Caspian Services Inc. 

UT

  SEC # 1093430

        

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303  SEC Filings   from  9/9/99  to  8/26/16  (None in the Past Year)

List All Filings	or	Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent
Most-Recent Filing:		‘15-12G’ — Certification of a Termination of Registration of a Class of Securities — Form 15 — Filed as:  Filer / Offerer
New-Filing E-Mail:			Send me notifications of all Filings involving  Caspian Services Inc.

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Forms , Documents & Exhibits  in  195 Filings  Filed as:  Filer / Offerer  or  Owner / Insider

        

Latest Filing			Type		Category	Description		Documents
8/26/16	OLD		15-12G		Registration:		Certification of a Termination of Registration of a Class of Securities — Form 15  OLD	1
8/15/16	OLD		10-Q		Update:		Quarterly Reports — Form 10-Q  OLD  — Financial Reports	32
8/9/16	OLD		8-K		Update:		Current Reports — Form 8-K  OLD  — Press Releases & Conference Calls	58
					8-K Items:
8/9/16	OLD		Business & Operations:			•	Entry into a Material Definitive Agreement — Item 1.01  OLD  — ↓‘EX-10’	21
11/17/05	OLD		Financial Info:			•	Completion of Acquisition or Disposition of Assets — Item 2.01  OLD  — ↓‘EX-2’	1
8/16/07	OLD		"			•	Results of Operations and Financial Condition — Item 2.02  OLD  — Financial Reports	1
8/12/14	OLD		"			•	Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ↓‘EX-10’	6
10/6/11	OLD		Securities & Trading:			•	Unregistered Sales of Equity Securities — Item 3.02  OLD	9
9/24/15	OLD		Accountants & Accounting:			•	Changes in Registrant’s Certifying Accountant — Item 4.01  OLD  — ↓‘EX-16’	3
8/9/11	OLD		Governance & Management:			•	Changes in Control of Registrant — Item 5.01  OLD	1
8/9/16	OLD		"			•	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  OLD  — ↓‘EX-17’  — List of Directors & Officers	21
3/22/13	OLD		"			•	Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ↓‘EX-3’	5
5/2/13	OLD		"			•	Submission of Matters to a Vote of Security Holders — Item 5.07  OLD	1
8/16/07	OLD		Disclosures:			•	Regulation FD Disclosure — Item 7.01  OLD  — ↓‘EX-99’	4
8/9/11	OLD		Events:			•	Other Events — Item 8.01  OLD	6
8/9/16	OLD		Financials:			•	Financial Statements and Exhibits — Item 9.01  OLD  — Financial Reports	38
5/17/16	OLD		NT 10-Q		Update:		Notices of Late Filings of Form 10-Q Quarterly Reports — Form 12b-25  OLD	28
1/13/16	OLD		10-K		Update:		Annual Reports — Form 10-K  OLD  — Financial Reports	10
12/29/15	OLD		NT 10-K		Update:		Notices of Late Filings of Form 10-K Annual Reports — Form 12b-25  OLD	13
3/22/13	OLD		DEF 14A		Proxy:		Definitive Proxy Statements — Schedule 14A  OLD	2
3/11/13	OLD		PRE 14A		Proxy:		Preliminary Proxy Statements — Schedule 14A  OLD	2
1/30/07	OLD		10KSB		Update:		Annual and Annual-Transition Reports by Small Businesses (Optional Form) — Form 10-KSB  OLD	8
10/27/06	OLD		CORRESP		Comment:		Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC	3
8/14/06	OLD		10QSB		Update:		Quarterly and Quarterly-Transition Reports by Small Businesses (Optional Form) — Form 10-QSB  OLD	19
6/14/05	OLD		PRER14A		Proxy:		Preliminary Revised Proxy Soliciting Material — Schedule 14A  OLD	1
3/16/05	OLD		REGDEX		Registration:		Notice of an Exempt Offering of Securities — Form D  OLD	1
7/10/03	OLD		DEF 14C		Proxy:		Definitive Proxy Info Statement — Schedule 14C  OLD	1
6/30/03	OLD		PRER14C		Proxy:		Preliminary Revised Proxy Info Statement — Schedule 14C  OLD	1
6/2/03	OLD		PRE 14C		Proxy:		Preliminary Proxy Info Statement — Schedule 14C  OLD	1
5/7/02	OLD		DEFM14A		Proxy:		Definitive Proxy Statement – Merger or Acquisition — Schedule 14A  OLD	1
4/26/02	OLD		PREM14A		Proxy:		Preliminary Proxy Statement – Merger or Acquisition — Schedule 14A  OLD	1
1/30/02	OLD		S-8 POS		Registration:		Post-Effective Amendment of a Form S-8 Registration  OLD	1
1/29/02	OLD		S-8		Registration:		Registration Statement – Securities for an Employee Benefit Plan — Form S-8  OLD	1
11/21/01	OLD		10SB12G		Registration:		Registration Statements by Small-Business Issuers — Form 10-SB  OLD	2
11/15/01	OLD		POS AM		Registration:		Post-Effective Amendment of a Registration Statement  OLD	1
10/2/01	OLD		8-A12G		Registration:		Registration Statement for a Class of Securities — Form 8-A  OLD	1
10/3/00	OLD		SB-1		Registration:		Registration Statements by Small-Business Issuers (Optional Form) — Form SB-1  OLD	7
					General Exhibits:
8/9/16	OLD		EX-10		Material Contracts  OLD			70
4/5/16	OLD		EX-17		Correspondence re: Departures of Directors  OLD			3
1/13/16	OLD		EX-21		Subsidiaries Lists  OLD			15
5/15/13	OLD		EX-3		Articles of Incorporation/Organization and Bylaws  OLD			5
8/13/12	OLD		EX-25		Statement of Eligibility to Act as a Trustee  OLD			1
1/13/12	OLD		EX-4		Instruments, Including Indentures, Defining the Rights of Security Holders  OLD			8
1/12/06	OLD		EX-14		Codes of Ethics  OLD			3
6/10/04	OLD		EX-2		Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD			4
1/30/02	OLD		EX-23		Consents of Experts and Counsel  OLD			2
1/30/02	OLD		EX-5		Opinions of Counsel re: Legality  OLD			2
9/9/99	OLD		EX-6		Opinion of Counsel re: Discount on Capital Shares  OLD			1
					Additional Exhibits:
11/17/08	OLD		EX-99		Miscellaneous Exhibits, such as Press Releases  OLD  — Press Releases & Conference Calls			16
					Financials:
8/15/16	OLD		EX-31		Certifications — §302 – SOA’02  OLD			110
8/15/16	OLD		EX-32		Certifications — §906 – SOA’02  OLD			96
8/15/16	OLD		XML  &  R#		IDEA Financial Reports Info  OLD  — Financial Reports			726
8/15/16	OLD		EXCEL		IDEA Workbooks of Financial Reports Info  OLD  — Workbooks of Financial Reports			28
8/15/16	OLD		EX-101.*		XBRL Data  (XBRL Files)  OLD			126
8/15/16	OLD		ZIP		XBRL Zipped Folders   (Folders of XBRL Files)  OLD			21
9/24/15	OLD		EX-16		Letters re: Changes in Accountants  OLD			3
10/3/00	OLD		EX-27		Financial Data Schedules {Pre-XBRL}  OLD  — Financial Reports			5
9/26/00	OLD		EX-11		Statements re: Computations of Earnings Per Share  OLD			3
9/9/99	OLD		EX-12		Statement re: the Computation of Ratios  OLD			1
					Graphics:
1/13/16	OLD		GRAPHIC		Photos, Images and Graphs  OLD			146

Forms , Documents & Exhibits  in  108 Filings  Filed re:  Issuer / Subject Company

        

        

Latest Filing			Type		Category	Description		Documents
11/23/15	OLD		3		Ownership:		Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD	19
11/23/15	OLD		SC 13D		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD	40
1/9/12	OLD		4		Ownership:		Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD	35
2/16/10	OLD		SC 13G		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD	4
1/7/05	OLD		5		Ownership:		Annual Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 5  OLD	8
					Letters:
1/19/07	OLD		LETTER		Comment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC			2
					General Exhibits:
11/23/15	OLD		EX-14		Code of Ethics  OLD			1
10/17/11	OLD		EX-1		Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD			5
8/3/10	OLD		EX-2		Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD			8
4/25/06	OLD		EX-3		Articles of Incorporation/Organization and Bylaws  OLD			2
4/25/06	OLD		EX-4		Instruments, Including Indentures, Defining the Rights of Security Holders  OLD			2
					Additional Exhibits:
8/6/07	OLD		EX-99		Miscellaneous Exhibits, such as Press Releases  OLD			6
					Graphics:
11/23/15	OLD		GRAPHIC		Photos, Images and Graphs  OLD			36

        

Filings History

Year		# of Filings
2016		10
2015		13
2014		11
2013		14
2012		10
2011		16
2010		18
2009		15
2008		26
2007		19
2006		16
2005		25
2004		38
2003		30
2002		26
2001		9
2000		6
1999		1