Advisors Asset Management, Inc. 

CO

  SEC # 1076557

        

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38  SEC Filings   from  2/26/02  to  2/29/24  (3 Months Ago)

List All Filings	or	Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent
Most-Recent Filing:		‘X-17A-5’ — Annual Financial Report [ a.k.a. FOCUS Report ] by a Broker or Dealer — Form X-17A-5 — for 12/31/23 — Filed as:  Filer / Offerer
New-Filing E-Mail:			Send me notifications of all Filings involving  Advisors Asset Management, Inc.

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Forms , Documents & Exhibits  in  38 Filings  Filed as:  Filer / Offerer  or  Owner / Insider

        

Latest Filing			Type		Category	Description		Documents
2/29/24			X-17A-5		Update:		Annual Financial Reports [ a.k.a. FOCUS Reports ] by Brokers and Dealers — Form X-17A-5	24
6/7/20	OLD		FOCUSN		Update:		Annual Audit Reports on Financial Reports [ a.k.a. FOCUS Reports ] by Brokers and Dealers  OLD	14
					Broker-Dealer Reports:
2/29/24			FULL		Annual Financial Reports (Full)			4

No Forms  nor  Documents  Filed re:  Issuer / Subject Company

        

        

Filings History

Year		# of Filings
2024		1
2023		1
2022		1
2021		1
2020		2
2019		2
2018		2
2017		3
2016		2
2015		2
2014		2
2013		2
2012		2
2011		2
2010		2
2009		2
2008		1
2007		2
2006		2
2005		1
2004		1
2003		1
2002		1