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Tivo Solutions Inc. 
 CA
  SEC # 1088825


        
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1,597  SEC Filings
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  from  7/22/99  to  2/14/17  (None in the Past Year)

  List All Filings  or
  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘SC 13G/A’ — Amendment to Statement of Acquisition of Beneficial Ownership by a “Passive” Investor — Schedule 13G — Filed re:  Issuer / Subject Company — Filed by:  Putnam Investments LLC 
 
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Filings
involving  Tivo Solutions Inc. 

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Forms
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, Documents
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& Exhibits
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 in  557 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
11/14/16 OLDEFFECTSEC:  SEC Notices of Effectiveness  OLD 8
11/2/16 OLD15-12GRegistration:  Certification of a Termination of Registration of a Class of Securities — Form 15  OLD 1
11/2/16 OLDS-8 POSRegistration:  Post-Effective Amendments of Form S-8 Registrations  OLD 16
11/2/16 OLDPOS462BRegistration:  Post-Effective Amendment of a Registration Statement – Rule 462(b)  OLD 1
11/2/16 OLDPOSASRRegistration:  Post-Effective Amendment of an Automatic Shelf Registration Statement — Form S-3/F-3ASR  OLD 1
11/2/16 OLDPOS AMRegistration:  Post-Effective Amendments of Registration Statements  OLD 12
10/18/16 OLDSC TO-IOwnership:  Tender-Offer Statements by Issuers — Schedule TO  OLD 2
9/8/16 OLD8-KUpdate:  Current Reports — Form 8-K  OLD  — Press Releases
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& Conference Calls
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281

8-K Items: 
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9/8/16 OLD
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  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01  OLD  — ‘EX-10’
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45
5/9/11 OLD"Termination of a Material Definitive Agreement — Item 1.02  OLD  — ‘EX-10’
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4
9/8/16 OLD
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  Financial Info: 
Completion of Acquisition or Disposition of Assets — Item 2.01  OLD  — ‘EX-2’
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2
5/31/16 OLD"Results of Operations and Financial Condition — Item 2.02  OLD 50
9/23/14 OLD"Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ‘EX-10’
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3
11/30/04 OLD"Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement — Item 2.04  OLD  — ‘EX-10’
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1
11/18/08 OLD"Cost Associated with Exit or Disposal Activities — Item 2.05  OLD  — ‘EX-2’
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1
9/23/14 OLD
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  Securities & Trading: 
Unregistered Sales of Equity Securities — Item 3.02  OLD  — ‘EX-1’
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4
9/8/16 OLD"Material Modifications to Rights of Security Holders — Item 3.03  OLD  — ‘EX-4’
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1
9/8/16 OLD
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  Governance & Management: 
Changes in Control of Registrant — Item 5.01  OLD 1
9/8/16 OLD"Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  OLD  — List of Directors & Officers
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45
9/8/16 OLD"Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ‘EX-3’
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6
3/31/09 OLD"Amendments to the Registrant’s Code of Ethics, or Waiver of a Provision of the Code of Ethics — Item 5.05  OLD  — ‘EX-14’
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2
7/13/16 OLD"Submission of Matters to a Vote of Security Holders — Item 5.07  OLD 8
9/24/15 OLD
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  Disclosures: 
Regulation FD Disclosure — Item 7.01  OLD  — ‘EX-99’
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18
8/17/16 OLD
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  Events: 
Other Events — Item 8.01  OLD 67
9/8/16 OLD
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  Financials: 
Financial Statements and Exhibits — Item 9.01  OLD 112

8/31/16 OLDDEFA14AProxy:  Definitive Additional Proxy Soliciting Materials — Schedule 14A  OLD 6
8/30/16 OLDDEF 14AProxy:  Definitive Proxy Statements — Schedule 14A  OLD 18
8/29/16 OLD10-QUpdate:  Quarterly Reports — Form 10-Q  OLD  — Financial Reports
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58
8/17/16 OLD425Registration:  Prospectuses and Communications – Mergers  OLD 17
7/22/16 OLDS-8Registration:  Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  OLD 16
5/25/16 OLDSDUpdate:  Specialized Disclosure Reports re: Uses of Conflict Minerals — Form SD  OLD 3
3/23/16 OLD10-KUpdate:  Annual Reports — Form 10-K  OLD  — Financial Reports
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20
10/22/13 OLDCT ORDERSEC:  SEC Confidential Treatment Orders  OLD 33
6/14/13 OLDDEFR14AProxy:  Definitive Revised Proxy Soliciting Materials — Schedule 14A  OLD 9
4/1/13 OLD4Ownership:  Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4  OLD 1
8/10/11 OLDCORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC
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7
12/7/10 OLDS-3ASRRegistration:  Automatic Shelf Registration Statement by a Well-Known Issuer — Form S-3  OLD 1
10/29/07 OLDS-3Registration:  Registration Statements – Securities for Transactions — Form S-3  OLD 16
5/18/07 OLDPRER14AProxy:  Preliminary Revised Proxy Soliciting Material — Schedule 14A  OLD 1
5/16/07 OLDPRE 14AProxy:  Preliminary Proxy Statements — Schedule 14A  OLD 2
10/24/06 OLD424B7Registration:  Prospectus – Selling Security Holders – Info Previously Omitted  OLD 1
9/7/06 OLD424B2Registration:  Prospectuses – Primary Offerings and Shelf Securities  OLD 3
3/18/04 OLDREGDEXRegistration:  Notices of Exempt Offerings of Securities — Form D  OLD 5
6/27/03 OLD424B5Registration:  Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events  OLD 2
6/26/03 OLDS-3MEFRegistration:  Registration Statements to Add Securities to Prior Form S-3 Registrations  OLD 2
6/20/03 OLD424B3Registration:  Prospectuses – New Facts or Events  OLD 2
4/30/01 OLD10-KTUpdate:  Annual-Transition Report — Form 10-K  OLD 1
1/22/01 OLD10-K405Update:  Annual Reports — Reg. S-K – Item 405 — Form 10-K  OLD 4
9/30/99 OLD424B4Registration:  Prospectus – Info Previously Omitted & New Facts or Events  OLD 1
9/28/99 OLDS-1Registration:  Registration Statements (General Form) — Form S-1  OLD 5
8/25/99 OLD8-A12GRegistration:  Registration Statement for a Class of Securities — Form 8-A  OLD 1

General Exhibits: 
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9/8/16 OLDEX-3Articles of Incorporation/Organization and Bylaws  OLD 15
9/8/16 OLDEX-4Instruments, Including Indentures, Defining the Rights of Security Holders  OLD 40
8/23/16 OLDEX-10Material Contracts  OLD 243
7/22/16 OLDEX-23Consents of Experts and Counsel  OLD 62
7/22/16 OLDEX-5Opinions of Counsel re: Legality  OLD 29
5/25/16 OLDEX-1Underwriting Agreements and Conflict Minerals Reports  (and mislabeled “1st Exhibits”)  OLD 8
5/4/16 OLDEX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD 3
12/7/10 OLDEX-25Statements of Eligibility to Act as a Trustee — Forms T-1 & T-2  OLD 2
3/31/09 OLDEX-14Codes of Ethics  OLD 2

Additional Exhibits: 
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9/13/16 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD  — Press Releases
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& Conference Calls
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142

Financials: 
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8/29/16 OLDEX-31Certifications — §302 – SOA’02  OLD 116
8/29/16 OLDEX-32Certifications — §906 – SOA’02  OLD 108
8/29/16 OLDXML  &  R#IDEA Financial Reports Info  OLD  — Financial Reports
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1,215
8/29/16 OLDEXCELIDEA Workbooks of Financial Reports Info  OLD  — Workbooks of Financial Reports
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33
8/29/16 OLDEX-101.*XBRL Data  (XBRL Files)  OLD 156
8/29/16 OLDZIPXBRL Zipped Folders
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  (Folders of XBRL Files)  OLD 
26
12/7/10 OLDEX-12Statements re: Computations of Ratios  OLD 10
6/9/06 OLDEX-18Letter re: a Change in Accounting Principles or Practices  OLD 1
5/15/02 OLDEX-16Letter re: a Change in Accountant  OLD 1
11/14/00 OLDEX-27Financial Data Schedules {Pre-XBRL}  OLD  — Financial Reports
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6

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8/31/16 OLDGRAPHICPhotos, Images and Graphs  OLD 522


Forms
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, Documents
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& Exhibits
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 in  1,043 Filings
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 Filed re:  Issuer / Subject Company


        

        
Latest Filing  Type    Category    Description        Documents
     
2/14/17 OLDSC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD 89
10/18/16 OLDSC TO-IOwnership:  Tender-Offer Statements by Issuers — Schedule TO  OLD 2
9/8/16 OLD4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD 881
9/7/16 OLD25-NSETrading:  Notice by a Securities Exchange of the Removal from Listing and Registration of Matured, Redeemed or Retired Securities — Form 25  OLD 1
9/2/16 OLDSC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD 14
9/2/16 OLD425Registration:  Prospectuses and Communications – Mergers  OLD 18
1/12/16 OLD3Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD 28
3/8/05 OLD5Ownership:  Annual Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 5  OLD 2
5/20/03 OLD144Ownership:  Notice of a Proposed Sale of Securities by an Insider — Form 144  OLD 1

Letters: 
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8/26/11 OLDLETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC8

General Exhibits: 
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8/31/16 OLDEX-10Material Contracts  OLD 3
5/4/16 OLDEX-3Articles of Incorporation/Organization and Bylaws  OLD 3
5/4/16 OLDEX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD 3
1/12/16 OLDEX-24Powers of Attorney  OLD 48
2/2/05 OLDEX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD 4
3/21/02 OLDEX-13Annual or Quarterly Report to Security Holders  OLD 1
3/21/02 OLDEX-14Code of Ethics  OLD 1
3/21/02 OLDEX-17Correspondence re: Departure of a Director  OLD 1
3/21/02 OLDEX-4Instrument Defining the Rights of Security Holders  OLD 1
3/21/02 OLDEX-6Opinion of Counsel re: Discount on Capital Shares  OLD 1
3/21/02 OLDEX-5Opinion of Counsel re: Legality  OLD 1
3/21/02 OLDEX-8Opinion of Counsel re: Tax Matters  OLD 1
3/21/02 OLDEX-9Voting Trust Agreement  OLD 1

Additional Exhibits: 
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9/13/16 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD 17

Financials: 
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3/21/02 OLDEX-7Correspondence from an Accountant re: Non-Reliance on a Previously Issued Audit Report or Completed Interim Review  OLD 1
3/21/02 OLDEX-16Letter re: a Change in Accountant  OLD 1
3/21/02 OLDEX-15Letter re: Unaudited Interim Financial Info  OLD 1
3/21/02 OLDEX-11Statement re: the Computation of Earnings Per Share  OLD 1
3/21/02 OLDEX-12Statement re: the Computation of Ratios  OLD 1

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8/22/16 OLDGRAPHICPhotos, Images and Graphs  OLD 18


        

Filings History

Year    # of Filings
In descending order
2017 1
2016 136
2015 82
2014 78
2013 107
2012 88
2011 95
2010 104
2009 110
2008 94
2007 122
2006 132
2005 100
2004 131
2003 111
2002 44
2001 36
2000 17
1999 9

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