 1732541
Salt Financial, LLC — 11/29/17 — SEC # 1723585
Motley Fool Asset Management LLC — 11/14/17 — SEC # 1512814
Vest Financial, LLC — 11/2/17 — SEC # 1709632
Managed Portfolio Series — 10/12/17 — SEC # 1511699
Reinhart Partners, LLC. — 10/12/17 — SEC # 1080298
Innovator Capital Management, LLC — 9/8/17 — SEC # 1708237
Innovator ETFs Trust — 9/8/17 — SEC # 1415726
Whitford Asset Management LLC — 8/29/17 — SEC # 1714122
Validea Capital Management, LLC. — 7/27/17 — SEC # 1610896
SL Advisors, LLC — 7/20/17 — SEC # 1680365
Change Finance, PBC — 7/12/17 — SEC # 1694144
Parker Global Strategies, LLC — 2/9/17 — SEC # 1688111
ClearShares, LLC — 1/24/17 — SEC # 1695669
StrongVest ETF Trust — 1/12/17 — SEC # 1684381
StrongVest Global Advisors, LLC — 1/12/17 — SEC # 1684345
EA Series Trust — 10/7/16 — SEC # 1592900
Empowered Funds, LLC — 10/7/16 — SEC # 1592828
SerenityShares Investments LLC — 9/1/16 — SEC # 1671851
CSat Investment Advisory, L.P. — 5/11/16 — SEC # 1483801
Destra Capital Advisors LLC — 4/28/16 — SEC # 1597850
Aptus Capital Advisors, LLC — 3/23/16 — SEC # 1664193
Premise Capital, LLC — 1/22/16 — SEC # 1599974
Innovator Management LLC — 12/3/15 — SEC # 1599368
AlphaClone, Inc. — 8/18/15 — SEC # 1642938
ETF Labs Trust — 7/2/15 — SEC # 1643961
ETF Managers Group, LLC — 7/2/15 — SEC # 1645173
ETF Managers Trust — 7/2/15 — SEC # 1467831
Factor Advisors, LLC — 7/2/15 — SEC # 1480384
FFI Advisors, LLC — 5/20/15 — SEC # 1638601
Victory Capital Management Inc. — 1/26/15 — SEC # 1040188
Victory Capital Services, Inc. — 1/26/15 — SEC # 929191
Victory Portfolios — 1/26/15 — SEC # 802716
Victory Portfolios II — 1/26/15 — SEC # 1547580
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Compass Efficient Model Portfolios, LLC — 12/31/14 — SEC # 1455005
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Exchange Listed Funds Trust — 7/15/13 — SEC # 1547950
Exchange Traded Concepts Trust — 7/15/13 — SEC # 1452937
Exchange Traded Concepts, LLC — 7/15/13 — SEC # 1457320
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Sei Investments Distribution Co./PA — 7/15/13 — SEC # 732126
Radiance Asset Management, LLC — 11/2/12 — SEC # 1548581
Radiance ETF Trust — 11/2/12 — SEC # 1548049
US Bancorp Fund Services LLC — 11/2/12 — SEC # 894189
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Registrant
About
Filings
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Topics
Web
143 SEC Filings
from 3/1/02 to 3/13/24
(
7 Weeks Ago
)
List All Filings
or
Filer / Offerer
Owner / Insider
Issuer / Subject Company
Filing Agent
Most-Recent Filing:
‘FOCUSN’ — Annual Audit Report on a Financial Report [ a.k.a. FOCUS Report ] by a Broker or Dealer — for 12/31/23
—
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Quasar Distributors, LLC
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Forms
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143 Filings
Filed as:
Filer / Offerer
or
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Latest Filing
Type
Category
Description
Documents
3/13/24
FOCUSN
Update:
Annual Audit Reports on Financial Reports [ a.k.a. FOCUS Reports ] by Brokers and Dealers
13
2/29/24
X-17A-5
Update:
Annual Financial Reports [ a.k.a. FOCUS Reports ] by Brokers and Dealers
—
Form X-17A-5
23
2/28/23
OLD
40-APP
Registration:
Applications for Exemption Orders and Other Relief by Investment Companies
OLD
104
6/22/22
OLD
APP WD
Registration:
Withdrawals of Applications for Exemption Orders and Other Relief
OLD
2
9/8/17
OLD
CORRESP
Comment:
Comment-Response and Other Letters to the SEC
[ a.k.a. COVER ]
OLD
—
All Correspondence with the SEC
2
4/28/16
OLD
AW WD
Registration:
Amendment Withdrawal Requests – Withdraw Duplicates
OLD
2
2/25/15
OLD
APP ORDR
SEC:
Application for an SEC Exemption Order – ‘40-APP’ SEC Order
OLD
1
1/29/15
OLD
APP NTC
SEC:
Application for an SEC Exemption Order – ‘40-APP’ SEC Notice
OLD
1
Graphics:
11/3/22
OLD
GRAPHIC
Photos, Images and Graphs
OLD
24
No Forms
nor
Documents
Filed re:
Issuer / Subject Company
Filings History
Year
# of Filings
2024
2
2023
2
2022
15
2021
2
2020
2
2019
7
2018
15
2017
27
2016
14
2015
13
2014
8
2013
6
2012
14
2011
1
2010
1
2009
1
2008
2
2007
2
2006
2
2005
2
2004
2
2003
2
2002
1
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