UBS AG New York Branch 

IL

  SEC # 1070765

        

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96  SEC Filings   from  5/18/99  to  2/11/21  (None in the Past Year)

List All Filings	or	Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent
Most-Recent Filing:		‘13F-NT’ — Quarterly Holdings Notice by a Money Manager — Form 13F — for 12/31/20 — Filed as:  Filer / Offerer
New-Filing E-Mail:			Send me notifications of all Filings involving  UBS AG New York Branch

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Forms , Documents & Exhibits  in  96 Filings  Filed as:  Filer / Offerer  or  Owner / Insider

        

Latest Filing			Type		Category	Description		Documents
2/11/21	OLD		13F-NT		Ownership:		Quarterly Holdings Notices by Money Managers — Form 13F  OLD  — Assets Under Management	58
4/21/06	OLD		13F-HR		Ownership:		Quarterly Holdings and Combination Reports by Money Managers — Form 13F  OLD  — Assets Under Management	38

History as a Money Manager:  Assets Under Management  ·  Related Money Managers

As Of			Quarter (Ended)		Holdings Form 13F				Assets (Millions)		Reporting Manager Manager with whom Investment Discretion is Shared
2/11/21			12/31/20		145	of	14,104		$3			UBS Group AG
11/12/14			9/30/14		491	of	15,317		$814			UBS AG

No Forms  nor  Documents  Filed re:  Issuer / Subject Company

        

        

Filings History

Year		# of Filings
2021		1
2020		4
2019		4
2018		4
2017		6
2016		8
2015		4
2014		4
2013		4
2012		4
2011		4
2010		2
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2008		2
2007		3
2006		6
2005		4
2004		5
2003		7
2002		4
2001		11
2000		4
1999		1