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Nuo Therapeutics, Inc. 
 TX
  SEC # 1091596


        
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1,093  SEC Filings
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  from  12/10/99  to  4/19/24  (2 Weeks Ago)

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  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘10-K’ — Annual Report — Form 10-K — for 12/31/23 — Filed as:  Filer / Offerer 
 
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notifications of all
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Filings
involving  Nuo Therapeutics, Inc. 

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Forms
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, Documents
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& Exhibits
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 in  596 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
4/19/24 New Document this Past Month!10-KUpdate:  Annual Reports — Form 10-K  New Document this Past Month!  — Financial Reports
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24
4/16/24 New Document this Past Month!8-KUpdate:  Current Reports — Form 8-K  New Document this Past Month!  — Press Releases
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& Conference Calls
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 — Financial Reports
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199

8-K Items: 
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12/20/23
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  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01 — ‘EX-10’
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55
5/10/16 OLD"Termination of a Material Definitive Agreement — Item 1.02  OLD  — ‘EX-10’
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4
4/28/16 OLD"Bankruptcy or Receivership — Item 1.03  OLD  — ‘EX-2’
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4
2/9/12 OLD
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  Financial Info: 
Completion of Acquisition or Disposition of Assets — Item 2.01  OLD  — ‘EX-2’
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2
11/12/15 OLD"Results of Operations and Financial Condition — Item 2.02  OLD  — Financial Reports
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7
12/12/19 OLD"Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ‘EX-10’
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11
1/12/16 OLD"Cost Associated with Exit or Disposal Activities — Item 2.05  OLD  — ‘EX-2’
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3
1/21/11 OLD
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  Securities & Trading: 
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01  OLD 3
12/20/23"Unregistered Sales of Equity Securities — Item 3.0225
5/10/16 OLD"Material Modifications to Rights of Security Holders — Item 3.03  OLD  — ‘EX-4’
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2
8/10/18 OLD
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  Accountants & Accounting: 
Changes in Registrant’s Certifying Accountant — Item 4.01  OLD  — ‘EX-16’
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6
1/6/11 OLD"Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review — Item 4.02  OLD 2
5/10/16 OLD
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  Governance & Management: 
Changes in Control of Registrant — Item 5.01  OLD 1
1/3/19 OLD"Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  OLD  — List of Directors & Officers
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36
9/5/18 OLD"Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ‘EX-3’
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9
5/21/12 OLD"Amendments to the Registrant’s Code of Ethics, or Waiver of a Provision of the Code of Ethics — Item 5.05  OLD  — ‘EX-14’
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1
12/5/22 OLD"Submission of Matters to a Vote of Security Holders — Item 5.07  OLD  — ‘EX-22’
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11
9/30/22 OLD"Shareholder Nominations Pursuant to Exchange Act Rule 14a-11 — Item 5.08  OLD 1
4/16/24 New Document this Past Month!
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  Disclosures: 
Regulation FD Disclosure — Item 7.01  New Document this Past Month!  — ‘EX-99’
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29
9/30/22 OLD
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  Events: 
Other Events — Item 8.01  OLD 48
12/20/23
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  Financials: 
Financial Statements and Exhibits — Item 9.01 — Financial Reports
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133

4/1/24 New Document this Past Month!NT 10-KUpdate:  Notices of Late Filings of Form 10-K Annual Reports — Form 12b-25  New Document this Past Month! 9
12/22/23DRegistration:  Notices of Exempt Offerings of Securities — Form D13
11/20/2310-QUpdate:  Quarterly Reports — Form 10-Q — Financial Reports
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61
11/15/23NT 10-QUpdate:  Notices of Late Filings of Form 10-Q Quarterly Reports — Form 12b-2512
10/20/22 OLDDEFA14AProxy:  Definitive Additional Proxy Soliciting Material — Schedule 14A  OLD 1
10/20/22 OLDDEF 14AProxy:  Definitive Proxy Statements — Schedule 14A  OLD 18
4/27/22 OLDDEF 14CProxy:  Definitive Proxy Info Statements — Schedule 14C  OLD 2
2/4/22 OLDSC 14D9Ownership:  Tender-Offer Solicitation/Recommendation Statement — Schedule 14D-9  OLD 1
4/17/19 OLDPRE 14AProxy:  Preliminary Proxy Statements — Schedule 14A  OLD 10
8/4/17 OLDRWRegistration:  Registration Withdrawal Requests  OLD 2
6/30/17 OLDS-1Registration:  Registration Statements (General Form) — Form S-1  OLD  — Financial Reports
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15
4/3/17 OLDPRE 14CProxy:  Preliminary Proxy Info Statement — Schedule 14C  OLD 1
1/13/17 OLD424B3Registration:  Prospectuses – New Facts or Events  OLD 81
1/12/17 OLDEFFECTSEC:  SEC Notices of Effectiveness  OLD 24
1/9/17 OLDCORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC
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24
5/10/16 OLD8-A12GRegistration:  Registration Statement for a Class of Securities — Form 8-A  OLD 1
6/3/15 OLDPOS AMRegistration:  Post-Effective Amendments of Registration Statements  OLD  — Financial Reports
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28
7/3/14 OLDS-8Registration:  Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  OLD 4
2/20/13 OLD424B5Registration:  Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events  OLD 5
11/5/12 OLDS-3Registration:  Registration Statements – Securities for Transactions — Form S-3  OLD 11
4/19/12 OLDPOS EXRegistration:  Post-Effective Amendments of Registration Statements – Additional Exhibits  OLD 3
2/15/12 OLDS-8 POSRegistration:  Post-Effective Amendments of Form S-8 Registrations  OLD 4
8/26/08 OLDFWPRegistration:  Prospectus – Free Writing  OLD 1
3/23/06 OLD10KSBUpdate:  Annual and Annual-Transition Reports by Small Businesses (Optional Form) — Form 10-KSB  OLD 7
11/9/05 OLD10QSBUpdate:  Quarterly and Quarterly-Transition Reports by Small Businesses (Optional Form) — Form 10-QSB  OLD 19
6/3/05 OLDCERTAMXTrading:  Certification by the American Stock Exchange Approving a Listing — Form CERT  OLD 1
5/31/05 OLD8-A12BRegistration:  Registration Statements for Certain Classes of Securities — Form 8-A  OLD 2
11/12/04 OLD3Ownership:  Initial Statement of Beneficial Ownership of Securities by an Insider — Form 3  OLD 1
7/8/04 OLDSB-2Registration:  Registration Statements by Small-Business Issuers (Optional Form) — Form SB-2  OLD 5
4/20/04 OLDREGDEXRegistration:  Notices of Exempt Offerings of Securities — Form D  OLD 5
4/10/00 OLD10SB12GRegistration:  Registration Statements by Small-Business Issuers — Form 10-SB  OLD 5

General Exhibits: 
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12/20/23EX-10Material Contracts185
8/30/22 OLDEX-4Instruments, Including Indentures, Defining the Rights of Security Holders  OLD 89
4/15/22 OLDEX-14Code of Ethics  OLD 1
4/15/22 OLDEX-21Subsidiaries Lists  OLD 5
9/5/18 OLDEX-3Articles of Incorporation/Organization and Bylaws  OLD 11
6/30/17 OLDEX-23Consents of Experts and Counsel  OLD 107
11/21/16 OLDEX-5Opinions of Counsel re: Legality  OLD 42
4/28/16 OLDEX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD 26
12/4/02 OLDEX-22Published Report re: Matters Submitted to a Vote of Security Holders  OLD 1

Additional Exhibits: 
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8/30/22 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD  — Press Releases
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& Conference Calls
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135

Financials: 
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4/19/24 New Exhibit this Past Month!EX-31Certifications — §302 – SOA’02  New Exhibit this Past Month! 178
4/19/24 New Exhibit this Past Month!EX-32Certifications — §906 – SOA’02  New Exhibit this Past Month! 174
4/19/24 New Report this Past Month!XML  &  R#IDEA Financial Reports Info  New Report this Past Month!  — Financial Reports
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4,522
4/19/24 New Workbook this Past Month!EXCELIDEA Workbooks of Financial Reports Info  New Workbook this Past Month!  — Workbooks of Financial Reports
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94
4/19/24 New Exhibit this Past Month!EX-101.*XBRL Data  (XBRL Files)  New Exhibit this Past Month! 439
4/19/24 New Exhibit this Past Month!JSONXBRL Instances as JavaScript Object Notation Data  (JSON Files)  New Exhibit this Past Month! 20
4/19/24 New Folder this Past Month!ZIPXBRL Zipped Folders
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  (Folders of XBRL Files)  New Folder this Past Month! 
78
8/10/18 OLDEX-16Letters re: Changes in Accountants  OLD 7
11/20/00 OLDEX-27Financial Data Schedules {Pre-XBRL}  OLD  — Financial Reports
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3

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4/19/24 New Graphic this Past Month!GRAPHICPhotos, Images and Graphs  New Graphic this Past Month! 681


Forms
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, Documents
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& Exhibits
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 in  500 Filings
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 Filed re:  Issuer / Subject Company


        

        
Latest Filing  Type    Category    Description        Documents
     
2/14/24SC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G18
12/20/23SC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D28
12/20/234Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4380
10/18/22 OLD3Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD 42
4/26/22 OLD5Ownership:  Annual Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 5  OLD 10
3/21/22 OLDSC TO-TOwnership:  Tender-Offer Statements by Third Parties — Schedule TO  OLD 2
2/4/22 OLDSC 14D9Ownership:  Tender-Offer Solicitation/Recommendation Statement — Schedule 14D-9  OLD 1
2/28/11 OLD25-NSETrading:  Notice by a Securities Exchange of the Removal from Listing and Registration of Matured, Redeemed or Retired Securities — Form 25  OLD 1
8/26/08 OLDFWPRegistration:  Prospectus – Free Writing  OLD 1

Letters: 
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12/19/16 OLDLETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC17

General Exhibits: 
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4/10/12 OLDEX-24Power of Attorney  OLD 1
2/14/05 OLDEX-1Underwriting Agreement or Conflict Minerals Report  (or mislabeled “1st Exhibit”)  OLD 1

Additional Exhibits: 
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2/4/22 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD 8

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2/4/22 OLDGRAPHICPhoto, Image or Graph  OLD 1


        

Filings History

Year    # of Filings
In descending order
2024 5
2023 18
2022 46
2021 1
2020 5
2019 22
2018 24
2017 40
2016 53
2015 44
2014 85
2013 73
2012 103
2011 115
2010 91
2009 62
2008 48
2007 38
2006 32
2005 55
2004 52
2003 11
2002 33
2001 24
2000 12
1999 1

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