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E Trade Funds 
 CA
  SEC # 1073005


        
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330  SEC Filings
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  from  11/5/98  to  10/28/09  (None in the Past Year)

  List All Filings  or
  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘N-8F ORDR’ — Application for an SEC Deregistration Order – ‘N-8F’ SEC Order — Filed as:  Filer / Offerer 
 
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Forms
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, Documents
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& Exhibits
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 in  330 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
10/28/09 OLDN-8F ORDRSEC:  Application for an SEC Deregistration Order – ‘N-8F’ SEC Order  OLD 1
9/28/09 OLDN-8F NTCSEC:  Application for an SEC Deregistration Order – ‘N-8F’ SEC Notice  OLD 1
8/20/09 OLDN-8FRegistration:  Application for an SEC Deregistration Order by an Investment Company — Form N-8F  OLD 1
8/13/09 OLDN-PXProxy:  Annual Proxy Voting Reports by Investment Companies — Form N-PX  OLD 6
7/28/09 OLDNSAR-AUpdate:  Semi-Annual Reports by Investment Companies — Form N-SAR  OLD 13
5/28/09 OLDN-QUpdate:  Quarterly Portfolio Holdings Schedules by Investment Companies — Form N-Q  OLD 11
4/8/09 OLD497Registration:  Definitive Materials  OLD 69
3/10/09 OLD24F-2NTUpdate:  Annual Notices of Securities Sold by Investment Companies — Form 24F-2  OLD 13
2/27/09 OLDN-CSRUpdate:  Annual Certified Shareholder Reports by Investment Companies — Form N-CSR  OLD 11
2/27/09 OLDNSAR-BUpdate:  Annual Reports by Investment Companies — Form N-SAR  OLD 13
8/28/08 OLDN-CSRSUpdate:  Semi-Annual Certified Shareholder Reports by Investment Companies — Form N-CSR  OLD 6
5/2/08 OLD497JRegistration:  Certifications of No Change in Definitive Materials  OLD 13
4/29/08 OLD485BPOSRegistration:  Post-Effective Amendments of Form N-1 and N-1A Registrations  OLD 28
4/1/08 OLD40-17GUpdate:  Fidelity Bonds for Investment Companies  OLD 9
10/11/06 OLDEFFECTSEC:  SEC Notice of Effectiveness  OLD 1
10/6/06 OLDN-14AERegistration:  Registration Statements by Open-End Investment Companies – Securities for Mergers (Automatic Effectiveness) — Form N-14  OLD 3
7/25/06 OLD485APOSRegistration:  Post-Effective Amendments of Form N-1 and N-1A Registrations  OLD 21
7/18/06 OLDDEF 14AProxy:  Definitive Proxy Statements — Schedule 14A  OLD 4
7/18/06 OLDDEFA14AProxy:  Definitive Additional Proxy Soliciting Materials — Schedule 14A  OLD 7
9/11/03 OLDDEFR14AProxy:  Definitive Revised Proxy Soliciting Material — Schedule 14A  OLD 1
8/25/03 OLDPRE 14AProxy:  Preliminary Proxy Statements — Schedule 14A  OLD 2
3/5/03 OLDN-30DUpdate:  Annual and Semi-Annual Reports Mailed to Shareholders by Investment Companies  OLD 77
11/27/02 OLDN-14Registration:  Registration Statements by Open-End Investment Companies and Business Development Companies (BDCs) – Securities for Mergers — Form N-14  OLD 3
8/16/02 OLDAWRegistration:  Amendment Withdrawal Request  OLD 1
11/20/01 OLD485BXTRegistration:  Post-Effective Amendments of Form N-1 and N-1A Registrations to Designate New Effective Dates  OLD 9
2/22/99 OLDN-18F1Update:  Notice of Election by an Open-End Investment Company — Form N-18f-1  OLD 1
2/4/99 OLDN-1ARegistration:  Registration Statements by Open-End Investment Companies — Form N-1A  OLD 4
11/5/98 OLDN-8ARegistration:  Notice of Registration by an Investment Company — Form N-8A  OLD 1

Additional Exhibits: 
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5/28/09 OLDEX-99  &  EX-99.*Miscellaneous Exhibits, such as Press Releases  OLD EX-99.*  Form-Specific Exhibits...  Form N-CSR:  25 Certifications — §302 – SOA’02;  12 Certifications — §906 – SOA’02;  5 Codes of Ethics — Form N-SAR:  9 Accountants’ Reports re: Internal Controls;  1 Letter re: a Change in Accountant;  2 Matters Submitted to Votes of Security Holders;  1 Merger Info;  7 Other Disclosures;  2 Policies re: Security Investments;  1 Transaction Effected — Rule 10f-3 – ICA’40  (65 total)358

Financials: 
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8/28/00 OLDEX-27Financial Data Schedules {Pre-XBRL}  OLD 17

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2/27/09 OLDGRAPHICPhotos, Images and Graphs  OLD 214

Funds / Series  and their  Classes / Contracts

   As Of   Fund / Series — Filings for F/S#...
     Class / Contract — Filings for C/C#...    Symbol
 
2009: 8/13/09 E*Trade Delphi Value FundS#13729
 Institutional ClassC#37693
 Retail ClassC#37692
 8/13/09 E*TRADE International Index FundS#3019
 C#8286ETINX
 8/13/09 E*Trade Kobren Growth FundS#13728
 Kobren Growth FundC#37691
 8/13/09 E*TRADE Russell 2000 Index FundS#3020
 C#8287ETRUX
 8/13/09 E*TRADE S&P 500 Index FundS#3021
 C#8288ETSPX
 8/13/09 E*TRADE Technology Index FundS#3022
 C#8289ETTIX
 
— 6 Funds / Series — 7 Classes / Contracts —


No Forms
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 nor  Documents
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 Filed re:  Issuer / Subject Company


        

        

Filings History

Year    # of Filings
In descending order
2009 11
2008 13
2007 13
2006 25
2005 19
2004 29
2003 46
2002 39
2001 50
2000 56
1999 27
1998 2

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