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141 Capital, Inc. 
 IL
  SEC # 1083384


        
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54  SEC Filings
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  from  5/17/99  to  4/29/09  (None in the Past Year)

  List All Filings  or
  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘D’ — Notice of an Exempt Offering of Securities — Form D — Filed as:  Filer / Offerer 
 
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notifications of all
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Filings
involving  141 Capital, Inc. 

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Forms
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, Documents
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& Exhibits
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 in  53 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
4/29/09 OLDDRegistration:  Notice of an Exempt Offering of Securities — Form D  OLD 1
4/8/08 OLD15-15DUpdate:  Notice of a Suspension of Duty to File Reports — Form 15  OLD 1
3/5/08 OLD15-12BRegistration:  Certification of a Termination of Registration of a Class of Securities — Form 15  OLD 1
3/29/02 OLD8-KUpdate:  Current Reports — Form 8-K  OLD  — Press Releases
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& Conference Calls
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13
3/29/02 OLDNT 10-KUpdate:  Notices of Late Filings of Form 10-K Annual Reports — Form 12b-25  OLD 3
2/19/02 OLD10-QUpdate:  Quarterly Report — Form 10-Q  OLD 1
11/15/01 OLDNT 10-QUpdate:  Notices of Late Filings of Form 10-Q Quarterly Reports — Form 12b-25  OLD 3
10/31/01 OLD10QSBUpdate:  Quarterly and Quarterly-Transition Reports by Small Businesses (Optional Form) — Form 10-QSB  OLD 8
5/21/01 OLDDEFS14AProxy:  Definitive Proxy Statement – Special Meeting — Schedule 14A  OLD 1
5/3/01 OLDPRER14AProxy:  Preliminary Revised Proxy Soliciting Material — Schedule 14A  OLD 1
4/17/01 OLD10KSBUpdate:  Annual and Annual-Transition Reports by Small Businesses (Optional Form) — Form 10-KSB  OLD 2
3/23/01 OLDPRES14AProxy:  Preliminary Proxy Statement – Special Meeting — Schedule 14A  OLD 1
10/6/00 OLDDEF 14AProxy:  Definitive Proxy Statements — Schedule 14A  OLD 2
9/27/00 OLDPRE 14AProxy:  Preliminary Proxy Statement — Schedule 14A  OLD 1
9/21/00 OLDSB-2Registration:  Registration Statements by Small-Business Issuers (Optional Form) — Form SB-2  OLD 6
12/27/99 OLDPOS AMRegistration:  Post-Effective Amendment of a Registration Statement  OLD 1
12/27/99 OLD8-A12BRegistration:  Registration Statements for Certain Classes of Securities — Form 8-A  OLD 3
12/23/99 OLDPOS462BRegistration:  Post-Effective Amendments of Registration Statements – Rule 462(b)  OLD 2
12/22/99 OLD424B1Registration:  Prospectus – Info Previously Omitted  OLD 1
12/22/99 OLDSB-2MEFRegistration:  Registration Statement to Add Securities to a Prior Form SB-2 Registration  OLD 1

General Exhibits: 
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10/27/00 OLDEX-17Correspondence re: Departures of Directors  OLD 2
9/21/00 OLDEX-23Consents of Experts and Counsel  OLD 8
12/27/99 OLDEX-4Instrument Defining the Rights of Security Holders  OLD 1
12/27/99 OLDEX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD 9
12/22/99 OLDEX-5Opinions of Counsel re: Legality  OLD 7
11/15/99 OLDEX-10Material Contracts  OLD 8
5/17/99 OLDEX-3Articles of Incorporation/Organization and Bylaws  OLD 3

Additional Exhibits: 
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1/24/01 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD  — Press Releases
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& Conference Calls
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3

Financials: 
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11/14/00 OLDEX-27Financial Data Schedules {Pre-XBRL}  OLD 11


Forms
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, Documents
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& Exhibits
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 in  1 Filing
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 Filed re:  Issuer / Subject Company


        

        
Latest Filing  Type    Category    Description        Documents
     
5/4/01 OLDSC 13DOwnership:  Statement of Acquisition of Beneficial Ownership by an “Active” Investor — Schedule 13D  OLD 1

Financials: 
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5/4/01 OLDEX-7Correspondence from Accountants re: Non-Reliance on Previously Issued Audit Reports and Completed Interim Reviews  OLD 3


        

Filings History

Year    # of Filings
In descending order
2009 1
2008 2
2002 7
2001 17
2000 14
1999 13

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