Latest Filing | | Type | | Category | Description | Documents |
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2/17/21 | OLD | | EFFECT | | SEC: | | SEC Notices of Effectiveness OLD | 11 |
1/14/20 | OLD | | 15-12G | | Registration: | | Certification of a Termination of Registration of a Class of Securities — Form 15 OLD | 1 |
1/14/20 | OLD | | 8-K | | Update: | | Current Reports — Form 8-K OLD — Press Releases & Conference Calls — Financial Reports | 251 |
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| | 8-K Items: |
10/11/19 | OLD | | Business & Operations: | • | Entry into a Material Definitive Agreement — Item 1.01 OLD — ↓‘EX-10’ | 119 |
6/3/19 | OLD | | " | | | • | Bankruptcy or Receivership — Item 1.03 OLD — ↓‘EX-2’ | 1 |
6/18/18 | OLD | | Financial Info: | • | Completion of Acquisition or Disposition of Assets — Item 2.01 OLD — ↓‘EX-2’ | 15 |
2/13/18 | OLD | | " | | | • | Results of Operations and Financial Condition — Item 2.02 OLD — Financial Reports | 31 |
6/10/19 | OLD | | " | | | • | Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03 OLD — ↓‘EX-10’ | 76 |
6/3/19 | OLD | | " | | | • | Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement — Item 2.04 OLD — ↓‘EX-10’ | 4 |
3/31/09 | OLD | | " | | | • | Cost Associated with Exit or Disposal Activities — Item 2.05 OLD — ↓‘EX-2’ | 1 |
4/19/19 | OLD | | Securities & Trading: | • | Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01 OLD | 7 |
6/18/18 | OLD | | " | | | • | Unregistered Sales of Equity Securities — Item 3.02 OLD — ↓‘EX-1’ | 43 |
5/10/18 | OLD | | " | | | • | Material Modifications to Rights of Security Holders — Item 3.03 OLD — ↓‘EX-4’ | 1 |
6/14/18 | OLD | | Accountants & Accounting: | • | Changes in Registrant’s Certifying Accountant — Item 4.01 OLD — ↓‘EX-16’ | 4 |
4/2/19 | OLD | | " | | | • | Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review — Item 4.02 OLD | 1 |
5/10/18 | OLD | | Governance & Management: | • | Changes in Control of Registrant — Item 5.01 OLD | 1 |
10/7/19 | OLD | | " | | | • | Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02 OLD — List of Directors & Officers | 23 |
5/10/18 | OLD | | " | | | • | Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03 OLD — ↓‘EX-3’ | 7 |
2/21/18 | OLD | | " | | | • | Submission of Matters to a Vote of Security Holders — Item 5.07 OLD | 8 |
12/27/19 | OLD | | Disclosures: | • | Regulation FD Disclosure — Item 7.01 OLD — ↓‘EX-99’ | 45 |
1/14/20 | OLD | | Events: | • | Other Events — Item 8.01 OLD | 60 |
1/14/20 | OLD | | Financials: | • | Financial Statements and Exhibits — Item 9.01 OLD — Financial Reports | 192 |
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1/3/20 | OLD | | POS AM | | Registration: | | Post-Effective Amendments of Registration Statements OLD | 7 |
12/16/19 | OLD | | S-8 POS | | Registration: | | Post-Effective Amendment of a Form S-8 Registration OLD | 1 |
11/18/19 | OLD | | NT 10-Q | | Update: | | Notices of Late Filings of Form 10-Q Quarterly Reports — Form 12b-25 OLD | 7 |
4/2/19 | OLD | | NT 10-K | | Update: | | Notices of Late Filings of Form 10-K Annual Reports — Form 12b-25 OLD | 3 |
3/1/19 | OLD | | PRE 14A | | Proxy: | | Preliminary Proxy Statements — Schedule 14A OLD | 9 |
11/13/18 | OLD | | 10-Q | | Update: | | Quarterly Reports — Form 10-Q OLD — Financial Reports | 44 |
8/10/18 | OLD | | 424B3 | | Registration: | | Prospectuses – New Facts or Events OLD | 4 |
8/7/18 | OLD | | CORRESP | | Comment: | | Comment-Response and Other Letters to the SEC [ a.k.a. COVER ] OLD — All Correspondence with the SEC | 26 |
8/7/18 | OLD | | S-3 | | Registration: | | Registration Statements – Securities for Transactions — Form S-3 OLD | 17 |
5/9/18 | OLD | | D | | Registration: | | Notices of Exempt Offerings of Securities — Form D OLD | 21 |
4/3/18 | OLD | | SC 14F1 | | Ownership: | | Statement re: a Change in the Majority of Directors — Schedule 14F-1 OLD | 1 |
3/22/18 | OLD | | 10-K | | Update: | | Annual Reports — Form 10-K OLD — Financial Reports | 23 |
2/1/18 | OLD | | 424B5 | | Registration: | | Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events OLD | 3 |
1/25/18 | OLD | | DEFA14A | | Proxy: | | Definitive Additional Proxy Soliciting Materials — Schedule 14A OLD | 3 |
1/12/18 | OLD | | RW | | Registration: | | Registration Withdrawal Requests OLD | 5 |
12/28/17 | OLD | | DEFM14A | | Proxy: | | Definitive Proxy Statement – Merger or Acquisition — Schedule 14A OLD | 1 |
11/21/17 | OLD | | PREM14A | | Proxy: | | Preliminary Proxy Statements – Mergers & Acquisitions — Schedule 14A OLD | 2 |
10/6/17 | OLD | | S-8 | | Registration: | | Registration Statement – Securities for an Employee Benefit Plan — Form S-8 OLD | 1 |
5/12/17 | OLD | | S-1 | | Registration: | | Registration Statements (General Form) — Form S-1 OLD | 10 |
9/2/16 | OLD | | DEFR14A | | Proxy: | | Definitive Revised Proxy Soliciting Materials — Schedule 14A OLD | 3 |
8/30/16 | OLD | | DEF 14A | | Proxy: | | Definitive Proxy Statements — Schedule 14A OLD | 12 |
8/18/16 | OLD | | PRER14A | | Proxy: | | Preliminary Revised Proxy Soliciting Materials — Schedule 14A OLD | 2 |
6/4/14 | OLD | | CERTNAS | | Trading: | | Certification by the Nasdaq Stock Market Approving a Listing — Form CERT OLD | 1 |
6/3/14 | OLD | | 8-A12B | | Registration: | | Registration Statements for Certain Classes of Securities — Form 8-A OLD | 2 |
11/15/11 | OLD | | 10-12B | | Registration: | | Registration Statement — Form 10 OLD | 1 |
6/8/09 | OLD | | 25 | | Trading: | | Notice by an Issuer of the Removal from Listing and Registration on a Securities Exchange of Matured, Redeemed or Retired Securities — Form 25 OLD | 1 |
12/1/06 | OLD | | REGDEX | | Registration: | | Notices of Exempt Offerings of Securities — Form D OLD | 5 |
6/23/05 | OLD | | 424B2 | | Registration: | | Prospectus – Primary Offering or Shelf Securities OLD | 1 |
2/15/05 | OLD | | 424B4 | | Registration: | | Prospectuses – Info Previously Omitted & New Facts or Events OLD | 2 |
2/14/05 | OLD | | CERTAMX | | Trading: | | Certification by the American Stock Exchange Approving a Listing — Form CERT OLD | 1 |
1/25/05 | OLD | | 8-A12G | | Registration: | | Registration Statement for a Class of Securities — Form 8-A OLD | 1 |
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| | General Exhibits: |
12/27/19 | OLD | | EX-2 | | Plan of Acquisition, Reorganization, Arrangement, Liquidation or Succession OLD | 1 |
10/11/19 | OLD | | EX-10 | | Material Contracts OLD | 255 |
7/20/18 | OLD | | EX-23 | | Consents of Experts and Counsel OLD | 41 |
7/20/18 | OLD | | EX-5 | | Opinions of Counsel re: Legality OLD | 23 |
5/10/18 | OLD | | EX-3 | | Articles of Incorporation/Organization and Bylaws OLD | 19 |
3/22/18 | OLD | | EX-21 | | Subsidiaries Lists OLD | 9 |
2/1/18 | OLD | | EX-1 | | Underwriting Agreements (and mislabeled “1st Exhibits”) OLD | 9 |
10/6/17 | OLD | | EX-4 | | Instruments, Including Indentures, Defining the Rights of Security Holders OLD | 3 |
3/31/06 | OLD | | EX-14 | | Code of Ethics OLD | 1 |
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| | Additional Exhibits: |
1/14/20 | OLD | | EX-99 & EX-99.* | | Miscellaneous Exhibits, such as Press Releases OLD — Press Releases & Conference Calls — EX-99.* Form-Specific Exhibits... Form N-14: 3 Articles of Incorporation/Organization | 174 |
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| | Financials: |
11/13/18 | OLD | | EX-31 | | Certifications — §302 – SOA’02 OLD | 116 |
11/13/18 | OLD | | EX-32 | | Certifications — §906 – SOA’02 OLD | 96 |
11/13/18 | OLD | | XML & R# | | IDEA Financial Reports Info OLD — Financial Reports | 2,014 |
11/13/18 | OLD | | EXCEL | | IDEA Workbooks of Financial Reports Info OLD — Workbooks of Financial Reports | 40 |
11/13/18 | OLD | | EX-101.* | | XBRL Data (XBRL Files) OLD | 198 |
11/13/18 | OLD | | ZIP | | XBRL Zipped Folders (Folders of XBRL Files) OLD | 33 |
6/14/18 | OLD | | EX-16 | | Letters re: Changes in Accountants OLD | 3 |
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| | Graphics: |
1/14/20 | OLD | | GRAPHIC | | Photos, Images and Graphs OLD | 1,524 |